In Re Grand Jury Subpoena Duces Tecum

782 F. Supp. 1518, 1992 U.S. Dist. LEXIS 38, 1992 WL 1633
CourtDistrict Court, N.D. Alabama
DecidedJanuary 2, 1992
DocketCV-91-Y-2922-S
StatusPublished
Cited by1 cases

This text of 782 F. Supp. 1518 (In Re Grand Jury Subpoena Duces Tecum) is published on Counsel Stack Legal Research, covering District Court, N.D. Alabama primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Grand Jury Subpoena Duces Tecum, 782 F. Supp. 1518, 1992 U.S. Dist. LEXIS 38, 1992 WL 1633 (N.D. Ala. 1992).

Opinion

MEMORANDUM OF OPINION

EDWIN L. NELSON, District Judge.

I. Background.

The grand jury empaneled on November 13, 1990, issued and had served upon Richard Arrington Jr., Mayor of the City of Birmingham, Alabama, a subpoena duces tecum directing him to appear at 9:00 a.m. on Thursday, December 12, 1991, and there to produce to the said grand jury records which, essentially, amount to his calendar of events and schedules or agenda for the years 1986, 1987, 1988, 1989, 1990, and 1991. The subpoena was served upon May- or Arrington on November 21, 1991, exactly three weeks before the date it was made returnable. At 8:25 a.m. on Thursday, December 12, 1991, thirty-five minutes before he was due to comply with the grand jury subpoena, Mayor Arrington and the City of Birmingham filed a motion to quash the subpoena and for other relief, including the disqualification of government counsel and the discharge of the grand jury. The motion consisted of eighty-six pages of typewritten material and was accompanied by four volumes of exhibits that, together, are almost seven inches thick. By written order filed at 10:51 a.m. on that date, the requested relief was denied in all respects because the petition was deemed to have been untimely. A motion for reconsideration was denied and Mayor Arrington and the city appealed to the Eleventh Circuit Court of Appeals. That appeal was dismissed on the afternoon of December 12, 1991, for want of appellate jurisdiction.

At 2:31 p.m. on that same date, the United States moved for an order to compel Mayor Arrington to appear before the grand jury and to produce the subpoenaed documents. The court conducted a hearing on the motion in chambers at approximately 3:00 p.m. 1 Counsel for Mayor Arrington, in response to the court’s inquiry, affirmed that his client had already appeared before the grand jury and, on Fifth Amendment grounds, had refused to produce the subpoenaed documents. Though invited to state all grounds upon which he relied for the refusal, counsel articulated no other ground. Instead, counsel requested an additional week to file a brief dealing with the question of whether the subpoenaed papers were exempt from disclosure because they were Mayor Arrington’s “personal papers” and that they would tend to incriminate him. With the agreement of counsel for the government, the witness was allowed until Friday, December 20, *1521 1991, to file a brief and to support the claimed exemption by affidavit or otherwise. The United States was allowed until Monday, December 30, 1991, to respond in like fashion.

Mayor Arrington’s brief in opposition to the motion to compel was filed, as scheduled, on December 20, 1991. Only twenty-four pages of the brief are devoted to any issue concerning the subpoena itself. The remaining seventy pages are dedicated to an effort to convince the court that it should intervene to short-circuit the present grand jury investigation based upon the asserted misconduct of government counsel. The government’s responsive brief was received on Monday, December 30, 1991, and Mayor Arrington filed a reply on Tuesday, December 31, 1991.

II. Claimed Misconduct of Government Counsel.

Mayor Arrington asserts that the grand jury investigation is motivated by personal animosity on the part of individuals in the United States Attorneys Office and “is a racially and politically motivated effort to railroad me and to damage black politics and Democratic Party politics.” (Affidavit of Richard Arrington, Jr., ¶ 12 (filed Dec. 20,1991)). He seeks, inter alia, an order disqualifying all attorneys in that office, discharging the present grand jury from further responsibility with regard to any investigation of his activities, and enforcing a promise made by representatives of the United States Department of Justice that there would be no retaliation for his having filed complaints with that department’s Office of Professional Responsibility.

Our constitution charges to the executive branch of government the responsibility for investigation and prosecution of crime. Judicial deference to the prosecutorial function and its attendant discretion in deciding who, when, where, and how to prosecute is founded upon the constitutional separation of powers. Smith v. Meese, 821 F.2d 1484, 1491 (11th Cir.1987). The courts generally indulge a rebuttable presumption that criminal prosecutions are undertaken in good faith. Johnson v. Wainwright, 778 F.2d 623, 631 (11th Cir.1985), ce rt. denied, 484 U.S. 872, 108 S.Ct. 201, 98 L.Ed.2d 152 (1987) (exercise of prosecutorial discretion entitled to deference because of public belief that discretion is exercised with expertise and in the interest of justice); United States v. Hoover, 727 F.2d 387, 389 (5th Cir.1984) (presumption that a criminal prosecution is undertaken in good faith). The decision whether to investigate or to prosecute is one that is particularly ill suited to the judicial process.

Such factors as the strength of the case, the prosecution’s general deterrence value, the Government’s enforcement priorities, and the case’s relationship to the Government’s overall enforcement plan are not readily susceptible to the kind of analysis the courts are competent to undertake. Judicial supervision in this area, moreover, entails systemic costs of particular concern. Examining the basis of a prosecution delays the criminal proceeding, threatens to chill law enforcement by subjecting the prosecutor’s motive and decisionmaking to outside inquiry, and may undermine prosecutorial effectiveness by revealing the Government’s enforcement policy.

Wayte v. United States, 470 U.S. 598, 607, 105 S.Ct. 1524, 1530-31, 84 L.Ed.2d 547, 556 (1985). To recognize the inherent difficulties associated with judicial oversight of the prosecutorial function is not to say, however, that no such oversight is ever appropriate. The decision to prosecute may not, for example, be based upon impermissible factors such as race, color, religion, or national origin. Bordenkircher v. Hayes, 434 U.S. 357, 98 S.Ct. 663, 54 L.Ed.2d 604 (1978).

In appropriate circumstances, the court must intervene to protect rights afforded persons under the Constitution and laws of the United States. “[I]n the rare situation in which the decision to prosecute is so abusive of this discretion as to encroach on constitutionally protected rights, the judiciary must protect against unconstitutional deprivations.” United States v. Johnson, 577 F.2d 1304, 1307 (5th Cir.1978). This *1522 case does not present one of those “rare situations” that requires judicial intervention at this time and at this place. The unique relationship between the judiciary and executive branches of government and the federal grand jury compels the conclusion that this matter is premature. The place of the grand jury has been aptly described: United States v. Pabian, 704 F.2d 1533, 1536-37 (11th Cir.1983) (quoting United States v. Chanen,

Related

State v. Fitch
715 So. 2d 873 (Court of Criminal Appeals of Alabama, 1997)

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Bluebook (online)
782 F. Supp. 1518, 1992 U.S. Dist. LEXIS 38, 1992 WL 1633, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-grand-jury-subpoena-duces-tecum-alnd-1992.