In re the Estate of O'Brien

146 Misc. 555, 263 N.Y.S. 877, 1933 N.Y. Misc. LEXIS 1097
CourtNew York Surrogate's Court
DecidedFebruary 23, 1933
StatusPublished
Cited by14 cases

This text of 146 Misc. 555 (In re the Estate of O'Brien) is published on Counsel Stack Legal Research, covering New York Surrogate's Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re the Estate of O'Brien, 146 Misc. 555, 263 N.Y.S. 877, 1933 N.Y. Misc. LEXIS 1097 (N.Y. Super. Ct. 1933).

Opinion

Feely, S.

After seven days of trial before a jury, the contestant succeeded in regaining her quarter or equal share in the $35,000 [556]*556estate of her deceased mother by the jury finding testatrix incompetent at the date of the will that excluded her, leaving all the estate to the three other children. She was at once confronted with a slightly less unfavorable will made six years before the invalidated one. This threatens to minimize her present success.

Contestant’s costs were taxed under section 278 of the Surrogate’s Court Act on a basis of sixty days, at $1,995. Her counsel now moves, under section 231-a of the Surrogate’s Court Act, to have all now known parties in interest show cause why he should not also have, in addition to his client’s taxed costs, an extra allowance of $1,500 out of the estate, as costs. Proponents, on a like time basis, taxed costs at $1,706; and their counsel now moves for an extra allowance also, presumably for as much as his opponent is asking; and the special guardian submits a bill, of costs of $770. These demands make a possible total of $7,770 to be paid out of this estate as costs. The proponents, owning three-quarters of the estate, at this stage of the litigation, object only to the extra allowance asked for by the opposing counsel. The contestant objects to proponents, or their counsel, getting anything, on either score. Underlying each motion is the question: Can the surrogate grant any extra ” allowance in this case?

No doubt the surrogate’s limited jurisdiction to grant either taxable costs, or any allowance whatever as costs, is wholly dependent on some express statutory provision (Matter of Welling, 51 App. Div. 355, 359); and is embodied in article 15 of the Surrogate’s Court Act on “ Costs and Fees; Commissions and Compensation of Executors ” and others. The opening section (275) of this article 15 declares generally that the surrogate’s power, both in the matter of costs and in that of allowances as costs, is to be exercised “ solely in accordance with the following sections; ” and they deal specially with both subjects. They also deal with the source and manner of payment, whether out of the fund or estate, or some part of it, or personally. (§ 275.)

In this exclusive article 15, special provision, and for that reason presumably complete provision, is made in section 278 for the case at bar, both for the nominated executors as unsuccessful proponents, and for the successful contestant. The latter, in probate, may be awarded costs only under the ordinary scale and per diem that is applicable to any other party [than petitioner] who has succeeded in a contest.” (§ 278.) No statute specifically provides that he may be given an indefinite allowance, in lieu thereof, or an extra ” allowance in addition thereto. Obviously, there must be the clearest possible statutory warrant before the money of A can be taken to pay B for the legal services B rendered C, at the [557]*557latter’s request and in hostility to A. That sort of thing cannot rest merely in implication and construction. Concededly, the relation of attorney and client does not exist between the moving counsel in each motion and his respective opponents. For this reason, in addition to the purposely limited recompense, or damages for suing ” that go to the winner under the name of “ taxable costs ” — intentionally restricted in amount to less than adaquacy, on well-known grounds of public policy — any further such recompense to the prevailing counsel out of the pockets of his opponents — which it is possible to allow only, in invitum, “ as costs ”— has been especially limited and restricted by the body of rules on the subject of “ extra allowance.” In the limited jurisdiction of the Surrogate’s Court, embodied mainly in the Surrogate’s Court Act, there is no provision for extra allowance ” by just that name; but, in substance, only three cases of extra or indefinite allowance are provided for; and all of them in said exclusive article 15. This present case is not among them. The first is the additional allowance ” in settling an account (§ 279) of not over twenty-five dollars per diem, on top of any taxed costs; because accounting is the difficult kind of matter that might call for an extra allowance ” in Supreme Court practice. So, a surrogate, on an accounting, cannot make an allowance except under these sections 278 and 279 (Matter of Eddy, 207 App. Div. 162; Matter of Billings, 141 Misc. 84); but not under section 231-a (Matter of Vorndran, 132 Misc. 611; Matter of Chaves, 143 id. 872), and see Matter of Hartmann (133 id. 739).

The second such difficult and extraordinary ” case in surrogate practice is the proceeding to construe a last will; but this is still a case where statutory authority was indispensable to making an extra allowance. It was so held in Walter v. Walter (60 Misc. 570), which was decided before section 278 was accordingly amended in 1925. Hence Surrogate Harrington correctly ruled in Matter of Billings (141 Misc. 84) that as construing a will results in a common benefit to all concerned, the addition of this class of case to section 278, in 1925, authorized the court to make indefinite allowances, as therein prescribed, to the contributing attorneys for the various parties, payable out of the estate; and he adds: “ It should, therefore, be apparent that this amendment to section 278 of the Surrogate’s Court Act * * * was not intended to be construed in the same manner as section 231-a of the Surrogate’s Court Act.”

Section 278, as amended, is the exclusive provision as to any allowance whatever in will construction cases. It is a special provision based on the unusual and complicated nature of this [558]*558class of cases. Before the revision of 1914, construing any writing was, in Supreme Court, the kind of difficult matter in which an extra allowance ” might be applied for there (Carley v. Harper, 219 N. Y. 295; Allen v. Stevens, 161 id. 122); but after the revision had made the Surrogate’s Court the ordinary forum for issues of that kind in will cases, the Supreme Court held it would no longer grant an “ extra ” allowance in an action before it to construe a will. (Germann v. Reynolds [Matter of Schaffner], 131 Misc. 559.) All this, however, seems to have been overlooked in construing the last will of Buttner (Matter of Buttner, 215 App. Div. 62), decided in 1925, after the amendment, holding the new section authorized an allowance as costs to the remainderman and the trustee. As to the latter, there is no doubt, because between the trustee and his counsel the relation of attorney and client existed; but as to the remainderman the decision is questionable.

The third and last case for allowance, not limited to the scale and per diem, is the disposition in Surrogate’s Court of real property, as an incident of accounting and distribution, with matters of title involved, where section 281 authorizes the surrogate to make an indefinite allowance.

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Bluebook (online)
146 Misc. 555, 263 N.Y.S. 877, 1933 N.Y. Misc. LEXIS 1097, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-the-estate-of-obrien-nysurct-1933.