In re Inquiry Concerning Freedman

49 Cal. 4th CJP Supp. 223, 2007 Cal. Comm. Jud. Perform. LEXIS 3
CourtState of California Commission On Judicial Performance
DecidedJune 26, 2007
DocketNo. 179
StatusPublished

This text of 49 Cal. 4th CJP Supp. 223 (In re Inquiry Concerning Freedman) is published on Counsel Stack Legal Research, covering State of California Commission On Judicial Performance primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Inquiry Concerning Freedman, 49 Cal. 4th CJP Supp. 223, 2007 Cal. Comm. Jud. Perform. LEXIS 3 (Cal. 2007).

Opinion

[CJP Supp. 227]*CJP Supp. 227Opinion

HORN, Chairperson.

Under California law, judges are expected to decide matters submitted to them within 90 days of submission, and are prohibited from receiving their salaries during times when they have undecided matters under submission for more than 90 days. (Cal. Const., art. VI, § 19; Mardikian v. Commission on Judicial Performance (1985) 40 Cal.3d 473, 477, fn. 4 [220 Cal.Rptr. 833, 709 P.2d 852] (Mardikian).) To implement the latter provision, the Government Code requires judges to regularly execute affidavits declaring they are in compliance with the law and entitled to salary. (Gov. Code, § 68210.) In this disciplinary proceeding, Judge Robert B. Freedman of the Alameda County Superior Court is charged by an amended notice of formal proceedings (Notice) in three counts with (1) failing to decide causes submitted to him for decision within 90 days, (2) executing and submitting numerous salary affidavits falsely stating that he had no causes under submission to him for decision for more than 90 days when he did have such matters under submission, and (3) failing to act on over 200 fee waiver applications by litigants within the time allowed by law.

A panel of three special masters appointed by the California Supreme Court heard evidence in this disciplinary proceeding, made factual findings and issued their conclusions of law. The masters found that between 2000 and 2004 Judge Freedman failed to timely rule in 21 of the 23 specified causes charged in the Notice, that he regularly submitted false salary affidavits during times when his rulings were overdue, and that in 2003, he failed to timely dispose of over 200 applications for waiver of court fees by litigants in the Alameda County Superior Court. The masters concluded Judge Freedman’s failure to complete his assigned duties on a timely basis and his submission of false affidavits were conduct “prejudicial to the administration of justice that [brought] the judicial office into disrepute.” (Cal. Const., art. VI, § 18, subd. (d).) [CJP Supp. 228]*CJP Supp. 228We have reviewed the evidence taken by the masters and have considered their findings and conclusions. In large part, we adopt or defer to the masters’ findings and conclusions, including in part their conclusion that Judge Freedman committed prejudicial misconduct when he was aware that he had overdue rulings and submitted false salary affidavits anyway. In certain instances which we discuss, we conclude, based on the masters’ findings, that Judge Freedman’s reckless submission of erroneous salary affidavits at times when he was aware he had overdue rulings, with disregard for whether they were true or false, was willful misconduct. Misconduct of such gravity has warranted removal from office. However, in view of the unique circumstances of this case, including exceptional mitigating evidence, we have determined to issue this severe public censure.

PROCEDURAL HISTORY

Judge Freedman was appointed to the Municipal Court of Alameda County in January 1996, and became a judge of the Alameda County Superior Court in July 1998. On September 15, 2006, after a preliminary investigation and the issuance of an initial notice of formal proceedings, the commission issued its first amended notice of formal proceedings in this matter. The Notice charged Judge Freedman in three counts with the following misconduct:

Count 1: Delaying rulings on matters for more than 90 days after they were submitted to him in 23 instances in the period 2000 to 2004. The Notice charged that a number of the delays occurred after Judge Freedman had twice been warned by presiding judges about overdue rulings, once in April 2001, and again around the end of December 2002.
Count 2: Executing and submitting false state and county salary affidavits during the periods June 2000 to April 2001, August 2002 to February 2003, June 2003 to August 2004, and October 2004, all periods in which Judge Freedman allegedly had matters under submission upon which he had not ruled for more than 90 days.
Count 3: In the first half of 2004, failing to act “within applicable deadlines” on litigants’ applications for waiver of the requirement they pay filing and other court fees. Under the law that applied, if the applications were not denied within five days of filing, they were automatically granted. The delays caused the Alameda County Superior Court to order refunds to some litigants whose applications were denied late, at a total cost to the court of $9,894.

[CJP Supp. 229]*CJP Supp. 229The Supreme Court appointed three special masters at the commission’s request. (Rules of Com. on Jud. Performance, rule 121.)1 The special masters were the Hon. Eugene M. Premo, Associate Justice of the Court of Appeal, Sixth Appellate District, the Hon. Kathryn Doi Todd, Associate Justice of the Court of Appeal, Second Appellate District, Division Two, and the Hon. William A. Mayhew, Judge of the Superior Court of Stanislaus County. The masters held an evidentiary hearing, and their report was filed with the commission on February 14, 2007. Judge Freedman is represented in this proceeding by Joseph P. McMonigle and Kathleen M. Ewins of San Francisco. The examiners for the commission are Andrew Blum and Valerie Marchant.

The masters found virtually all the charges were proved by clear and convincing evidence. They found that Judge Freedman had delayed rulings in 21 of the 23 charged instances (count 1), that he had “regularly” executed false salary affidavits during periods when his rulings were delayed (count 2), and that he had delayed in ruling on “approximately 200” applications for fee waivers, with resulting refunds to litigants (count 3).

The masters found in mitigation that Judge Freedman is a hardworking, industrious, and highly competent judge who has not committed other misconduct and is unlikely to offend again. Their findings were based in large part on testimony by a number of judges and attorneys who described Judge Freedman’s good character, skills, and contributions to the judiciary.

In their legal conclusions, the masters determined that Judge Freedman committed prejudicial misconduct in connection with all the charges. As explained in the following discussion, we adopt and summarize the masters’ findings of fact, and adopt most of their conclusions of law.

DISCUSSION

I.

GENERAL PRINCIPLES

A. Judicial Salary Imw

The California Constitution provides that a judge may not receive a salary “while any cause before the judge remains pending and undetermined for 90 days after it has been submitted for decision.” (Cal. Const., art. VI, [CJP Supp. 230]*CJP Supp. 230§ 19; see also, e.g., Hassanally v. Firestone (1996) 51 Cal.App.4th 1241, 1244 [59 Cal.Rptr.2d 625].) However, the withheld salary is not forfeited; once the overdue matters are completed, the judge is again entitled to receive his or her salary, including those amounts that were not paid during the period of delay. (Hassanally, supra, at p. 1244.) To implement the constitutional provision, Government Code section 68210 requires judges to execute an “affidavit” attesting to their compliance with the Constitution in order to receive their salaries.

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Bluebook (online)
49 Cal. 4th CJP Supp. 223, 2007 Cal. Comm. Jud. Perform. LEXIS 3, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-inquiry-concerning-freedman-caljp-2007.