In re Hastings

6 Dem. Sur. 307, 15 N.Y. St. Rep. 420
CourtNew York Surrogate's Court
DecidedOctober 15, 1887
StatusPublished

This text of 6 Dem. Sur. 307 (In re Hastings) is published on Counsel Stack Legal Research, covering New York Surrogate's Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Hastings, 6 Dem. Sur. 307, 15 N.Y. St. Rep. 420 (N.Y. Super. Ct. 1887).

Opinion

The Surrogate.

This testator died in September, 1883, leaving a will, that he had executed in January, 1882, whereby he appointed John Hastings, Beverly Ward and Jenkins Van Schaick as his executors. This will was admitted to probate in October, 1883. It contains the following provision:

“I give and bequeath unto my nephew John Hastings son of John Hastings, twenty shares of the capital stock of the Commercial Advertiser Association, and to my nephew Hugh Hastings ten shares of said capital stock, and to my nephew Schoolcraft Hastings five shares of said capital stock, and to my nephew William Hastings five shares of said capital stock, and to my nephew John Hastings son of Richard Hastings five shares of said capital stock.”

Executor Yan Schaick filed an account of his ad[309]*309ministration in November, 1884; a separate account was subsequently filed by his two associates. Both these accounts were judicially settled by a decree entered in June, 1885, but by that decree the question upon which I am now to pass was reserved for after-determination.

It appears, by these accounts, that the testator was possessed, at his death, of certain shares of stock, of the very sort specified in the bequests above referred to, and that, in May, 1884, forty-five of such shares were transferred to the aforesaid legatees. Before such transfer was effected, certain dividends were declared upon the capital stock of the Commercial Advertiser Association, and the share of the testator’s estate therein came to the hands of his executors. These dividends had been earned during the testator’s lifetime. The dividends upon forty-five shares are still undistributed. The executors are not agreed as to the proper distribution of the same, and have, therefore, submitted the matter for the determination of the Surrogate.

It is claimed by counsel for the residuary legatee, that the bequests in question are general legacies, and were fully satisfied by the transfer of the- stock; the transferees, as they insist, have no interest in the dividends, and such dividends should be treated as part of the residuary estate.

It is claimed, on the other hand, by opposing counsel, that the bequests to their clients must be regarded as bequests of a portion of the very stock owned by the testator himself in his lifetime, and that, of a consequence, the legatees of such stock are entitled to [310]*310the dividends earned thereon before the testator’s death.

Of these two contentions, the former must certainly prevail, if, in ascertaining the character of the bequests in question, the court is confined strictly to the terms of the will, and is not at liberty to resort to any extraneous evidence for the interpretation of its provisions. There is nothing upon the face of that paper to show what were the objects and purposes of the Commercial Advertiser Association; what connection, if any, the decedent had therewith at the time of making his will, and theretofore, and thereafter, and at the time of his death; how many shares, if any, of the capital stock of such association he owned at the date of his will; what was the total number of shares thereof at that time, and at the time he died; whether or not it has been possible for the executors to satisfy the legacies here in controversy without recourse to the very shares whereof their testator died possessed. The will contains no description of the stock bequeathed; the testator does not refer to it as “my” stock, nor has he in any other manner expressly indicated to his executors his wish, that, in the satisfaction of these legacies, resort should be had to any of the identical shares which might form a part of his estate at his decease.

Now there are numerous decisions holding that such bequests, as these appear to be on the face of the will, are not specific but general, and that the mere circumstance that a testator’s executors have found among the assets of his estate property precisely answering to the description of property so bequeathed, [311]*311does not suffice of itself to give such bequests the quality of specific legacies (Tifft v. Porter, 8 N. Y., 516; Robinson v. Addison, 2 Beav., 515; Bronsdon v. Winter, Ambler, 57; Sibley v. Perry, 7 Ves., 523; Davis v. Cain, 1 Ired. Eq., 304; Gilmer v. Gilmer, 42 Ala., 9; Corbin v. Mills, 19 Graf., 438; Dryden v. Owings, 49 Md., 356).

But it is insisted, by counsel for these legatees, that it is the duty of the Surrogate to consider certain extrinsic evidence which they have introduced (under objection and subject to a motion to strike out), which evidence, as they claim, shows a clear purpose of the testator to stamp these bequests with the character of specific legacies. The nature of the evidence in question is to the effect following:

That, at the date of the will, and at the date of its maker’s death, the Commercial Advertiser Association was a corporation organized under the laws of this State; that the capital stock of such corporation had, from its creation, consisted of 144 shares, of the par value of $100 each; that of these shares the testator, at the date of his will, was the owner of 111; that this continued to be substantially the state of affairs until the time of his death, except that he had, in the interval, acquired, jointly with another, the ownership of fifteen shares additional; that, at no time after the execution of his will, wrould it have been possible, in the event of his death, to have obtained forty-five of such shares outside the assets of his estate; that, for several years before he died, no dividends had been declared upon such stock; that there had accumulated thereon certain profits, from which, about two months [312]*312after his death, the trustees of the corporation declared a dividend of $250 per share.

I understand that counsel for the residuary legatee concede that, in substance, the foregoing propositions are true, though they have reserved the right to offer testimony as to the matters therein stated, in case the Surrogate shall find such testimony competent and material.

Is the evidence heretofore received under objection admissible, and, if so, does that evidence suffice to invest the bequests to the testator’s nephews with the properties of specific legacies ?

One of the early cases, touching the distinction between general and specific legacies, is that of Ashburner v. Macguire (2 Bro. C. C., 108) which was decided by Lord Chancellor Thurlow, in 1786. When I recall what a multitude of judicial decisions I have, from time to time, examined in the investigation of the matter here to be passed upon, and consider how full of bewildering refinements and contradictions those decisions are, I can understand why Lord Thurlow held Ashburner v. Macguire under advisement for two years, and why I may visibly be pardoned for dealing in like hesitating fashion with the case at bar.

In opposing the consideration of extrinsic evidence herein, counsel for the residuary legatee invoke the familiar principle, thus formulated by Mr. Jarman in his Treatise on Wills, vol. 1, p. 409 : “ As the law requires a will to be in writing, it cannot, consistently with this doctrine, permit parol evidence to be adduced, either to contradict, add to or explain the contents of such will j and the principle of this rule [313]

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Bluebook (online)
6 Dem. Sur. 307, 15 N.Y. St. Rep. 420, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-hastings-nysurct-1887.