In Re Kozaburo Harita, Kukiyoshi Ajisawa, Kinji Iizuke, Yukihiko Kinoshita, Tetsuhide Kamijo, and Michihiro Kobayashi

847 F.2d 801, 6 U.S.P.Q. 2d (BNA) 1930, 1988 U.S. App. LEXIS 6815, 1988 WL 50723
CourtCourt of Appeals for the Federal Circuit
DecidedMay 24, 1988
Docket87-1273
StatusPublished
Cited by19 cases

This text of 847 F.2d 801 (In Re Kozaburo Harita, Kukiyoshi Ajisawa, Kinji Iizuke, Yukihiko Kinoshita, Tetsuhide Kamijo, and Michihiro Kobayashi) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Kozaburo Harita, Kukiyoshi Ajisawa, Kinji Iizuke, Yukihiko Kinoshita, Tetsuhide Kamijo, and Michihiro Kobayashi, 847 F.2d 801, 6 U.S.P.Q. 2d (BNA) 1930, 1988 U.S. App. LEXIS 6815, 1988 WL 50723 (Fed. Cir. 1988).

Opinions

RICH, Circuit Judge.

This appeal is from the decision of the United States Patent and Trademark Office (PTO) Board of Patent Appeals and Interferences (board), 1 USPQ2d 1887, affirming the final rejection by the Special Program Examiner of claims 8-10 of Harita et al. application for reissue, serial No. 802,486, filed June 1, 1977. We reverse.

This reissue application, filed pursuant to 35 U.S.C. § 251, has as its primary purpose the correction of error in applicants’ issued patent No. 3,940,422 (’422 patent) granted February 24, 1976, in that the patent contains claims which read on prior art which came to the attention of the applicants after they filed their application for said patent on January 17, 1974, but before the patent issued. Some of the prior art surfaced as a result of an action dated January 28,1975, of the French patent office on a counterpart application and became known to applicants in February 1975, resulting in further searching which disclosed the rest of the prior art here involved.

Because the prior art, the materiality of which is unquestioned, was not disclosed to the PTO until the filing of this reissue application, an issue has been raised of “inequitable conduct” in connection with the prosecution of the application for the original patent. This reissue application was examined in the usual way in Group Art Unit 126 on its merits to the point where, on June 18, 1979, applicants were notified that claims 8-10 were in condition for allowance. On July 30,1979, they were further notified that the sending of that notice was an inadvertence and that the claims (though found to be patentable over the prior art) were being reconsidered in the Office of the Assistant Commissioner for Patents. It is in his office that the “Special Program Examiner” is to be found and his function is to consider issues of violation of the duty of disclosure to the PTO as prescribed in 37 CFR 1.56, among other things. On June 19, 1984, he issued a final rejection of claims 8-10

based upon the violation by applicants’ Japanese attorney, Akira Agata, of the [803]*803duty of disclosure through bad faith (fraudulent intent) or gross negligence (gross and reckless misconduct) in connection with application Serial No. 434,-252 [for the patent sought to be reissued], an application upon which the instant application [for reissue] relies.

From that rejection applicants appealed to the board, the board affirmed, and this appeal followed.

On the appeal to the board, the same Special Program Examiner, by way of a brief to the board stating the PTO position, filed an extensive Examiner’s Answer. As may be observed from the published board opinion, the board wrote less than a single printed page in the course of which it said: “we shall adopt the examiner’s position as our own” and “[w]e emphasize our complete agreement with the examiner’s position.” It then attached as an appendix to its short opinion the full Examiner’s Answer of some six printed pages. The position stated in that document from the Office of the Assistant Commissioner for Patents is therefore virtually what is on appeal here and is a full statement of the PTO’s position.

BACKGROUND

The Cast

Kissei Pharmaceutical Co., Ltd., is the real party in interest. It is a Japanese corporation located in Japan not very active in the patent field. It filed its first patent application before 1970 and the 1974 application for the patent here involved was only the second it had filed and the first Kissei had ever filed in the United States. Mr. Maruyama, its Head of the Development Department 1968-79 and thereafter Head of the Research & Development Department, has been its spokesman in this case.

