In re: The Adoption of female child, E.N.R.

Court of Appeals of Tennessee·Decided December 21, 1993·No. 01A01-9806-CH-00316·Published

Opinion

IN THE COURT OF APPEALS OF TENNESSEE AT NASHVILLE

FILED

) ) September 29, 1999 Lawrence Chancery

IN RE: ) No. 8663-97 THE ADOPTION OF ) Cecil Crowson, Jr.

Appellate Court Clerk

FEMALE CHILD, E.N.R. ) Appeal No.

) 01A01-9806-CH-00316 )

DISSENTING OPINION

I cannot concur with the court’s disposition of this case. My disagreement stems, not from a belief that Timothy Ray Rose could or should ultimately succeed in preventing the termination of his parental rights, but rather from my belief that he, like anyone else, is entitled to have the trial and appellate courts consider his challenge to the constitutionality of a statute that materially affects one of his fundamental liberty interests. The court has decided to sidestep this issue by invoking waiver principles that cannot be reconciled with the Tennessee Supreme Court’s decisions regarding the proper procedure for adjudicating challenges to a statute’s constitutionality. I would find that the trial court committed reversible error by failing to cause the Attorney General and Reporter to be notified that Mr. Rose had challenged the constitutionality of Tenn. Code Ann. § 36-1-113(g)(6) (Supp. 1998). Accordingly, I would vacate the decision and remand the case with directions to address the constitutional challenge to Tenn. Code Ann. § 36-1-113(g)(6) after complying with the mandatory requirements of Tenn. R. Civ. P. 24.04 and Tenn. Code Ann. § 29-14-107(b) (1980).

I.

E.N.R. was born on December 21, 1993. Her parents, Timothy Ray Rose and Amy Jenell Stanford were not married, but Ms. Stanford listed Mr. Rose as E.N.R.’s father on her birth certificate. Mr. Rose was present at his daughter’s birth and frequently visited with the child and her mother. Mr. Rose also gave Ms. Stanford money to help with the child’s expenses. Mr. Rose’s circumstances abruptly changed shortly after E.N.R.’s birth. On January 25, 1994, he pleaded guilty to the rape of

the five-year-old daughter of his cousin’s girlfriend, and on February 8, 1994, he began serving a twelve-year prison sentence.

Ms. Stanford frequently took E.N.R. to visit with Mr. Rose when he was first incarcerated,1 and Mr. Rose continued to send Ms. Stanford money to the extent that he was able. As time passed, however, Ms. Stanford became less inclined to take E.N.R. to visit Mr. Rose. Mr. Rose last saw E.N.R. in October 1996. Ms. Stanford married Jonathan Lamar Reed in May 1997.

On August 28, 1997, Mr. and Ms. Reed filed a petition in the Chancery Court for Lawrence County seeking to terminate Mr. Rose’s parental rights and to allow Mr. Reed to adopt E.N.R. On the same day, Mr. Rose filed a pro se petition to legitimate E.N.R. in the Lawrence County Juvenile Court. The trial court later consolidated Mr. Rose’s legitimation petition with the Reeds’ adoption petition and appointed an attorney to represent Mr. Rose. Throughout the remainder of the proceedings, Mr. Rose vigorously contested the involuntary termination of his parental rights. He also challenged the constitutionality of Tenn. Code Ann. § 36-1- 113(g)(6), the statute upon which the Reeds had predicated their petition to terminate his parental rights.2

On February 20, 1998, the trial court entered an order finding that Mr. Rose was E.N.R.’s biological father and directing him to pay Ms. Reed $9.03 per month for his daughter’s support. On May 15, 1998, the trial court conducted a hearing on the merits with regard to the competing petitions for legitimation and adoption. By this time, Mr. Rose had become eligible for parole. After hearing the testimony, the trial court found that Tenn. Code Ann. § 36-1-113(g)(6) was constitutional,3 terminated Mr. Rose’s parental rights based solely on Tenn. Code Ann. § 36-1-

1 By Mr. Rose’s count, Ms. Stanford visited him sixty-two times between April 1994 and October 1996 and brought E.N.R. with her on most of these visits. Ms. Stanford conceded that she brought E.N.R. to visit Mr. Rose in prison on approximately one-half of her visits.

