In Re Slaughter

929 A.2d 433, 2007 D.C. App. LEXIS 469, 2007 WL 2197062
CourtDistrict of Columbia Court of Appeals
DecidedAugust 2, 2007
Docket03-BG-770
StatusPublished
Cited by14 cases

This text of 929 A.2d 433 (In Re Slaughter) is published on Counsel Stack Legal Research, covering District of Columbia Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Slaughter, 929 A.2d 433, 2007 D.C. App. LEXIS 469, 2007 WL 2197062 (D.C. 2007).

Opinion

RUIZ, Associate Judge:

In this original disciplinary proceeding, the Board on Professional Responsibility has recommended that Scott Slaughter be suspended from the practice of law for three years with reinstatement conditioned upon a showing of fitness based on findings by a Hearing Committee that respondent had violated Rule 8.4(b) by committing one or more criminal acts (forgery) that reflect adversely on his honesty, trustworthiness, or fitness as a lawyer in other respects, and Rule 8.4(e) by engaging in conduct involving dishonesty, fraud, deceit, and/or misrepresentation. Respondent excepted to the Board’s findings, conclusions, and recommended sanction arguing that: (1) the disciplinary proceeding violated applicable Arkansas ethical rules; (2) the Board failed to consider or give sufficient weight to “undisputed” evidence and relied on other evidence that should have been excluded or given no weight; (3) respondent’s due process rights were violated; and (4) the Board erred in finding respondent guilty of committing a crime when he has not been convicted of the crime by a criminal court. We accept the Board’s findings and recommendation and suspend respondent from the practice of law for three years with reinstatement conditioned upon a showing of fitness.

I. BACKGROUND

A. Respondent’s Conduct

The Board adopted the following findings of the Hearing Committee concerning the events that give rise to the disciplinary charges. Respondent was hired by the law firm Ungaretti & Harris (“firm”) in June 1994 to work in the firm’s Washington, D.C. office as a salaried partner. Before joining the firm, respondent had represented the receiver from a defendant in a Superfund litigation pending before the United States District Court for the Eastern District of Arkansas and continued to do so until approximately January 1996. The state of Arkansas also was party to the Superfund litigation. During the pen-dency of the Superfund litigation, respondent and counsel for the state, Charles Moulton, Assistant Attorney General for the State of Arkansas, worked closely together, but respondent never represented Arkansas in the Superfund litigation.

In August 1994, shortly after respondent joined the firm, he entered into a consulting contract with the state of Arkansas to provide legal assistance as an environmental specialist relating to the state’s natural resources damage claims. By its terms, the contract was limited to one year, beginning August 3, 1994, and could not exceed $4,999. In June 1994, however, before the consulting contract had been signed, respondent began billing his time at the firm for work relating to the state’s natural resource damage claims. Prior to signing the contract, respondent consulted with Mr. Moulton on a regular basis and continued to do so after the contract had expired. The firm was aware of the consulting contract and of respondent’s work for the state pursuant to the contract. In addition, the firm’s records listed Charles Moulton as a client.

At some point during the summer of 1994, respondent also began doing work *437 for two private plaintiffs, the McCoys and the Sheltons, in the natural resource damage litigation. These private plaintiffs, however, were not listed as firm clients in 1994 and respondent did not segregate his time for services relating to their matter from the services rendered to the state. Apparently, there was no retainer agreement with either private plaintiff until some time in 1995. Because respondent never asked the firm to open a separate billing account for the private plaintiffs, he billed all of his time relating to the natural resource damage claims — including his work for the private plaintiffs — to the state from 1994 to 1997.

On January 17, 1995, respondent wrote a memorandum addressed to Richard Un-garetti, a name partner of the firm, where he explained that the state had agreed to retain respondent on a contingency basis. In the memo, respondent provided details of settlement efforts and asserted that the state agreed to a contingency fee of 30% of what it recovered through settlement or judgment. As a result, the firm would forgo billing the state on an hourly basis. On January 31, 1995, respondent presented to the firm a letter agreement between the firm and the state. The letter was addressed to Charles Moulton at the Office of the Arkansas Attorney General and confirmed that the firm had been retained as outside counsel to the State in the Superfund litigation. Specifically, the letter provided that the State would pay the firm 30% of its recovery on its natural resource damage claims either through settlement or judgment, and that all previous agreements regarding the firm’s representation of the state would become void upon the state’s countersigning the letter. Based on respondent’s representations and the letter agreement, the firm agreed to represent the state on a contingency basis. The Hearing Committee credited the contrary testimony of Mr. Moulton, however, that the State had not agreed to retain the firm on a contingency basis or on any other basis to litigate its natural resource damage claims. The Hearing Committee also found that respondent forged Mr. Moul-ton’s signature on the letter agreement he presented to the firm.

In 1995 or early 1996, the firm’s Executive Committee asked J. Timothy Eaton, who headed the firm’s litigation department, to review the status of the firm's representation of the state because none of the firm’s litigation partners had been involved in the matter. During a meeting with respondent, Mr. Eaton reviewed a draft of a complaint on behalf of the state. In addition, respondent discussed adding private plaintiffs to the action who would have standing to assert certain types of damages that the state would not claim, and represented that he had already consulted with the state, which agreed to the addition of individual plaintiffs. 1 According to Mr. Eaton’s testimony, this was the first time he had personal knowledge that individual plaintiffs would be added to the state’s lawsuit. Based on respondent’s representations and its belief that it already was representing the state in the litigation, the firm agreed to represent the individual plaintiffs.

On June 12, 1996, respondent filed a complaint before the Circuit Court of Pulaski County, Arkansas, on behalf of the individual plaintiffs. On June 14, 1996, the state filed a motion to intervene in the case and an original complaint in intervention, signed by Mr. Moulton and another Assistant Attorney General for the State. The *438 complaint was served on respondent as counsel for the individual plaintiffs. Respondent created an additional signature page with a signature above his name and that of the firm as “Counsel for the State of Arkansas,” attached it to his copy of the state’s intervention papers, and redacted the certificate of service to make it appear that copies of the state’s pleadings had been served on respondent and his co-counsel in this capacity. Respondent, who maintained the firm’s file for the natural resource damage litigation, then placed the copy of the state’s pleadings — with the added phony appended signature page and redacted certificate of service — in the firm’s file. Mr.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

In re LeFande
District of Columbia Court of Appeals, 2025
Johnson v. United States
District of Columbia Court of Appeals, 2023
In re Tun
District of Columbia Court of Appeals, 2022
In re Gilbert Baber
106 A.3d 1072 (District of Columbia Court of Appeals, 2015)
In re Bradley
70 A.3d 1189 (District of Columbia Court of Appeals, 2013)
In re Vohra
68 A.3d 766 (District of Columbia Court of Appeals, 2013)
In re Silva
29 A.3d 924 (District of Columbia Court of Appeals, 2011)
In Re Kline
11 A.3d 261 (District of Columbia Court of Appeals, 2011)
In re Boykins
999 A.2d 166 (District of Columbia Court of Appeals, 2010)
In Re Ditton
980 A.2d 1170 (District of Columbia Court of Appeals, 2009)
In Re Guberman
978 A.2d 200 (District of Columbia Court of Appeals, 2009)
In Re Pelkey
962 A.2d 268 (District of Columbia Court of Appeals, 2008)
In Re Ayres-Fountain
955 A.2d 157 (District of Columbia Court of Appeals, 2008)

Cite This Page — Counsel Stack

Bluebook (online)
929 A.2d 433, 2007 D.C. App. LEXIS 469, 2007 WL 2197062, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-slaughter-dc-2007.