In Re KILLIAN

Court of Appeals for the Federal Circuit·Decided August 23, 2022·No. 21-2113·Published

Opinion

United States Court of Appeals for the Federal Circuit

IN RE: JEFFREY A. KILLIAN, Appellant

2021-2113

Appeal from the United States Patent and Trademark Office, Patent Trial and Appeal Board in No. 14/450,042.

Decided: August 23, 2022

BURMAN YORK MATHIS, III, Law Office of Burman Y. Mathis, Harper's Ferry, VA, argued for appellant.

MONICA BARNES LATEEF, Office of the Solicitor, United States Patent and Trademark Office, Alexandria, VA, argued for appellee Katherine K. Vidal. Also represented by MARY L. KELLY, THOMAS W. KRAUSE, AMY J. NELSON, FAR- HEENA YASMEEN RASHEED.

Before TARANTO, CLEVENGER, and CHEN, Circuit Judges. CHEN, Circuit Judge.

Jeffrey A. Killian appeals from the decision of the Patent Trial and Appeal Board (Board) affirming the examiner ’s rejection of claims 1, 5–8, 12–15, 19, 20 and 22 (all pending claims) of U.S. Patent Application No. 14/450,042 (’042 application) under 35 U.S.C. § 101. See Ex Parte 2 IN RE: KILLIAN

Jeffrey A. Killian, No. 2020-003680, 2021 WL 363335 (P.T.A.B. Feb. 1, 2021). We affirm.

BACKGROUND

The ’042 application relates to a system and method “for determining eligibility for Social Security Disability Insurance [SSDI] benefits through a computer network.” J.A. 45 ¶ 2. This process entails looking up information from two sources: (1) a Federal Social Security database; and (2) a State database containing records for patients receiving treatment for developmental disabilities or mental illness. J.A. 47 ¶¶ 11–12. For those patients identified in the State database as meeting certain criteria but not currently receiving SSDI benefits, the method uses relevant information to determine if a given patient is entitled to receive SSDI benefits. J.A. 47–48 ¶¶ 12–13. The specification explains that once the relevant information is on hand, “the automated system seamlessly carries out the process of determining who is eligible for SSDI and who is not, which frees up assigned staff to perform more traditional duties.” J.A. 67 ¶ 117.

Claim 1 is representative 1: A computerized method for determining overlooked eligibility for social security disability insurance (SSDI)/adult child benefits through a computer network, the method comprising the steps of:

(a) providing a computer processor and a computer readable media;

1 The Board treated claim 1 as representative. See Ex Parte Jeffrey A. Killian, No. 2020-003680, 2021 WL 1784797, at *2, *5 (P.T.A.B. May 3, 2021) (denying reconsideration ); Killian, 2021 WL 363335, at *4. On appeal, Mr. Killian does not argue that it erred in doing so.

IN RE: KILLIAN 3

(b) providing access to a Federal Social Security database through the computer network , wherein the Federal Social Security database provides records containing information relating to a person’s status of SSDI adult child benefits and/or parental and/or marital information relating to SSDI adult child benefit eligibility; (c) providing access to a State database through the network, wherein the State database provides records containing information relating to persons receiving treatment for developmental disabilities and/or mental illness from a State licensed care facility; (d) selecting at least one person from the State database who is identified as receiving treatment for developmental disabilities and/or mental illness; (e) creating an electronic data record comprising information relating to at least the identity of the person and social security number, wherein the electronic data record is recorded on the computer readable media ; (f) retrieving the person’s Federal Social Security record containing information relating to the person’s status of SSDI adult child benefits through the network; (g) determining whether the person is receiving SSDI adult child benefits based on the SSDI status information contained within the Federal Social Security database record through the computer network;

4 IN RE: KILLIAN

(h) indicating in the electronic data record whether the person is receiving SSDI adult child benefits or is not receiving SSDI adult child benefits;

for at least one electronic data record of persons indicated as not receiving SSDI adult child benefits, comprising the steps of:

(a) providing a caseworker display system; (b) generating a data collection input screen display to the caseworker display system relating to the electronic data record of persons indicated as not receiving SSDI adult child benefits; (c) caseworker identifying and inputting parental and/or marital names and Social Security numbers into the electronic data record of the person indicated in the electronic data record as not receiving SSDI adult child benefits; (d) retrieving parental and/or marital Social Security record(s) from the Federal Social Security database through the computer network in order to identify information for determining eligibility for SSDI adult child benefits; (e) determining whether the person indicated in the electronic data record is eligible for receiving SSDI adult child benefits based on the identified information for determining eligibility of SSDI adult child benefits and current SSDI benefit legal requirements ; and (f) indicating in the electronic data record whether the person is eligible for SSDI

IN RE: KILLIAN 5

adult child benefits or is not eligible for SSDI adult child benefits.

J.A. 30–31.

The examiner rejected all pending claims of the ’042 application under § 101, finding that they were directed to the abstract idea of “determining eligibility for social security disability insurance . . . benefits” and lacked additional elements amounting to significantly more than the abstract idea because the additional elements were simply generic recitations of generic computer functionalities. J.A. 89. Mr. Killian appealed to the Board, which affirmed the examiner’s rejection and designated its affirmance as a new ground for rejection under 37 C.F.R. § 41.50(b). Killian, 2021 WL 363335, at *1. The Board found that the claims are directed to the patent-ineligible abstract idea of “a search algorithm for identifying people who may be eligible for SSDI benefits they are not receiving.” Id. at *6. It determined that the essential steps recited by claim 1—the “selecting” and “determining” limitations 2—can be

2 More specifically, the essential steps identified by the Board are:

(d) selecting at least one person from the State database who is identified as receiving treatment for developmental disabilities and/or mental illness; (g) determining whether the person is receiving SSDI adult child benefits based on the SSDI status information contained within the Federal Social Security database record . . .;

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performed in the human mind and are thus “an abstract mental process.” Id. at *6–7. It then found that the remaining steps were merely directed to data gathering or data output and were therefore appropriately categorized as “insignificant extra-solution activity” or “primitive computer operations found in any computer system” “which do not integrate the processes into a ‘practical application,’ and which do not recite an ‘inventive concept.’ ” Id. at *8– 9.

The Board denied Mr. Killian’s request for rehearing.

Killian, 2021 WL 1784797, at *6.

Mr. Killian appeals. We have jurisdiction under 28 U.S.C. § 1295(a)(4)(A).

DISCUSSION

Patent eligibility under § 101 is a question of law that may implicate underlying issues of fact. In re Marco Guldenaar Holding B.V., 911 F.3d 1157, 1159 (Fed. Cir. 2018) (citing Interval Licensing LLC v. AOL, Inc., 896 F.3d 1335,

for at least one . . . data record of persons indicated as not receiving SSDI adult child benefits, comprising the steps of:

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