In re Siegel

193 A.D.2d 181, 602 N.Y.S.2d 592, 1993 N.Y. App. Div. LEXIS 9074
CourtAppellate Division of the Supreme Court of the State of New York
DecidedOctober 7, 1993
StatusPublished
Cited by19 cases

This text of 193 A.D.2d 181 (In re Siegel) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Siegel, 193 A.D.2d 181, 602 N.Y.S.2d 592, 1993 N.Y. App. Div. LEXIS 9074 (N.Y. Ct. App. 1993).

Opinion

OPINION OF THE COURT

Per Curiam.

Respondent, Daniel Siegel was admitted to the practice of law in New York by the Second Judicial Department on December 21, 1950. At all times relevant herein respondent has maintained and office for the practice of law within the First Judicial Department.

Respondent was charged with 16 violations of the Disciplinary Rules of the Code of Professional Responsibility with regard to four complainants, Alfred Milton, Alice Amodeo, Dorothy Godfrey, and Angela Carter.

Charges One through Three alleged that by not serving a bill of particulars and by not perfecting Alfred Milton’s appeal causing the underlying case and the appeal to be dismissed, respondent neglected a legal matter entrusted to him, in violation of DR 6-101 (A) (3) (22 NYCRR 1200.30 [a] [3]) (Charge One); by failing to promptly inform Milton about the court’s decision dismissing the complaint and the court’s decision dismissing the appeal, and thereafter inaccurately informing Milton about the status of the case, respondent engaged in conduct involving dishonesty, fraud, deceit or misrepresentation, in violation of DR 1-102 (A) (4) (22 NYCRR 1200.3 [a] [4]) (Charge 2); and by all of his actions regarding the Milton matter engaging in conduct adversely reflecting on his fitness to practice law in violation of DR 1-102 (A) (7) (22 NYCRR 1200.3 [a] [7]) (Charge 3).

After hearing, the Special Referee, Honorable Alexander A. Delle Cese sustained these charges with respect to the Milton matter.

Charges Four through Nine alleged that by settling a wrongful death action without consulting Alice Amodeo and without her authorization, respondent intentionally failed to seek the lawful objectives of his client, in violation of DR 7-101 (A) (1) (22 NYCRR 1200.32 [a] [1]) (Charge 4); by failing to distribute the wrongful death settlement for the past 13 years, and by failing to take any action to advance this distribution for nine years after the settlement, respondent neglected a legal matter entrusted to him in violation of DR 6-101 (A) (3) (22 NYCRR 1200.30 [a] [3]) (Charge 5); intentionally failing to carry out a contract of employment in violation of DR 7-101 [183]*183(A) (2) (22 NYCRR 1200.32 [a] [2]) (Charge 6); by filing papers in Surrogate’s Court that failed repeatedly to comply with the statutory requirements of the SCPA, respondent handled a legal matter which he knew or should have known he was not competent to handle, in violation of DR 6-101 (A) (1) (22 NYCRR 1200.30 [a] [1]) (Charge 7); and handled a legal matter without adequate preparation in the circumstances, in violation of DR 6-101 (A) (2) (22 NYCRR 1200.30 [a] [2]) (Charge 8); and by all of his actions with respect to the Amodeo matter, respondent engaged in conduct adversely reflecting on his fitness to practice law, in violation of DR 1-102 (A) (7) (22 NYCRR 1200.3 [a] [7]) (Charge 9).

Based upon the evidence presented, the Special Referee sustained Charges Four, Five, Six and Nine and found Charges Seven and Eight to have not been sustained.

Charges Ten through Thirteen alleged that by settling wrongful death actions without direction from Dorothy Godfrey, without consulting Godfrey and without her authorization, respondent intentionally failed to seek the lawful objectives of his client in violation of DR 7-101 (A) (1) (22 NYCRR 1200.32 [a] [1]) (Charge 10); by failing to distribute the wrongful death settlement for six years and by failing to take any action at all to advance this distribution for four years after the settlement, respondent neglected a legal matter entrusted to him, in violation of DR 6-101 (A) (3) (22 NYCRR 1200.30 [a] [3]) (Charge 11); intentionally failing to carry out a contract of employment, in violation of DR 7-101 (A) (2) (22 NYCRR 1200.32 [a] [2]) (Charge 12); and by all of his actions with respect to the Godfrey matter, that respondent engaged in conduct adversely reflecting on his fitness to practice law, in violation of DR 1-102 (A) (7) (22 NYCRR 1200.3 [a] [7]) (Charge 13).

The Special Referee sustained all these charges with respect to the Godfrey matter.

Charges Fourteen through Sixteen alleged that by failing to take any substantive action to advance the settlement of the Angela Carter case or to ready it for trial for more than five years and by failing to communicate with his client or to take adequate steps to locate his client when communication was broken, respondent neglected a legal matter entrusted to him, in violation of DR 6-101 (A) (3) (22 NYCRR 1200.30 [a] [3]) (Charge 14); by intentionally failing to respond to the demand for a bill of particulars, respondent engaged in conduct preju[184]*184dicial to the administration of justice, in violation of DR 1-102 (A) (5) (22 NYCRR 1200.3 [a] [5]) (Charge 15); and by all of his actions with respect to the Carter matter, respondent engaged in conduct adversely reflecting on his fitness to practice law, in violation of DR 1-102 (A) (7) (22 NYCRR 1200.3 [a] [7]) (Charge 16). Based upon the evidence presented, the Special Referee sustained these charges with respect to the Carter matter.

As noted, the Special Referee sustained 14 of the 16 charges. In mitigation, respondent stated that he is a 69-year-old personal injury practitioner with an outstanding record of community and professional service and an impeccable reputation. Respondent graduated from Harvard Law School in 1949 and was admitted to the Bar in 1950.

Respondent claims that the neglect involved herein was in large measure attributable to debilitating episodes of depression he underwent as a result of major family illnesses and the deaths of his wife and father beginning in 1970 and continuing through 1989.

A psychiatrist who testified as an expert witness for respondent so concluded in his testimony.

Also in mitigation, respondent points out that his misconduct did not involve venality; that he fully cooperated with the Committee in its investigation; that in the Amodeo case he waived a portion of his fee and in the Godfrey case he reduced his fee from 33% to 25%; that personnel turnover was a major problem in his law office which contributed to the neglect of some client matters (in the period from 1976 to the present, more than 20 lawyers worked for respondent at various times, six in 1976 alone); and that he has taken steps to stabilize the personnel situation in his office and improve his office procedures.

At the conclusion of the testimony while staff counsel recommended that respondent should be disbarred, respondent’s counsel recommended a public censure. The Special Referee recommended that respondent should be suspended from the practice of law for a period of three years.

The Departmental Disciplinary Committee now seeks an order confirming the report of the Special Referee and imposing the recommended sanction.

Respondent cross-moves for an order disaffirming the findings of the Special Referee sustaining Charges 2, 3, 6, 9, 10, 12, 13 and 14 and disaffirming the recommended sanction of [185]*185suspension for a period of three years and instead requesting that a public censure or a "brief period” of suspension by imposed.

A review of the extensive evidence presented to the Special Referee indicates that there is ample support for the Referee’s findings that respondent neglected four legal matters and in so doing was guilty of 14 violations of the Code of Professional Responsibility.

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Bluebook (online)
193 A.D.2d 181, 602 N.Y.S.2d 592, 1993 N.Y. App. Div. LEXIS 9074, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-siegel-nyappdiv-1993.