In Re Robert T. Gustafson, Esquire

650 F.2d 1017, 1981 U.S. App. LEXIS 12006
CourtCourt of Appeals for the Ninth Circuit
DecidedJune 25, 1981
Docket78-3732
StatusPublished
Cited by44 cases

This text of 650 F.2d 1017 (In Re Robert T. Gustafson, Esquire) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Robert T. Gustafson, Esquire, 650 F.2d 1017, 1981 U.S. App. LEXIS 12006 (9th Cir. 1981).

Opinions

FARRIS, Circuit Judge:

Robert T. Gustafson appeals a summary contempt order entered against him by the district court. A divided panel of this court reversed. See 619 F.2d 1354 (9th Cir. 1980). Because proper resolution of the principal issue presented — the conditions under which a federal court may summarily impose criminal contempt — is important to just and orderly administration of the courts in the fifteen districts embraced by this circuit, we granted rehearing by this limited en banc panel, see 9th Cir.R. 25. We now affirm.

I. GUSTAFSON’S CONDUCT

Gustafson represented one of six criminal defendants charged with conspiring to smuggle aliens. On December 6,1978, after more than twelve days of jury trial, closing arguments began. Gustafson, representing the first defendant to argue, read his presentation from a prepared text. He read it so fast that the trial judge or the court reporter requested that he repeat words or slow down at least nineteen times. On some of these occasions, he continued at so rapid a pace that he was almost immediately cautioned again. After it became apparent .that Gustafson could not be slowed down, the trial judge stopped the court reporter and relied solely on a tape recording for transcription.

After Gustafson summarized the evidence, he began his conclusion, still reading from his prepared text. The prosecution made a series of objections to Gustafson’s line of argument, arguing principally that he was seeking the jury’s sympathy and that he was leading the jury to believe that it would be asked to impose punishment on the defendants. These objections were all sustained. On several occasions Gustafson’s response to these objections was to pause, skip the remainder of the offending sentence, and return to his prepared text.1 Several times his line of argument continued and another objection on the same grounds was almost immediately made and sustained.

At the close of Gustafson’s argument, the following exchange occurred:

[GUSTAFSON]: Now I must close, but before I do, I want you to know that Julio Zamora feels strongly about this case and his prayers have been that you will render a just and merciful verdict. For his wife and his children, too—
MRS. WITTMAN: Objection, your honor—
THE COURT: Mr. Gustafson — you cannot, ladies and gentlemen, base a verdict based on any sympathy whatsoever. The case, and the verdict you render must be based on the facts and only the facts, nothing else.
MR. GUSTAFSON: I was just trying to say, your honor, and I’d like to have a ruling on it — for his wife and his two children, too—
[1019]*1019MRS. WITTMAN: Same objection, your honor.
THE COURT: That has nothing to do with it. His wife, his two children, nothing. It’s the facts of the case.
MR. GUSTAFSON: Thank you. Ladies and gentlemen of the jury, I have just presented you, or you have been presented, with an example of the operation between the bench and the prosecutor in quashing and quelling this evidence of a defense counsel trying to do his level best for his client, and I am going to have to rely upon you to give him every benefit of every doubt to my client, despite those efforts.
Thank you, and I hope you have a ' Merry Christmas.

Following Gustafson’s final remark, the court excused the.jury and recessed the trial for the day. After the jury left the courtroom, the court summarily held Gustafson in contempt and imposed a fine of $250. Gustafson paid the fine. At the beginning of the next day, counsel for all the remaining defendants moved for a mistrial, contending that Gustafson’s argument had “hopelessly alienated” the jury against their clients. The motion was denied. We upheld that denial in United States v. Ayala-Ayala, 610 F.2d 822 (9th Cir. 1979) (mem.); United States v. Ayala-Carapia, 610 F.2d 822 (9th Cir. 1979) (mem.), cert. denied, 444 U.S. 1089, 100 S.Ct. 1051, 62 L.Ed.2d 776 (1980); and United States v. Carapia, 610 F.2d 823 (9th Cir. 1979) (mem.).

The district judge prepared a certificate of contempt stating that he had seen and heard courtroom misconduct by Gustafson. See generally Fed.R.Crim.P. 42(a). The certificate provides in part:

I find that the [misconduct] constituted contempt of this court and was of such an accusatory nature as to directly affront the decorum and dignity of the United States District Court. I firmly believe that if this court cannot require those who are in its courtroom to obey the court, and if this court is required to sit idly by when accusations of misconduct and conspiracy are made by defense counsel in closing argument without any basis whatsoever, this court would lose any control it has over the participants in a trial as well as the courtroom in general. Such behavior, such misconduct will not be tolerated by the court, and under the circumstances. I do not think it should be tolerated by any court.
Accordingly, I adjudge that attorney Robert T. Gustafson is guilty of criminal contempt as described below. I further state that a reading of this record cannot and does not adequately reflect the true intensity of the hostility and discourteousness displayed by this attorney during his closing argument to the jury in the above entitled case all in the court’s presence.

The certificate then describes the particulars of Gustafson’s disobedience to the court’s rulings and his closing allegation of judicial misconduct. It continues:

I further find that summary vindication for said misbehavior in the actual presence of five other defense counsel and two prosecutors left the court no alternative but to summarily punish said attorney by the imposition of a fine of $250.00 or three days in jail.

Gustafson appeals, contending that his conduct was not contemptuous and that, even if it was contemptuous, the district court improperly used a summary procedure to find him in contempt. The United States disputes both contentions. The panel avoided ruling on the contemptuousness of the conduct, holding that summary adjudication of contempt was'inappropriate.

II. CONTEMPTUOUSNESS OF GUSTAFSON’S CONDUCT

Section 401 of the Criminal Code provides:

A court of the United States shall have power to punish by fine or imprisonment, at its discretion, such contempt of its authority, and none other, as—
(1) Misbehavior of any person in its presence or so near thereto as to obstruct the administration of justice;
[1020]*1020(2) Misbehavior of any of its officers in their official transactions;
(3) Disobedience or resistance to its lawful writ, process, order, rule, decree, or command.

18 U.S.C. § 401 (1976). Because lawyers are not court “officers” within the meaning of section 401(2), Cammer v. United States,

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Bluebook (online)
650 F.2d 1017, 1981 U.S. App. LEXIS 12006, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-robert-t-gustafson-esquire-ca9-1981.