In Re the Guardianship of Finley

220 S.W.3d 608, 2007 Tex. App. LEXIS 2976, 2007 WL 1148681
CourtCourt of Appeals of Texas
DecidedApril 19, 2007
Docket06-06-00002-CV
StatusPublished
Cited by23 cases

This text of 220 S.W.3d 608 (In Re the Guardianship of Finley) is published on Counsel Stack Legal Research, covering Court of Appeals of Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re the Guardianship of Finley, 220 S.W.3d 608, 2007 Tex. App. LEXIS 2976, 2007 WL 1148681 (Tex. Ct. App. 2007).

Opinion

OPINION

Opinion by

Justice MOSELEY.

The County Court of Cass County, Texas appointed Tommie and Donald Finley coguardians of the person and estate of their twenty-one-year-old grandson, Jeremy Lynn Finley. Two and a half years later, the county judge effected a sua sponte removal of Donald as guardian because, “I don’t like the dual guardianship.” Donald appeals his removal.

Donald raises three issues on appeal: (1) that the trial court erred in removing him without cause as required by Probate Code § 761; (2) that the trial court erred in not reinstating him when requested pursuant to Probate Code § 762; and (3) that counsel is entitled to attorney’s fees from the estate for this appeal. See Tex. Prob.Code Ann. §§ 761, 762 (Vernon Supp.2006).

Appellees (Tommie and Jeremy) raise a novel counter-issue: that Donald was not removed pursuant to Probate Code § 761, but in the court’s reformation of an earlier voidable appointment to comply with Probate Code § 690, which prohibits most co-guardians. See Tex. PROb.Code Ann. § 690 (Vernon 2003). They also urge that the removal was for grounds which are permitted pursuant to Probate Code § 761. See Tex. PROb.Code Ann. § 761.

I. FACTUAL AND PROCEDURAL BACKGROUND

Jeremy became incapacitated from a closed head trauma in a car versus train accident in 2000. Jeremy’s mother was incarcerated and he was estranged from his father, so Donald and Tommie, Jeremy’s grandparents (who were married to each other), applied to become and did become his coguardians in 2003. On Donald’s initiative and apparently against Tommie’s wishes, a suit was instituted against the railroad company whose train *611 had collided with Jeremy’s vehicle; in 2005 a negotiated settlement of the lawsuit was reached and Jeremy’s assets promptly soared from being about $350.00 before the settlement to over $2,000,000.00 after.

Shortly after the settlement was reached, the court apparently became dissatisfied with Donald serving as guardian; the genesis of this dissatisfaction is not revealed from the record. Acting on this dissatisfaction, the court acted sua sponte, filing a notice for Donald to appear and show cause why he should not be removed as guardian; this show cause notice intimated that Donald’s continued role as a coguardian did not appear to be in Jeremy’s best interest.

a. Hearing Testimony

Donald, Tommie, and Jeremy all appeared at the show cause hearing. The court opened the hearing by stating: “I have issued a Show Cause Order because it doesn’t appear that the guardian has the best interest of the Ward at heart. I, somewhat, have a problem with dual guardianship because there is no one person to answer to.”

Four witnesses testified: Tommie, Donald, Jeremy, and Jeremy’s father, W.T. Finley. Jeremy testified that he believed that he was being looked after well. W. T., a Utah resident at the time of the hearing, testified that it appeared to him that Jeremy’s needs were being attended to well. Donald’s and Tommie’s testimony indicated some degree of conflict between Tommie and Donald regarding the expenditure of Jeremy’s money. Tommie testified that she believed she was more conservative with spending than was Donald. Nonetheless, the interested parties agreed that although the two guardians had experienced some disagreements, for the most part Jeremy was well looked after and there was no neglect or misconduct. Tommie did opine that she believed that it would be in Jeremy’s interest to have only one guardian, not two.

Much of the hearing focused on Donald’s purchase of a manufactured home for Jeremy to use as a residence. Within days after the lawsuit with the railroad company had been settled, Donald had signed an earnest money contract to purchase a manufactured home for Jeremy. Apparently (although the evidence about this purchase is sketchy), Donald signed the contract in his name, not in his capacity as coguardian for Jeremy. All of this took place prior to the court having ordered that Jeremy’s funds be placed in a bank under a safe-keeping agreement. The seller of the manufactured home demanded performance under the contract before Donald was able to obtain approval from the court for the expenditure for its purchase, so Donald mortgaged “everything I had” (including Donald’s personal 401k account) to effect the purchase of the manufactured home, paying for the entire purchase price with his own funds. When the title to the manufactured home was issued by the seller, the title was placed in Donald’s name (not Jeremy’s). But at the hearing, Donald stated that he was not claiming the home as his own but, rather, that it was Jeremy’s, even though the title had not been transferred to Jeremy. Subsequent to the purchase, the court approved about $60,000.00 for the purchase price of the manufactured home; Donald was reimbursed for all of his expenditures except about $3,000.00 in closing costs, for which he also expected to be reimbursed. Additionally, the guardianship had made improvements to the manufactured home and its surroundings, which cost about $50,000.00; Donald was expecting to be reimbursed for some of the expenses which had been made but for which he had neither requested nor received prior authorization from the court to make. Tom *612 mie was owed no reimbursement for out-of-pocket expenses for Jeremy’s benefit,

b. Removal of Donald as Guardian

At the close of the very brief hearing, the court, in open court, removed Donald as coguardian, stating:

Okay. Like I said before Court actually started, I don’t like the dual guardianship, anyway, because I don’t have one person to answer to me. So, it is my judgment that Mr. Finley be taken off the guardianship, and sole guardianship be appointed to Ms. Finley, and the bond be raised from one hundred dollars to one hundred thousand.

The court later entered a written order removing Donald as guardian of Jeremy’s person and estate for the solely stated reason that “it would be in the best interest of the Ward to only have one Guardian.” Donald made a timely request for the entry of findings of fact and conclusions of law and, despite Donald’s also timely notice that the findings of fact and conclusions of law were past due, none were filed by the trial court.

II. REMOVAL OF GUARDIAN

a. Standard of Review

We review a court’s removal of a guardian for abuse of discretion. See In re Guardianship of Erickson, 208 S.W.3d 737, 743 (Tex.App.-Texarkana 2006, no pet.); State ex rel. Tex. Dep’t of Mental Health & Mental Retardation v. Ellison, 914 S.W.2d 679, 682 (Tex.App.-Austin 1996, no writ). The test for abuse of discretion is not whether, in the opinion of the reviewing court, the facts present an appropriate case for the trial court’s action; rather, it is a question of whether the court acted without reference to any guiding rules or principles, and the mere fact that a trial court may decide a matter within its discretionary authority differently than an appellate judge does not demonstrate such an abuse. Downer v. Aquamarine Operators, Inc.,

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Bluebook (online)
220 S.W.3d 608, 2007 Tex. App. LEXIS 2976, 2007 WL 1148681, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-the-guardianship-of-finley-texapp-2007.