Guardianship of Leon R. Bernsen Sr., an Incapacitated Person

Court of Appeals of Texas·Decided September 30, 2021·No. 13-20-00016-CV·Published

Opinion

NUMBERS 13-19-00592-CV, 13-20-00016-CV & 13-20-00106-CV

COURT OF APPEALS

THIRTEENTH DISTRICT OF TEXAS CORPUS CHRISTI – EDINBURG

GUARDIANSHIP OF LEON R. BERNSEN SR., AN INCAPACITATED PERSON

On appeal from the County Court at Law No. 5 of Nueces County, Texas.

MEMORANDUM OPINION

Before Justices Longoria, Hinojosa, and Tijerina Memorandum Opinion by Justice Tijerina

In appellate cause numbers 13-19-00592-CV, 13-20-00016-CV, and 13-20-00106-

CV, appellant Stephen Livingston appeals three trial court orders: two orders appointing Clay Hoblit as temporary guardian of the ward Leon Bernsen Sr. and one order voiding a previous Harris County trial court order, which had appointed Livingston as Bernsen’s guardian with limited authority. By five issues, Livingston asserts: (1) the trial court’s order appointing Hoblit as temporary guardian is void because (a) the trial court’s jurisdiction

expired, and (b) Bernsen was not personally served; (2) the trial court could not appoint Hoblit as temporary guardian because Livingston was already Bernsen’s guardian pursuant to the Harris County trial court order; (3) the trial court “could not simply void the Harris County Court’s order appointing” Livingston as guardian; (4) the trial court could not reappoint Hoblit after his term expired because a motion to disqualify and recuse the trial court judge was filed; and (5) all orders entered on motions and requests made by Hoblit, the improperly-appointed guardian, should be set aside and vacated. We affirm in all cause numbers.

I. PROCEDURAL HISTORY A. The Original Guardianship in Nueces County On November 25, 2015, Dianna Bernsen initiated a guardianship proceeding in Nueces County and sought to become Bernsen’s guardian. Dianna is Bernsen’s daughter. Several competing applications for guardianship and motions in limine contesting the guardianship were filed by different parties, including an application by Bernsen’s son Leon Bernsen Jr. and Bernsen’s sister Virginia Means.

On May 13, 2016, the trial court appointed Timothy Japhet as Bernsen’s temporary guardian. The temporary guardianship was set to expire on August 18, 2016. The trial court also appointed Arnold Gonzales as Bernsen’s guardian ad litem on June 21, 2016.

On February 3, 2017, Lynn Allison, Bernsen’s granddaughter,1 filed a competing application for guardianship. Lynn and Dianna filed competing motions in limine

1 Lynn is Leon’s Bernsen Jr.’s daughter. Leon died in February 2017. Thereafter, Lynn took over Leon’s legal proceedings, including participating in a separate lawsuit in the trial court against Bernsen.

challenging each other’s standing to participate in Bernsen’s guardianship proceeding, each asserting the other held adverse interests to Bernsen. Virginia voluntarily withdrew her application for guardianship shortly thereafter. On September 20, 2017, following an evidentiary hearing, the trial court held that Dianna and Lynn both held interests adverse to Bernsen and lacked standing to create or contest Bernsen’s guardianship proceeding (2017 limine order). The parties appealed both rulings to our Court. See In the Guardianship of Leon R. Bernsen Sr., an Alleged Incapacitated Person, Nos. 13-17- 00591-CV, 13-17-00593-CV, 2019 WL 3721339, at *1 (Tex. App.—Corpus Christi– Edinburg Aug. 8, 2019, pet. denied) (mem. op.). B. Subsequent Guardianship in Harris County On September 20, 2017, the same day the Nueces County ruled against Dianna and Lynn, Livingston—Dianna’s husband—initiated a new guardianship proceeding in Harris County seeking the appointment of two people to serve as guardian of Bernsen’s person and estate. 2 In his application, Livingston did not disclose any of the prior proceedings in Nueces County, the 2017 limine order, nor Dianna or Lynn’s pending appeals, stating instead that Dianna was “unable to serve.” All of Bernsen’s siblings were listed on the application, and none were listed as deceased. Bernsen was served with citation for the new guardianship on September 22, 2017. The Harris County trial court appointed an attorney ad litem and an investigator. C. Concurrent Proceedings Meanwhile, in the original guardianship proceeding in Nueces County, Gonzales

2 Both persons Livingston sought to be Bernsen’s guardians filed waivers relinquishing their rights to serve as guardians.

filed an application for guardianship on September 22, 2017. On May 11, 2018, the Nueces County trial court ordered Japhet’s duties discharged and closed the temporary guardianship. The Nueces County trial court also denied Gonzales’s application for permanent guardianship without prejudice.

On December 11, 2018, the Harris County trial court reissued its order appointing the attorney ad litem and the investigator. Two days later, Livingston amended his application in Harris County and disclosed pending litigation in the trial court to which Bernsen was a party. He sought to become Bernsen’s limited guardian of the estate to handle the litigation matters on Bernsen’s behalf. According to Livingston’s brief on appeal, his amended “application listed [Bernsen’s] children and siblings but mistakenly listed Virginia Means as deceased” although he did not make this mistake on the initial application. See TEX. EST. CODE ANN. § 1051.104 (requiring an application for guardianship to be sent to each adult sibling of the proposed ward). The attorney ad litem denied the allegations in Livingston’s application and prayed for Livingston to take nothing.

Livingston again amended his application on January 14, 2019. In his appellate brief, Livingston maintains that the “amendment carried forward the original mistaken list of siblings.” In this amended application, Livingston claims he “expanded on [Bernsen’s] interests in the various litigation and attached Dianna’s powers of attorney.”

On January 30, 2019, the Harris County trial court held a hearing on Livingston’s amended application in the new guardianship. When asked why Dianna was unable to serve as guardian, Dianna responded: “Well, I have kind of got my plate full with business

and [Livingston] and my dad are very close . . . . They have a good interaction and they are just very close and I think my dad admires him and I know [Livingston] admires my dad.” The Harris County trial court appointed Livingston as Bernsen’s limited permanent guardian of the estate as requested. D. Harris County transfer to Nueces County On July 11, 2019, in Harris County, Lynn filed a motion to dismiss the Harris County guardianship proceedings for want of jurisdiction. She asserted she was unaware of these concurrent proceedings; the Nueces County trial court had continuing jurisdiction of the guardianship; Dianna lacked standing and could not participate (vicariously through Livingston) in the guardianship proceeding per 2017 limine order; Livingston’s application falsely stated Virginia was deceased (even though she participated in the Nueces County guardianship proceedings); Livingston made false representations in his application; and two appeals of the 2017 limine orders were pending.3 Livingston responded that Lynn lacked standing to participate in this proceeding as per the Nueces County motion in limine order and that the guardianship in Nueces County was closed. Following a hearing on September 5, 2019, the Harris County trial court abated the case awaiting confirmation from the Nueces County trial court on the court retained jurisdiction.

On September 6, 2019, Livingston filed a motion to clarify status proceeding in

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