In re the Estate of Hock

160 Misc. 621, 290 N.Y.S. 525, 1936 N.Y. Misc. LEXIS 1408
CourtNew York Surrogate's Court
DecidedOctober 1, 1936
StatusPublished
Cited by3 cases

This text of 160 Misc. 621 (In re the Estate of Hock) is published on Counsel Stack Legal Research, covering New York Surrogate's Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re the Estate of Hock, 160 Misc. 621, 290 N.Y.S. 525, 1936 N.Y. Misc. LEXIS 1408 (N.Y. Super. Ct. 1936).

Opinion

Wingate, S.

Whereas in the ordinary litigation a judicial determination in favor of a party bearing the burden of proof would be unwarranted where the sole fact demonstrated by the witnesses was that they were unmitigated liars, there is a fortunate exception to this rule in certain probate contests. The exhibition in the case at bar renders this observation apposite.

The record demonstrates that at the time of the occurrences in question the decedent was forty-eight years of age, of sound mind, conceded testamentary capacity, very intelligent, a good business man and that he was commander of his post of Spanish War Veterans in 1933. He was chiefly engaged in the insurance business but had several other interests requiring the execution of many papers, which were frequently witnessed at his request by Meltzer and Lances, the witnesses to the propounded document.

The instrument in question bears date the 28th day of June, 1932. It is on a blank form, is drawn with great care, and bears the proved, signature of the decedent not only at its end but in four places on the margins and in five additional places between the dispositive directions on the first page and the “ in testimonium ” clause on the third, where the decedent had, with meticulous care, ruled off all blank spaces, inserting therein in his own handwriting: No writing herein Arthur J. L. Hock, June 28, 1932.” It is apparent from an inspection of the document that, whereas it does not wholly comply with the legal definition of a holographic will, it is substantially such a one.

It is signed by the testator in the usual place below the in testimonium ” clause, and the signatures of both witnesses are [623]*623subscribed to the left of that of the testator. Beneath is an attestation clause, which reads: Subscribed by Arthur J. L. Hock the Testator named in the foregoing Will, in the presence of each of us, and at the time of making such subscription, the above instrument was declared by the said Testator to be his last Will and Testament, and each of us, at the request of said Testator and in his presence and in the presence of each other, signed our names as witnesses thereto.”

Beneath this again appear the signatures of the two witnesses, followed by a statement of their residences.

Lances, the second witness, who appeared to be the less flagrant prevaricator of the two, largely for the reason that his testimony was briefer, while admitting the authenticity of his signatures, denied all recollection of the occurrence, professing not to remember where he signed the document, whether the decedent’s signature was there at the time of the subscription by him, whether he read the attestation clause, whether decedent said the paper was his will, or, indeed, that he himself had signed it.

Meltzer, the witness who first signed, apparently intended at the start to adopt a similar agnostic attitude, but having slipped into an admission that he had read the attestation clause at the time, found himself involved in difficulties from which he later sought to escape by such absurdities as statements to the effect that he construed various words thereof with such bizarre connotations as that “ testator ” meant you shouldn’t object;” that “ Instrument ” “ is a thing that you play on;” and that subscription ” was in the way of a donation,” finally ending with the magnificent burst of asserted recollection that the signature of the testator was not on the instrument when he signed it.

The close of the hearing left with the court the settled con- ' viction that both witnesses to the document had deliberately falsified in their testimony in furtherance of a conspiracy to defeat the probate of the will, and that their sworn statements respecting the events of execution were wholly unworthy of credence or serious consideration by any one with the possible exception of the district attorney. It follows that the court, as the trier of the facts, rejects their testimony in so far as it tends to negative the performance of the acts requisite to due execution of the will as enumerated in section 21 of the Decedent Estate Law.

In this situation the provisions of section 142 of the Surrogate’s Court Act become pertinent and important. So far as presently relevant it is therein enacted that “ If all of the subscribing witnesses to a written will be dead, or incompetent by reason of lunacy or otherwise, to testify, or unable to testify, or are absent from the [624]*624State and their testimony has been dispensed with as provided in this section, or if a subscribing witness has forgotten the occurrence, or testifies against the execution of the will, or was not present with the other witness at the execution of the will; the will may nevertheless be established, upon proof of the handwriting of the testator, and of the subscribing witnesses, and also of such other circumstances as would be sufficient to prove the will upon the trial of an action.”

The judicial interpretations of this enactment which, in substance, has been in effect for approximately a century, have been so numerous, not to say innumerable, as to render independent ratiocination on the subject superfluous, and a statement of the pertinent legal principles in its application is largely reduced to what Judge Cardozo has so aptly termed the tonsorial and agglutinative ” process.

A cogent reason for the enactment “ permitting a will to be admitted contrary to the testimony of the subscribing witnesses,” as stated in Matter of Huber (181 App. Div. 635, 640), is that “ otherwise a premium would be put on just such practices as are hinted at here, namely, ‘ holding up ’ an estate under threat to testify against due execution.”

As is pointed out in Matter of Ewen (206 App. Div. 198, 201): “ No Procrustean standard has been erected into which every testament’s proof of due execution must fit or else be judged invalid.”

To this may be added the testament in Matter of Dybalski (199 App. Div. 677, 680; affd., 234 N. Y. 510): In determining whether or not the will had been duly executed, the surrogate was not confined to the spoken word of the witnesses. He had a right to look to the surrounding circumstances and to the substance of the transaction, and from it all say whether or not the will had been duly executed.”

In other words, upon a failure of affirmative proof by the subscribing witnesses, or upon a rejection of their testimony by the court as unworthy of credence, as in the present case, the question of whether a particular disputed document was executed in accordance with the statutory requirements, becomes a pure question of fact, to be determined by the court on the circumstances of the case as they have been made to appear. (Matter of Baldwin, 216 App. Div. 111, 112; affd., 243 N. Y. 646.)

In approaching a consideration of the demonstrated requisites for an affirmative determination of the admissibility of a particular propounded document, it is to be borne in mind that the object of the statutory publication is to prevent fraud,” wherefore if “ no fraud could possibly be spelled out ” of the particular trans[625]*625action, the required cogency of the demonstration may be somewhat relaxed. (Matter of Dybalski, 199 App. Div. 677, 681; affd., 234 N. Y. 510.)

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Related

In re the Estate of Samelson
40 Misc. 2d 623 (New York Surrogate's Court, 1963)
In re the Probate of the Will of Zipkin
3 Misc. 2d 396 (New York Surrogate's Court, 1956)
In re the Probate of the Will of Thompson
189 Misc. 873 (New York Surrogate's Court, 1947)

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Bluebook (online)
160 Misc. 621, 290 N.Y.S. 525, 1936 N.Y. Misc. LEXIS 1408, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-the-estate-of-hock-nysurct-1936.