In Re John P. Curtis, James H. Kemp, and Jan-Joost Pabst

354 F.3d 1347, 69 U.S.P.Q. 2d (BNA) 1274, 2004 U.S. App. LEXIS 65, 2004 WL 26892
CourtCourt of Appeals for the Federal Circuit
DecidedJanuary 6, 2004
Docket03-1215
StatusPublished
Cited by18 cases

This text of 354 F.3d 1347 (In Re John P. Curtis, James H. Kemp, and Jan-Joost Pabst) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re John P. Curtis, James H. Kemp, and Jan-Joost Pabst, 354 F.3d 1347, 69 U.S.P.Q. 2d (BNA) 1274, 2004 U.S. App. LEXIS 65, 2004 WL 26892 (Fed. Cir. 2004).

Opinion

CLEVENGER, Circuit Judge.

John P. Curtis, James H. Kemp, and Jan-Joost Pabst (collectively “Curtis”) seek review of the decision of the United States Patent and Trademark Office (“PTO”) Board of Patent Appeals and Interferences (“Board”) affirming the final rejections, during merged reissue and reexamination proceedings, of claims 1-4, 7-13, 15-18, 20-27, 29-32, 34-36, 38-46, 51, 52/21, 52/32, 52/34, 52/38, 52/39, 53/21, 53/32, 53/34, 53/38, and 53/39 of U.S. Patent No. 5,209,251 (the “'251 Patent”), entitled “Dental Floss.” See In re Curtis, No.2002-1721, slip op. at 1-2 (Bd. Pat.App. & Int. Sept. 19, 2002). The Board determined that Curtis could not traverse the examiner’s rejections by claiming the benefit of an earlier patent application because the disclosure therein failed to adequately describe the subject matter encompassed by the rejected claims under 35 U.S.C. § 112, ¶ 1. Because the Board’s decision is supported by substantial evidence and otherwise is in accordance with law, we affirm.

I

Dental floss should not require a user to apply substantial force in order to get the floss to pass through the spaces between teeth. Otherwise, it may cause the user’s gums to bleed during flossing. Dental floss must also be easily grasped by a user so that it can be readily manipulated for flossing. Therefore, the commercial acceptability of a dental floss depends on the coefficient of friction (“COF”) of the material from which it is made. A dental floss made from a material with a COF that is too high will stick to teeth and will have to be used with substantial force. Material with too low a COF will yield a dental floss that slips easily through a user’s hands and will be difficult to manipulate. Thus, the ideal dental floss is made from a material that has a COF in a particular “sweet spot” such that it is neither too sticky nor too slippery.

On March 29, 1988, Curtis filed U.S. Patent Application No. 07/174,757 (the *1349 “'757 Application”) claiming an improved dental floss made of expanded polytetraf-luoroethylene (“PTFE”) filaments coated with microcrystalline wax (“MCW”) having a COF between 0.08 and 0.25. The inventors stated:

[I]t has been unexpectedly discovered that floss made of porous, high strength Expanded PTFE is extremely effective to provide hygienic tooth and gum care. Moreover, excellent effect is also provided when the floss is coated with micro-crystalline wax (MCW). The MCW, surprisingly, adheres to the porous, high strength PTFE which without a coating has a very low COF ... and when coated with MCW generally has. a COF intermediate between prior art floss white and uncoated PTFE....

(J.A. at 167.) On December 2, 1988, Curtis filed a continuation-in-part application based on the '757 Application which was assigned serial number 07/282,962 (the “'962 Application”). The passage quoted above was also contained in the '962 Application. On July 23,1991, the '962 Application issued as U.S. Patent No. 5,033,488 (the “ '488 Patent”). Curtis also filed a foreign counterpart application which was published as EP 355,466 on October 4, 1989 (“EP '466”). The claims of the '488 Patent and EP '466 are directed to a dental floss made of expanded PTFE filaments coated with MCW.

On July 11, 1991, Curtis filed a second continuation-in-part application which was assigned application number 07/729,834 (the “'834 Application”) and which ultimately issued as the '251 Patent. The written description of the '834 Application contains statements which are not found in the '962 Application. For example, the '834 Application states:

It has been found that the polytetrafluo-roethylene floss can be coated or otherwise treated with a friction coating, such as a wax, to increase the coefficient of friction to a level where the floss is easier to handle and does not slip through the fingers of the user as easily as the untreated floss. It has further been found that the thinner polytetraf-luorethylene [sic] flosses of 600 to 800 denier 1 that are coated with a friction enhancing coating are easy to handle and comfortable to use.

(J.A. at 759.) It also discloses that this genus of “friction enhancing coatings” is comprised of materials that adhere well to PTFE and that increase the COF of a PTFE dental floss to about 0.08 or greater. The disclosure in the '834 Application also states that “water soluble coating[s] such as polyvinyl alcohol or polyethylene-oxide” are suitable alternative friction enhancing coatings: (J.A. at 761.) ' On May 11, 1993, the '251 Patent. issued with claims directed to a dental floss made from at least one PTFE strand “having a coating of at least one material capable of increasing the coefficient of friction.” (J.A. at 43.) The claims were limited further to a denier of about 500 to 1500 and a COF of about 0.08 to 0.25. Curtis filed a reissue application for the '251 Patent on September 30, 1994, which was assigned application number 08/316,297 (the “'297 Reissue' Application”). The '297 Reissue Application added claims directed to a PTFE dental floss having at least one friction enhancing coating that were not limited to a particular denier or COF range. Subsequently, amicus curiae W.L. Gore & Associates, Inc. (“Gore”) requested reexamination of the claims of the '251 Patent in application number 90/003,885 *1350 (the “'885 Reexamination Request”). Gore challenged the patentability of the claims on the ground that they are not supported by the parent disclosure found in the written description of the '962 Application and that they are anticipated by EP '466, which was not before the PTO during prosecution of the '251 Patent.

On January 25, 1996, the PTO merged the '297 Reissue Application with the '885 Reexamination Request into the application that is the subject of this appeal. In re Curtis, slip op. at 1 n.2. The examiner rejected several of the pending claims as anticipated by EP '466 under 35 U.S.C. § 102(b) and as obvious under 35 U.S.C. § 103 in light of U.S. Patent No. 4,776,358 to Lorch. Curtis then attempted to remove EP '466 as prior art by claiming the benefit of the December 2, 1988 filing date of the '962 Application pursuant to 35 U.S.C. § 120. The examiner determined that Curtis was not entitled to the earlier filing date because the disclosure in the '962 Application did not enable a person of ordinary skill in the art to practice the claims of the '251 Patent without undue experimentation and issued a final rejection accordingly.

Curtis appealed this decision to the Board. The Board reversed the examiner’s enablement rejection and stated:

The examiner has only alleged the unpredictability of the art as the reason the disclosure of the parent application would require .undue experimentation. This alone is insufficient in this case.

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354 F.3d 1347, 69 U.S.P.Q. 2d (BNA) 1274, 2004 U.S. App. LEXIS 65, 2004 WL 26892, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-john-p-curtis-james-h-kemp-and-jan-joost-pabst-cafc-2004.