In Re the Guardianship of Carlsmith

151 P.3d 692, 113 Haw. 211
CourtHawaii Supreme Court
DecidedJanuary 24, 2007
Docket27569
StatusPublished
Cited by15 cases

This text of 151 P.3d 692 (In Re the Guardianship of Carlsmith) is published on Counsel Stack Legal Research, covering Hawaii Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re the Guardianship of Carlsmith, 151 P.3d 692, 113 Haw. 211 (haw 2007).

Opinion

Opinion of the Court by

ACOBA, J.

We hold, in this appeal by Respondents-Appellants Edith M. Carlsmith (Edith) and Carl Duane Carlsmith (Duane) [collectively Respondents], from the September 26, 2005 order granting in part and denying in part the motion of Petitioner-Appellee Cynthia Carlsmith-Crespi (Cynthia) for attorney’s fees and sanctions (order) of the family court of the first circuit (the court) 1 , and its September 26, 2005 judgment (judgment), which (a) sanctioned Edith to pay attorneys fees and expenses for failure to make discovery 2 pursuant to Hawai'i Family Court Rules (HFCR) Rule 37 (2006) 3 , (b) precluded Edith *214 and Duane from presenting evidence to establish Edith’s alleged capacity until she submits to an independent medical examination (IME), (c) ordered Timothy Luria (Luria), as the duly-appointed temporary guardian ad litem (TGAL), to submit to the court names of licensed attorneys in the Republic of Panama who were competent and willing to serve as Guardian of the Person over Edith, and (d) denied Cynthia’s motion for sanctions to the extent that it requested all pleadings, declarations, and evidence submitted by Edith and/or Duane, be stricken, 4 that (1) the TRO herein is not void inasmuch as (a) the guardianship proceeding in the instant matter was properly initiated, (b) the TRO was accompanied by an appropriate action for further relief, (c) Respondents waived any objection to the sufficiency of service of the guardianship petition and TRO, and (d) the court had subject matter jurisdiction to issue a TRO in relation to a guardianship matter; (2) sufficient evidence exists to support the issuance of a TRO; (3) no error exists as to the retention of a TGAL; (4) no error exists with respect to the court’s December 22, 2005 findings of fact (findings) and conclusions of law (conclusions); and (5) no reversible error exists as to the court’s November 26, 2003 finding no. 4 that “[Edith] was served with the [guardianship p]etition through her Hawai'i attorneys” inasmuch as Edith waived any objections to any defect in the manner in which she was served. Accordingly, we affirm the court’s September 26, 2005 order and judgment, and remand this case for further proceedings consistent with this opinion. ■,

I.

The following is gleaned from the record and the parties’ briefs. Edith is 100 years old and currently a resident of the Republic of Panama. Edith has a son, Duane, who also lives in Panama, and a daughter, Edith Gayle Carlsmith (Gayle). Edith has two granddaughters, Annaliese Carlsmith (Anna-liese), who lives in southern California, and Cynthia, a resident of the island of Hawai'i, both of whom are Duane’s daughters.

Prior to her relocation to Panama sometime in November 2003, Edith lived in San Rafael, California at a retirement condominium community called Smith Ranch. Sometime in February 2003, Edith designated An-naliese and Cynthia as her agents in her Advanced Health Care Directive to make treatment decisions on her behalf if necessary. Subsequent to that, Edith claims in her opening brief that Annaliese asked her if she could borrow $200,000 to buy a house closer to Edith’s residence, but Edith refused. In June 2003, Edith suffered a mild stroke and was hospitalized. Following her hospitalization, she returned to her home in California. Duane later moved to Smith Ranch from Panama to stay with Edith. A caregiver, Linda Manyisha (Linda), was engaged to care for Edith. In August 2003, Duane also hired Beverley Shungu-Omba (Beverley) to care for Edith.

Sometime in late September or early October 2003, Annaliese and Cynthia were contacted by Linda and Beverley, who expressed their concern about Duane’s alleged plan to take Edith with him to Panama, as well as for Edith’s well-being. According to Cynthia in her answering brief, it was related to her that Duane took a number of steps to isolate Edith from her family, including (1) removing Edith’s telephone from her bedroom despite her desire to keep it there so she could remain in contact with Cynthia and other relatives, (2) berating other members of the Carlsmith family, and (3) instructing Edith not to talk to Gayle, Annaliese, or Cynthia. 5 In addition, Cynthia avers that Duane failed to care for Edith despite her having bruises, and that he cancelled Edith’s appointments with her physical therapist, massage therapist, and speech therapist until *215 the bruises were gone. 6 Because of Linda’s and Beverley’s concerns, Annaliese and Cynthia contacted the police and the California Department of Social Services (CDSS). After investigating the concerns brought to their attention, the police and the CDSS declined to intervene, apparently finding no abuse.

On October 8, 2003, Edith and Duane flew to Honolulu in order to inter the ashes of her son, Donn, to consult with her estate attorney, and to arrange for the donation of some of her art objects. During this time, Respondents state that an evaluation was performed to determine Edith’s competency to handle her estate affairs. The evaluation reported, inter alia, that Edith had “hearing and visual difficulties that probably limit her communication skills but not her mental skills.”

On October 22, 2003, Cynthia filed a Petition for Appointment of Guardian of the Person of an Incapacitated Person with the court (the guai'dianship petition). It stated that Edith was an “adult currently within the jurisdiction of t[he family cjourt” with “no current address.” The guardianship petition alleged that the appointment of a guardian. was necessary “because [Edith] is incapable of making responsible decisions concerning herself and her affairs.” The guai'dianship petition added that “[tjhe degree of her incapacity cannot be assessed at this time because she has been isolated from her family members by ... Duane, who has deprived her of telephone use, prevented family members from seeing her, and has removed her from her home with the intent to move her to Panama, where Duane resides.” The guardianship petition requested that the court find that Edith is an incapacitated person as defined in Hawai'i Revised Statutes (HRS) § 560:5-101(2) (1993) 7 and that the appointment of a guardian is necessary in order to provide continuing care and supervision of Edith.

An Ex Parte Petition for [TRO] and Immediate Appointment of Guardian (TRO petition) was also filed. Attached to the TRO petition were affidavits of Cynthia, Linda, Beverley, and Cynthia’s counsel. Also appended was a letter dated October 21, 2003 (first letter) from Dr. Patricia Blanchette (Dr. Blanchette) stating that, in her opinion, Linda’s and Beverley’s affidavits raised the possibility of undue influence, isolation, and physical abuse and that “urgent steps ... be taken to prevent Duane ... from further isolating his motherf.]” Dr. Blanchette recommended in the first letter that Edith “undergo an evaluation to determine her competence to make her own decisions regarding her person and her healthcare.” Cynthia requested that an IME of Edith be performed by a board-certified geriatrician.

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Cite This Page — Counsel Stack

Bluebook (online)
151 P.3d 692, 113 Haw. 211, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-the-guardianship-of-carlsmith-haw-2007.