In re the Estate of Lynn

175 Misc. 441, 23 N.Y.S.2d 995, 1940 N.Y. Misc. LEXIS 2410
New York Surrogate's Court·Decided November 26, 1940·Published·Cited by 4 cases

Opinion

Foley, S.

In my prior decision the question of the construction of the will presented in the accounting proceeding was carefully considered and determined. (Matter of Lynn, 174 Misc. 361.) That question involved the extent of the exercise of a power of appointment given by the will of the testator to his son, Edgar Allan Lynn. The surrogate found that the power of appointment was effectively exercised in the residuary clause of the will and that the appointive property vested in equal shares in the residuary legatees, a sister and a friend of the donee. Among the integral parts of the dispute, there was involved the disposition of the rights of one Mariano Rodrigues, described as a friend. The donee in his will had bequeathed to him the sum of forty dollars a week, with directions to his trustees to “ set up a fund from my estate the income of which shall be sufficient to pay ” the periodic weekly amount. The donee had subordinated this bequest to the payment of two legacies of $75,000 to his sister and another friend, Eric Victor Smaje. The individually owned assets of the donee amounted to approximately $118,000. That amount was necessarily insufficient to pay the debts, funeral and administration expenses and the preferred legacies, which aggregated $150,000.

The surrogate held that no part of the appointive property could be used for the creation of the trust for the benefit of Rodrigues because of the absence of any indication of intent on the part of the donee to subject to that charge the appointive fund left by the donor.

Rodrigues now applies for the vacatur of the decree dated August 16, 1940, which was based upon the decision above referred to. He asks that the hearing be reopened and a new trial granted on the ground of newly-discovered evidence. < —

The application is denied. The alleged newly-discovered evidence is stated in the moving papers to be the testimony of Irving T. Bergman, an attorney who drew a prior will of the donee. That will was executed in 1935. It was revoked by the will of the donee admitted to probate, which was dated October 27, 1937. The actual draftsman of the latter will has not been discovered and the probabilities are that it was drawn by the maker, the donee. He was a lawyer of many years’ experience. That fact is not newly discovered. It was considered by the surrogate as a circumstance in the original determination. The proposed testimony of Mr. Bergman is alleged to be conversations which occurred between Edgar Allan Lynn and himself at the time of drafting the will of [443]*4431935, tending to prove that the testator intended by the dispositions of his will to cover both his individual property and the appointive property as a merged fund for the payment of all his bequests, including the trust to be set up for Rodrigues. The testimony is also directed to prove that when Edgar Allan Lynn, the donee, directed the setting up of the fund from my estate ” he did not intend to refer only to his individual estate, as the surrogate had construed the will (citing Low v. Bankers Trust Co., 270 N. Y. 143), but intended to include also the estate over which he had the power of appointment.

It is further stated in his supporting affidavit that “ Mr. Lynn, relying on your deponent’s advice in determining the size of the bequests to be made and the devolution of all his property, intended that not only his personal estate, but the property over which he had power of appointment in his late father’s estate, be made available for the payment of these bequests, after the exhaustion of his own property.” There are other statements included in the supporting affidavit, but almost all of them constitute an attempt to introduce direct statements of intention evidenced by the declarations of the donee as to what he meant but had failed to state in his will. These declarations are incompetent and would have been excluded if they had been offered upon the original hearing. In no event could they be received in evidence. (Dwight v. Fancher, 245 N. Y. 71; Matter of Smith, 254 id. 283; Brown v. Quintard, 177 id. 75; Chase National Bank v. Chicago Title & Trust Co., 164 Misc. 508.)

Evidence of extrinsic circumstances is frequently used to assist the court in the interpretation of language which a testator has used to express his testamentary intentions. “ Parol evidence is not admissible to show that the testatrix did not mean what she has said in words, though these words may have been chosen by the attorney who drafted the will ” rather than by the testator. (Dwight v. Fancher, supra.) In that case there was attempted to be proved that the word “ children ” was intended by the testatrix to include grandchildren. There, as here, the witness was the attorney and the draftsman of the will. His evidence was held to be inadmissible.

In Brown v. Quintard (supra) a defective residuary clause was attempted to be cured by a revoked will which had been received in evidence for that purpose. The situation there was somewhat similar to that in the present application, since here the terms of the will executed in 1937 are sought to be interpreted and altered by evidence of the testator’s declarations in connection with the revoked will executed in 1935. The Court of Appeals said (p. 83): “ Extraneous and parol evidence is admissible to explain a will [444]*444when there is a latent ambiguity arising dehors the instrument, but never to supply, contradict, enlarge or vary the written words.”

In Matter of Smith (supra) it was stated that direct statements of intention may not be received and that “ the probable intention, of the writer, as indicated by extrinsic facts, may not prevail over the plain meaning of the written word, * * *.” Aside from direct statements of intention, the courts are liberal in the admission of circumstances surrounding the testamentary act, evidence concerning the testator’s relation to the objects of his bounty, the size of the estate and other factors which throw light upon the purpose of the plan of distribution. These circumstances, however, are entirely different from evidence of the kind sought to be introduced here where there is no latent ambiguity and where the declarations of intention, not contained in the will, are attempted to be injected into it in violation of the stated rule which prohibits them. (Matter of Smith, supra, citing 5 Wigmore on Evidence [2d ed.], §§ 2470, 2471.)

The reason for the rule of exclusion is particularly observable by specialists in the law of wills and by the surrogates in their daily activities. The mistake or omission of the maker of the will might find a ready explanation or attempted correction by the draftsman. Unambiguous gifts to definitely designated beneficiaries in specified amounts could be destroyed by oral testimony. Stirpital and per capita distributions or clear provisions as to vested or contingent remainders could be altered in substance and in character by evidence of the testator’s alleged words of intention directly contrary to the actual language used. Few wills would be free from the dangers of attack and a trusting and indulgent court might be deceived occasionally into accepting the truth of the alleged declarations of the testator.

Upon the main questions covered by my prior decision, I stressed particularly the parallel between the will here and that construed in Low v. Bankers Trust Co. (supra).

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In re the Estate of Lynn, 175 Misc. 441, 23 N.Y.S.2d 995, 1940 N.Y. Misc. LEXIS 2410 (N.Y. Super. Ct. 1940).

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