In Re Initiative Petition No. 364

1996 OK 129, 930 P.2d 186, 67 O.B.A.J. 3874, 1996 Okla. LEXIS 144, 1996 WL 709162
CourtSupreme Court of Oklahoma
DecidedDecember 10, 1996
Docket86828
StatusPublished
Cited by23 cases

This text of 1996 OK 129 (In Re Initiative Petition No. 364) is published on Counsel Stack Legal Research, covering Supreme Court of Oklahoma primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Initiative Petition No. 364, 1996 OK 129, 930 P.2d 186, 67 O.B.A.J. 3874, 1996 Okla. LEXIS 144, 1996 WL 709162 (Okla. 1996).

Opinions

SIMMS, Justice:

This is an original action brought pursuant to 34 O.S.Supp.1992 § 8 by protestant, James C. Thomas, to challenge the legal sufficiency of Initiative Petition No. 364, State Question No. 673, and an appeal by proponent, Joe R. Windes, as chairman of OHahoma Term Limits, from the ballot title prepared by the Attorney General, pursuant to 34 O.S. § 10. We conclude that the measure is facially violative of the constitutions of OHahoma and the United States and may not be placed on the ballot for submission to the people.

I

OKLAHOMA AND THE TERM LIMITS BATTLE

In 1994, OHahoma became the first state to enact term limits for its Congressional representatives. This was achieved through an amendment to the OHahoma Constitution by way of an initiative election. See In re Initiative Petition No. 360, 879 P.2d 810 (Okla.1994). In that election, the state question garnered 67 per cent of the vote. Twenty-one other states had adopted term limit measures at the time the United States Supreme Court held them unconstitutional on May 22, 1995, in United States Term Limits v. Thornton, — U.S. -, 115 S.Ct. 1842, 131 L.Ed.2d 881 (1995). The Court suggested that such a fundamental change in the federal constitutional framework “must come not by legislation adopted either by Congress or by an individual state, but rather — as have other important changes in the electoral process — through the amendment procedures set forth in Article V.” Id. at -, 115 S.Ct. at 1871 (footnote omitted).

[189]*189Congressional term limits supporters have begun a campaign to get two-thirds of the states to apply to Congress to call a federal constitutional convention on the question. One effort in that campaign is Initiative Petition No. 364.

II

INITIATIVE PETITION NO. 364 and PROTESTANT’S LEGAL CHALLENGE

This initiative measure declares that the people of Oklahoma desire that the Oklahoma Legislature apply to Congress for the calling of a Federal Constitutional Convention leading to the adoption of the specific proposed amendment which is set forth in full, and the voters should be kept informed of their legislators’ efforts in this regard.1 The proposed application to Congress on behalf of the People and the Legislature pursuant to their power under Article V to call a convention is set forth. The measure then states the public policy of Oklahoma regarding term limits, namely “that the term of members of the United States Congress should be limited to three terms for members of the House of Representatives and two terms for members of the Senate, and the United States Constitution should be amended to so provide.”2 It then instructs “each member of the Oklahoma Legislative to use all his or her delegated powers to make application under article V of the United States Constitution to the United States Congress calling for an article V convention” to propose the federal term limits amendment it specifies.3 The measure requires that the [190]*190clause “FAILED TO COMPLY WITH CONSTITUTIONAL INSTRUCTION ON TERM LIMITS” be printed next to the name of any member of the State Legislature appearing on any ballot following a legislative term in which the legislator failed to support the calling of a constitutional convention or failed to support the specified term limit amendment.4 The Secretary of the State Election Board is charged with the duty to determine whether the ballot notation shall appear on any ballot.5 The provisions of the measure are severable.6

Protestant urges that the initiative measure is violative of the constitutions of the United States and the State of Oklahoma. [191]*191His major argument regarding state constitutional grounds is that the initiative violates Art. 5, section 1 as it is not a valid exercise of the people’s reserved power because: (1) it is neither a “law” nor an amendment to the state constitution, and (2) it seeks ultimately to amend the Constitution of the United States by mandating and coercing members of the Oklahoma Legislature to vote in favor of a federal constitutional convention. He also asserts that the proposal violates the multiple subject prohibition of Art. 24 sec. 1. Protestant contends that the initiative violates the Constitution of the United States in several ways: (1) it proposes to amend the Constitution by a process which does not conform to Article V, and (2) it denies Oklahoma State Legislators their right to free speech by instructing them how to vote, and (3) it denies equal protection of the laws to incumbent Legislators who will be denied equal access to impartial ballots by reason of their political expression.

We conclude that the initiative measure is constitutionally invalid and cannot be submitted to the people. We find protestant’s arguments regarding issues arising under Article V of the Constitution of the United States and Art. 5, see. 1 of the Oklahoma Constitution are persuasive and determinative of the challenge. The measure is facially violative of both provisions and must be stricken in its entirety. Accordingly, we limit our discussion to those contentions.

Ill

ISSUES ARISING UNDER ARTICLE V OF THE CONSTITUTION OF THE UNITED STATES

Article V of the federal constitution provides the process by which that document may be amended. It sets forth alternative methods of proposing constitutional amendments, by vote of Congress or on application of two-thirds of state Legislatures calling for a constitutional convention. It states:

“The Congress, whenever two-thirds of both houses shall deem it necessary, shall propose amendments to this Constitution, or on the application of the Legislatures of two-thirds of the several states, shall call a convention for proposing amendments, which, in either case, shall be valid to all intents and purposes, as part of this Constitution, when ratified by the Legislatures of three-fourths of the several states, or by conventions in three fourths thereof, as the one or the other mode of ratification may be proposed by the Congress; Provided that no amendment which may be made prior to the year one thousand eight hundred and eight shall in any manner affect the first and fourth clauses in the ninth section of the first article, and that no state, without its consent, shall be deprived of its equal suffrage in the Senate.”

To date, all the amendments have been proposed by Congress and no effort to call a constitutional convention has been successful.

Protestant contends that this proposal would allow the people to do indirectly what they cannot do directly — propose amendments to the Constitution of the United States. We agree. To the extent that the initiative applies for a constitutional convention or requires the Legislature to do so, it is facially violative of Article V. The law is plain that the application for a convention must come from the Legislature acting freely without restriction or limitation, not from the people through exercise of their initiative power. The legislative power in the amendment process of Article V includes only that power which has been delegated to the representative bodies of the several states, it does not include the reserved legislative power of the people.

In Hawke v. Smith, No. 1, 253 U.S. 221

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Bluebook (online)
1996 OK 129, 930 P.2d 186, 67 O.B.A.J. 3874, 1996 Okla. LEXIS 144, 1996 WL 709162, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-initiative-petition-no-364-okla-1996.