In Re Leonard C. Jaques, Attorney, Attorney-Appellant. Ali S. Ahmed v. Reiss Steamship Company

761 F.2d 302, 1985 U.S. App. LEXIS 31087, 53 U.S.L.W. 2589
CourtCourt of Appeals for the Sixth Circuit
DecidedMay 6, 1985
Docket84-3221
StatusPublished
Cited by55 cases

This text of 761 F.2d 302 (In Re Leonard C. Jaques, Attorney, Attorney-Appellant. Ali S. Ahmed v. Reiss Steamship Company) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Leonard C. Jaques, Attorney, Attorney-Appellant. Ali S. Ahmed v. Reiss Steamship Company, 761 F.2d 302, 1985 U.S. App. LEXIS 31087, 53 U.S.L.W. 2589 (6th Cir. 1985).

Opinions

MERRITT, Circuit Judge.

In this action, Leonard Jaques, an attorney, appeals from an order by District Judge Ann Aldrich holding him in contempt for his failure to appear before Judge Aid-rich on the first day of trial in an admiralty case in which he represented the plaintiff, Ali Ahmed. 580 F.Supp. 737 (1984). The District Judge found that Jaques’ failure to appear was unjustified. She ordered Ja-ques to pay the government’s cost of compensating the 22 person venire panel called to sit on the trial date and to reimburse opposing counsel’s hotel and attorneys fees, thereby assessing a compensatory fine totalling approximately $1800. We conclude that the District Court’s action was an appropriate and moderate response to Jaques’ provocative conduct. For the reasons stated below, we affirm.

I.

Leonard Jaques represented the plaintiff, Ali Ahmed, in an admiralty action before District Judge Aldrich in Cleveland, Ohio. As a courtesy to Jaques and his client, the District Court on August 1,1983, scheduled a firm trial date of October 24, 1983. .On October 19, Jacques called and requested that the trial date be moved back one day because he would be in Baltimore, Maryland, in a trial before Federal District Judge Howard. The District Court granted this request. However, on Monday, October 24, the District Court received a call from Judge Howard’s office informing the court that the trial in Baltimore would not end until Tuesday, October 25, and so Judge Aldrich again rescheduled trial to begin on Wednesday morning, October 26. Her clerk called Judge Howard’s office and left a message for Jaques to appear for trial in Cleveland on Wednesday morning.

As six o’clock on Tuesday evening, the evening before the trial was set to begin, Jaques’ associate Gary Baun called the District Court and, according to Judge Aldrich, informed the court that Jaques could not be in Cleveland on Wednesday because he was required to be in Baltimore when jury instructions were delivered in Judge Howard’s courtroom on that same day. In fact, Jaques had been excused on Tuesday afternoon by the court in Baltimore so that he could appear for trial in Cleveland on Wednesday morning. At Judge Aldrich’s request, another associate of Jaques’, Robert Swickle, appeared in his place on Wednesday.

Settlement negotiations were undertaken on Wednesday morning, but these became stalemated. Swickle explained that he had been “pressed in for this” and that no further progress could be made until Ja-ques spoke with Ahmed, since Ahmed was really Jaques’ client and not Swickle’s. However, when Judge Aldrich called Baltimore in an attempt to reach Jaques, Judge Howard told her that he had excused Ja-ques at four o’clock Tuesday afternoon so that Jaques could appear in her courtroom in Cleveland on Wednesday. Returning to the settlement negotiations, Judge Aldrich admonished Swickle for the wasted expense in calling in the venire panel and having opposing counsel appear, and for Jaques’ apparent misrepresentation to two [305]*305federal judges that he was in the other’s courtroom when in fact he was in neither. She told Swickle that after the trial, she would expect Swickle, Baun and Jaques to explain this sequence of events or else face sanctions.

On November 2, 1983, the District Court ordered Baun, Swickle and Jaques to appear and show cause why they should not be found in contempt under 18 U.S.C. § 401 for Jaques’ failure to appear on October 26 and for misrepresenting Jaques’ whereabouts. A hearing on the show cause order was held on December 22, 1983, at which Jaques represented himself and his associates. Throughout most of the hearing, Jaques refused to reply to the court’s legitimate question as to the reason for his failure to appear, and instead challenged the authority of the court to conduct the proceeding and the specificity of the show cause order. When he finally did reply, Jaques’ justification for his failure to appear was that he “had the screaming itches in the crotch ... I wasn’t here because I would have been scratching my testicles constantly if I had been here.”

In a lengthy memorandum opinion, the District Court found Jaques in contempt of court under 18 U.S.C. § 401.1 The court found that Jaques’ failure to appear, especially in light of the misrepresentations made regarding his whereabouts, was punishable as misbehavior so near the presence of the court “as to obstruct the administration of justice” under section 401(1). The court also found that Jaques’ conduct was punishable under section 401(3) because he had failed to comply with the court’s order compelling his appearance on October 26. With the express purpose of compensating the “victims of Jaques’ prevarications,” the court ordered Jaques to pay a “remedial” fine equal to the cost of compensating the twenty two member venire panel plus the opposing counsel’s hotel and attorney’s fees for October 26, an amount totalling $1804.87.

II.

A.

Jaques contends that the District Court’s order imposing sanctions must be overturned because the show cause order and the court’s opinion failed to state clearly whether the contempt proceedings were civil or criminal, and that these proceedings were in fact criminal and failed to afford him the procedural due process he was constitutionally entitled to as a criminal defendant.

Both civil and criminal contempt proceedings may be brought under 18 U.S.C. § 401, United States ex rel. Shell Oil Co. v. Barco Co., 430 F.2d 998, 1000 (8th Cir.1970), and because of the frequency with which the two forms of contempt are confused, a lower court’s characterization of its proceedings is but one factor to consider in determining their true nature. United States v. Powers, 629 F.2d 619, 626 (9th Cir.1980), citing Lewis v. S.S. Baune, 534 F.2d 1115, 1119 (5th Cir.1976). We must look instead to the “totality of the circumstances” to determine both the proper form of proceeding and that actually used. United States v. North, 621 F.2d 1255 (3rd Cir.) (en banc), cert. denied 449 U.S. 866, 101 S.Ct. 199, 66 L.Ed.2d 84 (1980).

The District Court imposed a fine which was explicitly fashioned merely.to compensate the government and the opposing counsel for the harm caused by Jaques’ failure to appear, and ordered the fine paid over to the victims of his misconduct. Generally, civil contempt may be either intended to coerce future compliance with a court’s order, Shillitani v. United States, 384 U.S. 364, 370, 86 S.Ct. 1531, 1535, 16 [306]*306L.Ed.2d 622 (1966), or to compensate for the injuries resulting from the noncompliance. McComb v. Jacksonville Paper Co., 336 U.S. 187, 191, 69 S.Ct. 497, 499, 93 L.Ed. 599 (1949); TWM Manufacturing Co. v. Dura, 722 F.2d 1261, 1273 (6th Cir. 1983).

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Cite This Page — Counsel Stack

Bluebook (online)
761 F.2d 302, 1985 U.S. App. LEXIS 31087, 53 U.S.L.W. 2589, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-leonard-c-jaques-attorney-attorney-appellant-ali-s-ahmed-v-ca6-1985.