2 Even though the record does not reveal precisely how Mr. Rose’s lawyer challenged the constitutionality of Tenn. Code Ann. § 36-1-113(g)(6), the transcript of the May 15, 1998 proceeding indicates that counsel for both parties and the trial court were aware that the constitutionality of the statutory grounds for terminating Mr. Rose’s parental rights was at issue.

3 The trial court indicated that it was obligated to follow Worley v. State, No. 03A01-9708-JV-

00366, 1998 WL 52098 (Tenn. Ct. App. Feb. 10, 1998) (No Tenn. R. App. P. 11 application filed) in which the Eastern Section with little discussion declared that Tenn. Code Ann. § 36-1-113(g)(6) was constitutional.

113(g)(6),4 and dismissed Mr. Rose’s legitimation petition. Reflecting its view of the closeness of the evidence, the trial court ended the proceeding with this comment: “I think, Mr. Rose, you probably were and, except for this conviction, would have continued to be a good father for this child.”

Mr. Rose appeals the termination of his parental rights. He raises two issues.

First, he asserts that Tenn. Code Ann. § 36-1-113(g)(6) violates the Due Process Clause of the Fourteenth Amendment and Tenn. Const. art. I, § 8. Second, he asserts that the evidence does not support the trial court’s conclusion that terminating his parental rights and permitting Mr. Reed to adopt E.N.R. is in the child’s best interests. Without addressing Mr. Rose’s principal claim that the statutory basis for terminating his parental rights is unconstitutional, this court has decided that E.N.R.’s interests will be best served by terminating Mr. Rose’s parental rights and by permitting Mr. Reed to adopt her.

II.

Litigation of constitutional questions is not intended to be nonchalant. The General Assembly and the courts have put in place an elaborate set of procedures - well known to this court - that should be invoked when the constitutionality of a statute is attacked. These procedures serve two purposes: first, to assure the existence of a genuine case or controversy and, second, to assure a vigorous defense of the statute. Compliance with these procedures is not left to the parties alone. The trial and appellate courts have obligations as well.

Tenn. Code Ann. § 29-14-107(b) states that whenever a statute is alleged to be unconstitutional, “the attorney general of the state shall also be served with a copy of the proceeding and be entitled to be heard.” While the statute does not clearly identify who is responsible for seeing to it that the attorney general is served with a copy of the complaint challenging the constitutionality of a statute, Tenn. R. Civ. P. 24.04 corrects this oversight. In unmistakable terms, the rule states: “When the

4 Regrettably, the trial court employed the wrong legal standard to determine whether Mr. and Ms. Reed had established that terminating Mr. Rose’s parental rights was in E.N.R.’s best interests. The trial court employed a “preponderance of the evidence” standard. As Judge Cottrell points out in the court’s opinion “the [trial] court must determine whether it has also been shown by clear and convincing evidence that termination of the parent’s rights is in the child’s best interests.” The court’s use of the passive voice should not obscure the fact that the burden of persuasion on this point rests with the persons seeking to terminate the biological parent’s parental rights.

validity of a statute of this state . . . is drawn in question in any action to which the State or an officer or agency is not a party, the court shall require that notice be given the Attorney General, specifying the pertinent statute, rule or regulation.” The comment to Tenn. R. Civ. P. 24.04 also leaves no doubt that the trial court’s obligation to ensure that the Attorney General is notified of a challenge to a statute’s constitutionality is not limited to declaratory judgment proceedings but rather applies to “actions of any type.”

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In re: The Adoption of female child, E.N.R., (Tenn. Ct. App. 1993).

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