In Re Proportionality Review Project (II)

757 A.2d 168, 165 N.J. 206, 2000 N.J. LEXIS 1017
CourtSupreme Court of New Jersey
DecidedAugust 2, 2000
StatusPublished
Cited by19 cases

This text of 757 A.2d 168 (In Re Proportionality Review Project (II)) is published on Counsel Stack Legal Research, covering Supreme Court of New Jersey primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Proportionality Review Project (II), 757 A.2d 168, 165 N.J. 206, 2000 N.J. LEXIS 1017 (N.J. 2000).

Opinions

The opinion of the Court was delivered by

PORITZ, C.J.

This matter completes the second phase in a two-part review of the Court’s proportionality review procedures undertaken pursuant to our Order in State v. Loftin, 157 N.J. 253, 454-55, 724 A.2d 129 CLoftin II), cert. denied, 528 U.S. 897, 120 S.Ct. 229, 145 L.Ed.2d 193 (1999).

In Loftin II, the Court found that the proportionality review methodologies we had been using were seriously flawed and that the time had come for a “careful reconsideration” of our approach to the proportionality phase of death penalty review. Id. at 286, 724 A.2d 129. We established a process for reconsideration that included the designation of a Special Master and the submission of a report to the Court covering “four discrete areas of concern: the size of the universe of comparison cases; particular issues in respect of individual proportionality review; questions relating to the statistical models used in both individual and systemic proportionality review; and the status of proportionality review as a separate proceeding in death penalty appeals.” Ibid. The first phase of this project was completed on April 28, 1999, when the Honorable David S. Baime, a Presiding Judge of the Appellate Division appointed Special Master for the Supreme Court, submitted an initial report wherein he made findings and recommendations regarding the size of the universe, individual proportionality [209]*209review and the models used for that purpose, and the feasibility of consolidating direct death penalty appeals with proportionality review. See David S. Baime, Report to the New Jersey Supreme Court: Proportionality Review Project (Apr. 28, 1999) (Baime Report I); see also In re Proportionality Review Project, 161 N.J. 71, 735 A.2d 528 (1999) (Proportionality Review I) (adopting Baime Report I with modifications). Upon our consideration of Baime Report I, this Court issued determinations regarding those issues in August 1999, thus establishing baseline procedures for individual proportionality review.

On December 1, 1999, Special Master Baime issued Report to the New Jersey Supreme Court: Systemic Proportionality Review Project (Dec. 1, 1999) (Baime Report II). Baime Report II, as its name suggests, “deals with questions pertaining to systemic proportionality review,” that is, “whether ethnic, racial or gender bias exists in the administration of our capital sentencing laws.” Id. at 1. After reviewing briefs submitted by the Attorney General, the Public Defender and amici curiae, Association of Criminal Defense Lawyers of New Jersey and New Jersey State Conference of NAACP Branches, and on hearing oral argument, we adopt Baime Report II with modifications as outlined in this opinion.

I

Eight years ago, we stated that “we can never dispense with the obligation to assure that the burden of the past does not create a genuine risk that defendants will be sentenced to death either because of their race or the race of the victim.” State v. Marshall, 130 N.J. 109, 219, 613 A.2d 1059 (1992) (Marshall II), cert. denied, 507 U.S. 929, 113 S.Ct. 1306, 122 L.Ed.2d 694 (1993). We turned to “[proportionality review therefore [as] a means through which to monitor ... and thereby to prevent any impermissible discrimination in [the] imposition of] the death penalty.” State v. Ramseur, 106 N.J. 123, 327, 524 A.2d 188 (1987); see also Loftin II, supra, 157 N.J. at 315, 724 A.2d 129 (“This Court is committed to a course of review that is capable of discerning possible racial discrimination in our capital sentencing system.”).

[210]*210Yet, the development of a sound methodology for the purpose of systemic proportionality review has proved an elusive goal. Loftin II, supra, 157 N.J. at 305-16, 724 A.2d 129. The first statistical models conceived by Professor David C. Baldus, the Special Master appointed to oversee the development of a proportionality review system for the Court, were not designed to test for racial discrimination, but rather were focused on whether defendants with roughly equivalent levels of culpability were treated similarly. See id. at 310, 724 A.2d 129. In his report, Baldus informed the Court that

race valuables [were included] in the culpability models to ensure that variables for legitimate case characteristics were not carrying any possible race effects. It was in the course of this work that we observed the race effects____ Because discrimination was not the primary mandate in this project, we consider these results to be strictly preliminary. More work will be required to determine if they persist under closer scrutiny and alternative analyses, to determine, for example, whether they are statistical artifacts or flukes, and to assess them legal and practical significance.
[David C. Baldus, Death Penalty Proportionality Review Project: Final Report to the New Jersey Supreme Court 100-01 (Sept. 24, 1991) (Baldus Report).]

Despite this disclaimer, defendants have alleged racial discrimination in the administration of the death penalty premised largely on the statistical models created by Professor Baldus.

Last term, after having conducted four proportionality reviews between 1992 and 1995, we evaluated the reliability of the multiple regression models Baldus had devised.1 Loftin II, supra, 157 N.J. at 308-16, 724 A.2d 129; see also State v. DiFrisco, 142 N.J. 148, 662 A.2d 442 (1995) (DiFrisco III) (using Baldus-created models for proportionality review), cert. denied, 516 U.S. 1129, 116 S.Ct. 949, 133 L.Ed.2d 873 (1996); State v. Martini, 139 N.J. 3, 651 A.2d 949 (1994) (Martini II) (same), cert. denied, 516 U.S. 875, 116 S.Ct. 203, 133 L.Ed.2d 137 (1995); State v. Bey, 137 N.J. 334, 645 [211]*211A.2d 685 (1994) (Bey IV) (same), cert. denied, 513 U.S. 1164, 115 S.Ct. 1131, 130 L.Ed.2d 1093 (1995); Marshall II, supra (same). We acknowledged that the models contained fundamental problems that precluded reliance on their results and that those problems were due both to intrinsic and extrinsic factors, ie., the structure or design of the models themselves and too few cases. Loftin II, supra, 157 N.J. at 310-15, 724 A.2d 129.

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In Re Proportionality Review Project (II)
757 A.2d 168 (Supreme Court of New Jersey, 2000)

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Bluebook (online)
757 A.2d 168, 165 N.J. 206, 2000 N.J. LEXIS 1017, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-proportionality-review-project-ii-nj-2000.