In Re Guberman

978 A.2d 200, 2009 D.C. App. LEXIS 347, 2009 WL 2460830
CourtDistrict of Columbia Court of Appeals
DecidedAugust 13, 2009
Docket06-BG-1058
StatusPublished
Cited by28 cases

This text of 978 A.2d 200 (In Re Guberman) is published on Counsel Stack Legal Research, covering District of Columbia Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Guberman, 978 A.2d 200, 2009 D.C. App. LEXIS 347, 2009 WL 2460830 (D.C. 2009).

Opinion

THOMPSON, Associate Judge:

On April 13, 2006, the Court of Appeals of Maryland disbarred Mark S. Guberman, concluding that he engaged in conduct involving dishonesty and misrepresentation in violation of Rule 8.4(c) of the Maryland Rules of Professional Conduct (“MRPC”) and in conduct prejudicial to the administration of justice, in violation of MRPC Rule 8.4(d). 1 After Bar Counsel reported the Maryland discipline to this Court, we issued an interim order suspending respondent from practice in this jurisdiction and directing the Board on Professional Responsibility (the “Board”) to provide its recommendation as to whether (1) this court should impose identical, greater or lesser discipline as reciprocal discipline, or (2) the Board should commence an original-diseipline proceeding. In its Report and Recommendation dated November 6, 2007 (“Report”), the Board recommended that we impose non-identical reciprocal discipline-specifically, a suspension of 18 months. We now adopt the Board’s recommendation.

I. Background

A. Respondent’s Misconduct and the Maryland Proceedings

Respondent’s misconduct arose in the course of his employment as an associate with a law firm in Rockville, Maryland. Along with other lawyers at the firm, respondent represented a client as plaintiff in two related matters in Virginia state and federal courts. The federal court case was resolved in the client’s favor, but- the state court suit was summarily dismissed in favor of the defendants. Thereafter, as found by the hearing court in Maryland,

[The client] advised' [respondent] Guber-man that he did not want to appeal the [state court] case because he did not want to incur additional fees and expenses. Mr. Guberman discussed the matter with Mr. Cooper [respondent’s supervisor at the law firm] and Mr. Moore [another lawyer at the firm]. Mr. Cooper instructed Mr. Guberman to tell [the client] that the firm would modify the fee arrangement if he pursued an appeal. Mr. Guberman did not convey that offer to [the client].
When Mr. Cooper later asked him about the status of the case, Mr. Guberman said he had filed a Notice of Appeal in the Circuit Court. In September 2003, Mr. Guberman told Mr. Cooper that he *204 had filed a Petition For Appeal in the Supreme Court of Virginia. Mr. Guber-man placed copies of these pleadings in the firm’s file. Both copies bore what appeared to be file stamps indicating that the Clerk had received and filed the pleadings.
Mr. Guberman submitted monthly status reports to the firm. The status report dated December 22, 2003, reported that he was “awaiting court’s ruling on petition for appeal....” Mr. Cooper made further inquiries about the status of the appeal in early 2004. Around the end of May 2004, at the request of Mr. Cooper, Mr. Cooper’s assistant, Jessica Stitely, watched Mr. Guberman call the court to check on the status of the case. Ms. Stitely was informed that the case was still pending.
In July 2004, Mr. Cooper made inquiries with the Virginia courts and learned that the appeal had never been filed and that the filing receipt stamps were not genuine. When confronted by Mr. Cooper, Mr. Guberman acknowledged that he never filed the appeal....
[The client] never authorized Mr. Guber-man to file an appeal. He never was told by Mr. Guberman that an appeal had been filed.

Guberman, 896 A.2d at 339. The Maryland hearing court concluded that:

Mr. Guberman engaged in conduct involving dishonesty and misrepresentation in violation of Rule 8.4(c) ... by falsely representing to Mr. Cooper and other representatives of the firm that he had filed an appeal in [the client’s] case. He engaged in conduct prejudicial to the administration of justice [in violation of Rule 8.4(d)] by creating falsified filing stamps on papers, falsely certifying that the papers had been filed in court.

Id. at 339-40. 2 Respondent did not take exception to those findings of fact and conclusions of law. Id. at 340. The Maryland Court of Appeals adopted them and imposed a sanction of disbarment. Id. at 340.

B. Reciprocal Discipline in the District of Columbia

This court imposes reciprocal discipline in accordance with the provisions of D.C. Bar R. XI, § 11. Rule XI, section 11 “continues to ‘create[ ] a rebuttable presumption’ that, when a member of our Bar has been disbarred, suspended, or placed on probation by another disciplining court, the discipline will be the same in the District of Columbia as it was in the original disciplining jurisdiction.” In re Gonzalez, 967 A.2d 658, 660 (D.C.2009) (explaining that this presumption continues to apply following amendments to the Rule that became effective in August 2008) (citation omitted). Specifically, Rule XI, section 11 provides that this court “shall impose identical discipline unless the attorney demonstrates by clear and convincing evidence, or the Court finds on the face of the record,” that one or more of the following grounds exists:

(1) the procedure elsewhere was so lacking in notice or opportunity to be heard as to constitute a deprivation of due process; or
(2) there was such infirmity of proof establishing the misconduct as to give rise to the clear conviction that the Court could not, consistently with its *205 duty, accept as final the conclusion on that subject; or
(3) the imposition of the same discipline by the Court would result in grave injustice; or
(4) the misconduct established warrants substantially different discipline in the District of Columbia; or
(5) the misconduct elsewhere does not constitute misconduct in the District of Columbia.

Rule XI, § ll(c)(l)-(5).

Relying on Rule XI, section 11(c)(4), the Board in this case concluded that disbarment was not “within the range of sanctions for the particular misconduct committed by Respondent” and that “the difference between the Maryland disbarment and the sanction that would have been imposed if this case had been brought as an original matter in the District of Columbia is substantial.” 3 Report at 7 (italics omitted). The Board arrived at its recommended sanction of an eighteen-month suspension after considering the sanctions that this court has imposed for conduct similar to respondent’s. The Board characterized the recommended eighteen-month suspension as a “substantial suspension” warranted by respondent’s “long course of dishonesty about his professional activities, coupled with his fabrication of documents, including official court-stamps.” Report at 16.

Respondent urges us to adopt the Board’s recommendation.

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Cite This Page — Counsel Stack

Bluebook (online)
978 A.2d 200, 2009 D.C. App. LEXIS 347, 2009 WL 2460830, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-guberman-dc-2009.