In re: Northwest Territorial Mint, LLC

CourtUnited States Bankruptcy Appellate Panel for the Ninth Circuit
DecidedNovember 27, 2018
DocketWW-18-1127-BKuTa
StatusUnpublished

This text of In re: Northwest Territorial Mint, LLC (In re: Northwest Territorial Mint, LLC) is published on Counsel Stack Legal Research, covering United States Bankruptcy Appellate Panel for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re: Northwest Territorial Mint, LLC, (bap9 2018).

Opinion

FILED NOV 27 2018 NOT FOR PUBLICATION SUSAN M. SPRAUL, CLERK U.S. BKCY. APP. PANEL OF THE NINTH CIRCUIT

UNITED STATES BANKRUPTCY APPELLATE PANEL OF THE NINTH CIRCUIT

In re: BAP No. WW-18-1127-BKuTa

NORTHWEST TERRITORIAL MINT, Bk. No. 16-11767-CMA LLC, Adv. No. 16-1217-CMA Debtor.

DIANE ERDMAN,

Appellant, MEMORANDUM* v.

MARK CALVERT, Chapter 11 Trustee,

Appellee.

Argued and Submitted on October 25, 2018 at Seattle, Washington

Filed – November 27, 2018

Appeal from the United States Bankruptcy Court for the Western District of Washington

* This disposition is not appropriate for publication. Although it may be cited for whatever persuasive value it may have, see Fed. R. App. P. 32.1, it has no precedential value, see 9th Cir. BAP Rule 8024-1. Honorable Christopher M. Alston, Bankruptcy Judge, Presiding

Appearances: Allen Lichtenstein argued for Appellant Diane Erdman; David C. Neu of K & L Gates LLP argued for Appellee Mark Calvert, Chapter 11 Trustee.

Before: BRAND, KURTZ and TAYLOR, Bankruptcy Judges.

INTRODUCTION

Appellant Diane Erdman appeals an order denying her motion to

extend the time for filing a notice of appeal under Rule 8002(d)(1)(B).1

Because the bankruptcy court misapplied the law and certain findings of

fact are illogical or not supported by the record, we REVERSE.

I. FACTUAL BACKGROUND AND PROCEDURAL HISTORY

A. Events prior to Erdman's motion

The debtor, Northwest Territorial Mint, LLC ("NWTM"), filed a

chapter 11 bankruptcy case on April 1, 2016. At the time of the filing,

NWTM was the largest private mint in the United States, with 240

employees at facilities in six states. A $12 million judgment against NWTM

for defamation was the catalyst for the bankruptcy filing. Nevada attorney

Allen Lichtenstein is the appellate attorney for the defamation case.

1 Unless specified otherwise, all chapter and section references are to the Bankruptcy Code, 11 U.S.C. §§ 101-1532, and all "Rule" references are to the Federal Rules of Bankruptcy Procedure.

2 Ross Hansen is the sole member and 100% owner of NWTM. Hansen

and Erdman met in 1997, when Erdman purchased gold and silver coins

from NWTM. They have lived together since 2000. Erdman worked at

NWTM as a vault manager.

Shortly after NWTM's bankruptcy filing, Mark Calvert ("Trustee")

was appointed as the chapter 11 trustee. Thereafter, he filed an adversary

complaint against Erdman, seeking to avoid and recover various alleged

fraudulent transfers. Trial was set for January 2018.

In May 2017, Erdman's counsel, DBS Law, moved to withdraw from

the case due to "irreconcilable differences". With the cut-off date for

discovery not until December 29, 2017, the bankruptcy court granted the

motion. Thereafter, Erdman was represented by Thomas Quinlan. A few

weeks prior to trial, Quinlan moved to withdraw from the case due to non-

payment of fees; the bankruptcy court denied that request.

On March 28, 2018, the bankruptcy court issued its Memorandum

Decision and Judgment in the Erdman adversary proceeding, finding her

liable for constructive fraudulent transfers totaling $430,462.00. Hence, any

notice of appeal had to be filed by April 11, 2018.

Shortly after trial and several weeks prior to entry of the Judgment,

Quinlan filed his renewed motion to withdraw from Erdman's case. The

bankruptcy court granted his request on March 28, 2018 — the same day it

entered the Judgment against Erdman.

3 B. Erdman's motion

On April 18, 2018, seven days after the appeal time had run for the

Judgment, Erdman, with Lichtenstein as her new attorney, filed a motion to

extend the time to file a notice of appeal, seeking a one week extension to

file an appeal of the Judgment ("Extension Motion"). Erdman argued that

the delay in this case should be considered "excusable neglect" under

Pioneer Investment Services Co. Brunswick Associated Ltd. Partnership, 507 U.S.

390 (1993) ("Pioneer"). She offered the following in support of her argument.

On March 31, 2018, Lichtenstein found his wife of 35 years collapsed

on the bathroom floor not breathing and without pulse. While waiting for

medical help to arrive, Lichtenstein unsuccessfully applied CPR to his wife.

She was eventually revived by medical personnel but never regained

consciousness. Mrs. Lichtenstein was maintained on life support for the

next three days while Lichtenstein, in consultation with physicians, made

the decision whether to take her off life support. Her heart stopped again

on April 3. She was again revived.

Faced with the reality that Mrs. Lichtenstein had no brain activity

and that her chances of recovery were slight to none, Lichtenstein made the

difficult decision to take his wife off of life support. She passed away on

April 4, 2018. Later that same day, Erdman contacted Lichtenstein about

appealing the Judgment. He knew her from another representation and

told her he was willing to help her but that he was not in any condition to

4 deal with her case at the moment. Lichtenstein was unaware that the

Judgment was from a bankruptcy court. Because of the circumstances,

Lichtenstein said he did not follow his normal course of action of asking

the client pertinent questions about the case upon contact and mistakenly

assumed that the appeal time was 30 days.

On April 12, three days after Mrs. Lichtenstein's funeral, Erdman sent

Lichtenstein copies of the Memorandum Decision and Judgment.

Lichtenstein said that he planned on drafting the notice of appeal that day.

Only then did he realize that this was a bankruptcy case and the time for

filing a notice of appeal had expired the day before, on April 11. He also

discovered that Quinlan had withdrawn from the case and would not file a

notice of appeal or a motion to extend the time for filing one. Lichtenstein

stated that he spoke with counsel for Trustee on April 13, asking if Trustee

would oppose the Extension Motion.

Trustee did not file a written opposition to the Extension Motion or

appear at the April 26 hearing. At the start of the hearing, local co-counsel

for Erdman stated that Trustee had informed her and Lichtenstein that he

would not be opposing the Extension Motion. The court expressed surprise

that Trustee did not oppose the motion. The bankruptcy judge was puzzled

as to why Trustee "would beat on Ms. Erdman for as long as [he] did and

then let her file an appeal which will necessarily require [T]rustee and his

lawyers to devote resources, at a minimum, to an appeal going forward . . .

5 ." Hr'g Tr. (Apr. 26, 2018) 5:8-10.

Lichtenstein explained that he worked from home and that several

colleagues had been calling him on his private number to inquire about his

wife. He assumed Erdman's call on April 4 was from one of those

colleagues. Lichtenstein stated that he does not generally do bankruptcy

appeals and had no reason to think Erdman's case was a bankruptcy

appeal or to even ask that question, since he knew that neither she nor

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