In re Ruscetta

255 F.2d 687, 45 C.C.P.A. 968, 118 U.S.P.Q. (BNA) 101, 1958 CCPA LEXIS 172
CourtCourt of Customs and Patent Appeals
DecidedMay 29, 1958
DocketNo. 6377
StatusPublished
Cited by22 cases

This text of 255 F.2d 687 (In re Ruscetta) is published on Counsel Stack Legal Research, covering Court of Customs and Patent Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Ruscetta, 255 F.2d 687, 45 C.C.P.A. 968, 118 U.S.P.Q. (BNA) 101, 1958 CCPA LEXIS 172 (ccpa 1958).

Opinion

Rich, Judge,

delivered the opinion of the court:

Ralph A. Ruscetta and Alfred L. Jenny, have appealed from the decision of the Patent Office Board of Appeals affirming the examiner’s rejection of claims 1,2, 3, .19,20,21 and 22 of their application entitled [969]*969“Method of Etching Capacitor Electrodes,” serial No. 507,010, filed May 9,1955. _ •

_ The central issue presented in this appeal is a question of law involving the legality of using appellants’1 British complete patent specification No. 691,509, published May 13, 1953, as a basis for rejecting the appealed claims.

The references relied upon are:

Taylor, 2,368,688, Feb. 6,1945.
British Patent,2 691,509, May 13,1953.

On August 29, 1950, appellants filed an original United States application, serial No. 181,998, entitled “Etched Capacitor Electrodes and Method of Etching.” The invention related to etched tantalum .electrodes for electrolytic capacitors and to the etching of tantalum by an apparently novel liquid solution.

On July 11, 1951, appellants filed a second United States application, serial No. 236,128, entitled “Method of Etching Capacitor Electrodes” as a continuation-in-part of the aforesaid original application. This second application was filed as a result of a Patent Office requirement of division. The original application became abandoned on February 7,1953.

On May 13,1953, the complete British specification No. 691,509 was published as a result of an application filed August 21, 1951, which specification is, except for the claims, substantially a copy of appellants’ aforesaid original United States application. It was, in fact, a convention application based thereon.

On May 9, 1955, appellants, filed a third application, serial No. 507,010, the one involved in this appeal, as a continuation-in-part of the second application. This third application added to the disclosure of tantalum the metals zirconium, titanium, niobium, and alloys of tantalum and niobium, on the basis of which generic and certain species claims were added to the case.3

[970]*970The two continuation-in-part applications contained the cross-references to the earlier applications required by 35 U. S. C. 120 and there was also the necessary copendency to comply with that statute.

On July 21, 1955, the examiner issued a final rejection of claims 1-3 and 19-22 for “lack of invention over” the British specification, relying on In re Steenbách, 23 C. C. P. A. (Patents) 1244, 83 F. 2d 912, 30 USPQ 45, as controlling. He allowed claims 4-18, which were directed to tantalum, the sole metal disclosed in the original application. On February 13,1957, the Board of Appeals affirmed the examiner, also holding the Steenboclc case to be controlling, and saying:

Appellants do not show possession of the invention described in the claims on appeal with respect to zirconium, niobium or titanium at a time prior to the patenting date of the British patent.

Of course, we do not know anything about the patenting date, if any, of the British specification and the board was no doubt referring to its publication date. We shall make that assumption. However, we do not understand the examiner’s rejection to have been predicated on appellants’ failure to have been in possesion of the invention of the appealed claims before the publication of the British specification. What the examiner said in his final rejection was, “The reference is a statutory bar to any subject matter not disclosed in the parent case.” And, in a letter to the Patent Office subsequent thereto, the applicants’ attorney summed up the situation thus:

At the interview the final rejection of claims 1-3 and 19-22 on applicants’ British patent was clarified by the Examiner at the request of applicants’ attorney. The Examiner stated that the British patent was being used as a printed publication which, being published more than one year before the filing of the present application, constituted (as the Examiner holds) a statutory bar against the rejected claims. [Emphasis ours.]

In the Examiner’s Answer on appeal to the board he concisely restated his position as follows:

The publication date of the British patent is more than one year prior to the filing date of the instant application, and is therefore a statutory bar under 85 V. 8. C. 102b, unless applicants’ are here entitled to the filing date of one of their parent co-pending applications. [Emphasis ours.]

Appellants have been given the benefit of the filing date of their parent application as to what it discloses, and of course they are “entitled” to it to that extent, and the method claims 4 — 18 specific to the etching of tantalum stand allowed. The claims on appeal, how[971]*971ever, being either specific to metals first disclosed in the application of May 9,1955, or generic to those metals and tantalum, find no support in the earlier applications and it is for this reason that the British specification is cited against them. Appellants do not contend that the applications prior to the one involved here contain any support for claims to the added metals, whether specific or generic, but rely on them here only as a means of getting rid of the British referencé altogether.

Appellants tell us that they “base their main argument on the case of In re Stempel, (CCPA 1957) 113 USPQ 77 [44 C. C. P. A. (Patents) 820, 241 F. 2d 755] decided by the Court subsequent to the Board of Appeals decision appealed from in this case.” In view of the nature of the argument which has been erected on certain passages in the Btempel opinion, we deem it advisable to reiterate the warnings given in the past by Judge Hatfield in Conover v. Downs, 17 C. C. P. A. (Patents) 587, 592, 35 F. 2d 59, 3 U. S. Pat. Q. 58, and Judge O’Connell in In re Newton, 38 C. C. P. A. (Patents) 877, 880, 187 F. 2d 337, 88 USPQ 554, that undue liberties should not be taken with court decisions, which should be construed in accordance with the precise issue before the court, and that a fertile source of error in patent law is the misapplication of a sound legal principle established in one case to another case in which the facts are essentially different and the principle has no application whatsoever.

As we have indicated, the situation here involves a one year statutory bar under 35 U. S. C. 102 (b). The claims on appeal were first supported by and made in an application filed May 9, 1955 and the British specification had been published nearly two years before on May 13,1953, fully disclosing the invention as applied to tantalum, a species within the generic claims. As reiterated in the Bteenbock case, is is axiomatic that the disclosure of a species in a reference is sufficient to prevent a later applicant from obtaining generic claims, unless the reference can be overcome, and so the British specification disclosing the species tantalum, published over a year before appellants filed their generic disclosure is clearly a statutory bar to the granting of the generic claims.

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255 F.2d 687, 45 C.C.P.A. 968, 118 U.S.P.Q. (BNA) 101, 1958 CCPA LEXIS 172, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-ruscetta-ccpa-1958.