Mr. Harita and five other employees of Kissei are the named inventors in the patent and reissue application here involved. Harita’s title 1971-76 was Head of the Chemical Research Division of the Development Department. He retired from the company in 1976 and went to work for the patent firm of Mizushima & Aoyama in Osaka, Japan.

Mr. Agata, already mentioned above, was the Japanese patent attorney or agent employed by Kissei to file the applications for patent here involved and had his office in Tokyo. For 12 years he had been an examiner and judge in the Japanese Patent Office, opening his own office in 1968.

Mr. Ajisawa was the second-named inventor on the patent application and was used by Kissei and Harita as their representative in dealings with Agata who, in turn, used him as his contact with his corporate client. The other four inventors play no roles in the events herein.

Mr. Daniel, a U.S. patent lawyer in Arlington, Virginia, was selected by Agata to file the U.S. application which resulted in the patent. However, in filing the reissue application, present counsel, Depaoli & O’Brien, P.C., also of Arlington, were employed, Mr. Depaoli arguing this appeal.

The Events

Mr. Agata, having filed a Japanese application for Kissei on January 18, 1973, prepared and sent an English language version to Daniel to be filed within the convention year. It was properly executed by the inventors and on letter-size paper. Daniel, believing he should put it on legal-size paper, made some minor alterations in the language — “cosmetic and stylistic editing” he called it — had it retyped on legal-size paper and filed it in the PTO on January 17, 1974, the day before the end of the convention year, claiming “priority” on the basis of the Japanese filing date.

The record shows that the U.S. application, handled throughout by Daniel, had a normal and uncomplicated progress through the PTO with a first action citing some references which were overcome by argument, an amendment adding two method of use claims to the original seven product claims, a final rejection dropping the art rejection, some minor claim amendments to overcome non-reference rejections, and a restriction requirement as to the new claims. The application was allowed and the patent issued February 24, [804]*8041976, about 25 months after the application was filed. Daniel knew of no reason why it should not be issued. He was not told of the new prior art which had become known to Kissei.

Daniel, in reporting to Agata on his response to the first Office action, explained his reasons for adding the method of use claims. The application describes and claims a group of compounds useful for treating asthma, hay fever, etc., and he had noted that methods of treating these allergies were disclosed. He thought it would be advantageous to Kissei to claim the method and gave Agata a lengthy explanation a part of which the PTO uses to support its claim of inequitable conduct on which it rests its rejection. That part is quoted below, being preceded by an explanation that restriction would probably be required and that a divisional application would then have to be filed on the method, a prediction which materialized. The date of this letter is 11 October 1974 and it is Exhibit 11 attached to an Agata declaration.

There are conceivable reasons favoring the filing of a method divisional case.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

G.D. Searle LLC v. Lupin Pharmaceuticals, Inc.
790 F.3d 1349 (Federal Circuit, 2015)
AstraZeneca UK Ltd. v. Aurobindo Pharma Ltd.
703 F.3d 511 (Federal Circuit, 2012)
In Re Rosuvastatin Calcium Patent Litigation
719 F. Supp. 2d 388 (D. Delaware, 2010)
Therasense, Inc. v. Becton, Dickinson and Co.
593 F.3d 1289 (Federal Circuit, 2010)
Edwards v. Commissioner of Social Security
654 F. Supp. 2d 692 (W.D. Michigan, 2009)
CFMT, Inc. v. Yieldup International Corp.
144 F. Supp. 2d 305 (D. Delaware, 2001)
Burroughs Wellcome Co. v. Barr Laboratories, Inc.
828 F. Supp. 1200 (E.D. North Carolina, 1993)
Upjohn Co. v. Medtron Laboratories, Inc.
751 F. Supp. 416 (S.D. New York, 1990)
Klein v. Peterson
696 F. Supp. 695 (District of Columbia, 1988)

Cite This Page — Counsel Stack

Bluebook (online)
847 F.2d 801, 6 U.S.P.Q. 2d (BNA) 1930, 1988 U.S. App. LEXIS 6815, 1988 WL 50723, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-kozaburo-harita-kukiyoshi-ajisawa-kinji-iizuke-yukihiko-kinoshita-cafc-1988.