In Re Estate of Kout v. United States

241 F. Supp. 2d 1183, 2002 U.S. Dist. LEXIS 25074, 2002 WL 31926889
CourtDistrict Court, D. Kansas
DecidedNovember 22, 2002
DocketCase 01-4175-SAC
StatusPublished
Cited by4 cases

This text of 241 F. Supp. 2d 1183 (In Re Estate of Kout v. United States) is published on Counsel Stack Legal Research, covering District Court, D. Kansas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Estate of Kout v. United States, 241 F. Supp. 2d 1183, 2002 U.S. Dist. LEXIS 25074, 2002 WL 31926889 (D. Kan. 2002).

Opinion

*1186 MEMORANDUM AND ORDER

CROW, Senior District Judge.

This medical malpractice case comes before the court on the following motions: plaintiffs motion to estop the government (Dk. 39); the government’s motion to dismiss a claim (Dk. 41); and defendants Sajadi and Managed Health Care, Ltd.’s motion for judgment on the pleadings (Dk. 68). Discovery has been stayed pending decision of these motions.

Facts

The facts underlying these motions are few and undisputed. On March 23 and 24, 2000, Lawrence A. Kout visited the Col-mery-O’Neil Veterans Administration Hospital in Topeka, Kansas twice: once from approximately 4:15 a.m. to 5:35 a.m., and once from 6:45 p.m. until his death the following morning. Each time he was treated by Dr. Seyed A. Sajadi. The second time, Dr. Dasaraju was asked to consult on Mr. Kout’s case, and was in charge of his care and treatment from approximately 12:20 a.m. on March 24 until approximately 3:35 a.m., when he was pronounced dead.

The estate and family of the deceased initially brought suit pursuant to the Federal Tort Claims Act (“FTCA”) solely against the government, asserting that Dr. Sajadi and others were negligent in their care and treatment of Mr. Kout. Plaintiffs later amended their complaint to add Dr. Sajadi and Managed Health Care. Ltd. as defendants.

The government responds that Dr. Saja-di was not its employee on the relevant dates, but was working for Managed Health Care, an independent contractor of the government, precluding any liability under the FTCA. Plaintiffs reply that the government should be equitably estopped from asserting the independent contractor status of Dr. Sajadi because of factors including the government’s delay in so notifying plaintiffs until after the statute of limitations had run. Additionally, defendants Sajadi and Managed Health Care assert that the statute of limitations expired before plaintiffs filed suit against them. Plaintiffs contend that their suit against these defendants is permitted because of the relation back doctrine. These controlling procedural issues are ripe for determination.

Government’s motion to dismiss

The court first examines the government’s motion to dismiss the FTCA claims against it based upon any acts or inaction of Dr. Sajadi, pursuant to Fed.R.Civ.P. 12(b)(1). 1 This motion is founded upon the assertion that at all relevant times, Dr. Sajadi was not an employee of the government, but was an employee of an independent contractor, barring all FTCA claims against the government based upon his acts or inactions.

The parties do not dispute that the FTCA waives the government’s sovereign immunity for tortious acts caused by its employees, but preserves sovereign immunity for identical acts or omissions of independent contractors. See 28 U.S.C.A. § 1346(b); Williams v. United States, 50 F.3d 299, 305 (4th Cir.1995)(district court lacks subject matter jurisdiction to hear FTCA claim arising out of the actions of an independent contractor); 28 U.S.C. § 2671 (defining “federal agency” to exclude “any contractor of the United States.”); Kirchmann v. United States, 8 F.3d 1273, 1275 (8th Cir.1993) (affirming dismissal for want of subject matter jurisdiction under Rule 12(b)(1) because the entity’s status as an independent contrac *1187 tor precluded imputed liability on behalf of the United States); Broussard v. United States, 989 F.2d 171, 177 (5th Cir.1993) (per curiam) (noting that the proper practice is to dismiss for want of jurisdiction for purposes of the FTCA under Rule 12(b)(1), not to grant summary judgment under Rule 56(c)). Given the controlling law, no FTCA claim will lie against the government in this case unless Dr. Sajadi was an employee of the government on March 23-24, 2000.

The parties dispute the test which should be used to determine this issue. Plaintiffs assert that the proper focus of the inquiry should be “what control the government actually exercised over Dr. Sajadi’s practice,” regardless of the intent of the parties. Dk. 50, p. 5. 2 The government states that its intent is determinative. Both parties rely largely on the case of Lilly, supra.

The court agrees that Lilly establishes the governing law, and that its language leaves room for dispute. There, the Tenth Circuit addressed the issue by stating:

The critical determination in distinguishing a federal employee from an independent contractor is the power of the federal government “to control the detailed physical performance of the contractor.” Logue v. United States, 412 U.S. 521, 528, 93 S.Ct. 2215, 2219, 37 L.Ed.2d 121 (1973). In our circuit “the key inquiry under this control test is whether the Government supervises the day-to-day operations of the individual.” Lurch v. United States, 719 F.2d 333, 337 (10th Cir.1983).
In Lurch, a case similar to the one before us, the plaintiff sued the Veterans Administration hospital under the Federal Tort Claims Act alleging that a surgeon’s negligence caused his hearing loss. In dicta, we noted that
Because a physician must exercise his own professional judgment, no one controls the detailed physical performance of his duties. Given this, by strictly following the traditional control test it is doubtful whether a physician could ever be found to be a federal employee under the FTCA.
719 F.2d at 337. Although the application of a “modified control” test “seems logical” in this situation, we did not adopt such a test in Lurch because the issue was not before us. Id. at 337-38. But see Quilico v. Kaplan, 749 F.2d 480, 484-85 (7th Cir.1984) (holding strict control test inapplicable in determining the scope of immunity for physicians under federal law because medical ethics require physicians to exercise independent judgment in the best interest of their patients).
While the defendant urges us to adopt Quilico’s “modified control” test, we do not find that label helpful. It is uncon-troverted that a physician must have discretion to care for a patient and may not surrender control over certain medical details. Therefore, the “control” test is subject to a doctor’s medical and ethical obligations.

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Bluebook (online)
241 F. Supp. 2d 1183, 2002 U.S. Dist. LEXIS 25074, 2002 WL 31926889, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-estate-of-kout-v-united-states-ksd-2002.