Cook v. Gralike

531 U.S. 510, 121 S. Ct. 1029, 149 L. Ed. 2d 44, 2001 U.S. LEXIS 1953
CourtSupreme Court of the United States
DecidedFebruary 28, 2001
Docket99-929
StatusPublished
Cited by88 cases

This text of 531 U.S. 510 (Cook v. Gralike) is published on Counsel Stack Legal Research, covering Supreme Court of the United States primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Cook v. Gralike, 531 U.S. 510, 121 S. Ct. 1029, 149 L. Ed. 2d 44, 2001 U.S. LEXIS 1953 (2001).

Opinions

Justice Stevens

delivered the opinion of the Court.

In U. S. Term Limits, Inc. v. Thornton, 514 U. S. 779 (1995), we reviewed a challenge to an Arkansas law that prohibited the name of an otherwise eligible candidate for the United States Congress from appearing on the general election ballot if he or she had already served three terms in the House of Representatives or two terms in the Senate. We held that the ballot restriction was an indirect attempt to impose term limits on congressional incumbents that violated the Qualifications Clauses in Article I of the Constitution rather than a permissible exercise of the State’s power to regulate the “Times, Places and Manner of holding Elections for Senators and Representatives” within the meaning of Article I, §4, cl. 1.

In response to that decision, the voters of Missouri adopted in 1996 an amendment to Article VIII1 of their State Constitution designed to lead to the adoption of a specified “Congressional Term Limits Amendment” to the Federal Constitution. At issue in this case is the constitutionality of Article VIII.

[514]*514I

Article VIII “instruct^]” each Member of Missouri’s congressional delegation “to use all of his or her delegated powers to pass the Congressional Term Limits Amendment” set forth in §16 of the Article. Mo. Const., Art. VIII, §17(1). That proposed amendment would limit service in the United States Congress to. three terms in the House of Representatives and two terms in the Senate.2

Three provisions in Article VIII combine to advance its purpose. Section 17 prescribes that the statement “DISREGARDED VOTERS’ INSTRUCTION ON TERM LIMITS” be printed on all primary and general ballots adjacent to the name of a Senator or Representative who fails to take any one of eight legislative acts in support of the proposed amendment.3 Section 18 provides that the statement “DE[515]*515CLINED TO PLEDGE TO SUPPORT TERM LIMITS” be printed on all primary and general election ballots next to the name of every nonincumbent congressional candidate who refuses to take a “Term Limit” pledge that commits the candidate, if elected, to performing the legislative acts enumerated in §17.4 And §19 directs the Missouri Secretary of State to determine and declare, pursuant to §§ 17 and 18, whether either statement should be printed alongside the name of each candidate for Congress.5

[516]*516Respondent Don Gralike was a nonincumbent candidate for election in 1998 to the United States House of Representatives from Missouri's Third Congressional District. A month after Article VIII was amended, Gralike brought suit6 in the United States District Court for the Western District of Missouri to enjoin petitioner, the Secretary of State of Missouri, from implementing the Article, which the complaint alleges violates several provisions of the Federal Constitution.

The District Court decided the ease on the pleadings, granting Gralike's motion for summary judgment. The court first held that Article VIII contravened the Qualifications Clauses of Article I of the Federal Constitution because it “has the sole purpose of creating additional qualifications for Congress indirectly and has the likely effect of handicapping a class of candidates for Congress.” 996 F. Supp. 917, 920 (1998); see 996 F. Supp. 901, 906-909 (1998). The court further held that Article VIII places an impermissible burden on the candidates' First Amendment right to speak freely on the issue of term limits by “punish[ing] candidates for speaking out against term limits” through putting “negative words next to their names on the ballot,” and by “us[ing] the threat of being disadvantaged in the election to coerce candidates into taking a position on the term limits issue.” 996 F. Supp., at 910; see 996 F. Supp., at 920. Lastly, the court found Article VIII to be an indirect and unconstitutional attempt by the people of Missouri to interject themselves into the amending process authorized by Article V of the Federal Constitution. In doing so, the court endorsed the reasoning of other decisions invalidating provisions simi[517]*517lar to Article VIII on the ground that negative ballot designations “place an undue influence on the legislator to vote in favor of term limits rather than exercise his or her own independent judgment as is contemplated by Article V.” 996 F. Supp., at 916; see 996 F. Supp., at 920.7 Accordingly, the court permanently enjoined petitioner from enforcing §§ 15 through 19 of Article VIII.

The United States Court of Appeals for the Eighth Circuit affirmed.8 Like the District Court, it found that Article VIII “threatens a penalty that is serious enough to compel candidates to speak — the potential political damage of the ballot labels”; “seeks to impose an additional qualification for candidacy for Congress and does so in a manner which is highly likely to handicap term limit opponents and other labeled candidates”; and “coerce[s] legislators into proposing or ratifying a particular constitutional amendment” in violation of Article V. 191 F. 3d 911, 918, 924, 925 (1999). The Court of Appeals also observed that, contrary to the Speech or Debate Clause in Art. I, § 6, cl. 1, of the Federal Constitution, Article VIII “establishes a regime in which a state officer — the secretary of state — is permitted to judge and punish Members of Congress for their legislative actions or positions.” 191 F. 3d, at 922.9

[518]*518Although the Court of Appeals’ decision is consistent with the views of other courts that have passed on similar voter initiatives,10 the importance of the case prompted our grant of certiorari. 529 U. S. 1065 (2000).

II

Article VIII furthers the State’s interest in adding a term limits amendment to the Federal Constitution in two ways. It encourages Missouri’s congressional delegation to support such an amendment in order to avoid an unfavorable ballot designation when running for reelection. And it encourages the election of representatives who favor such an amendment. Petitioner argues that Article VIII is an exercise of the “right of the people to instruct” their representatives reserved by the Tenth Amendment,11 and that it is a permissible regulation of the “manner” of electing federal legislators within the authority delegated to the States by the Elections Clause, Art. I, § 4, cl. I.12 Because these two arguments rely on different sources of state power, it is [519]*519appropriate at the outset to review the distinction in kind between powers reserved to the States and those delegated to the States by the Constitution.

As we discussed at length in U. S. Term Limits, the Constitution “draws a basic distinction between the powers of the newly created Federal Government and the powers retained by the pre-existing sovereign States.” 514 U. S., at 801. On the one hand, in the words of Chief Justice Marshall, “it was neither necessary nor proper to define the powers retained by the States.

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Bluebook (online)
531 U.S. 510, 121 S. Ct. 1029, 149 L. Ed. 2d 44, 2001 U.S. LEXIS 1953, Counsel Stack Legal Research, https://law.counselstack.com/opinion/cook-v-gralike-scotus-2001.