In re David W.

759 A.2d 89, 254 Conn. 676, 2000 Conn. LEXIS 303
CourtSupreme Court of Connecticut
DecidedOctober 10, 2000
DocketSC 16113
StatusPublished
Cited by15 cases

This text of 759 A.2d 89 (In re David W.) is published on Counsel Stack Legal Research, covering Supreme Court of Connecticut primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re David W., 759 A.2d 89, 254 Conn. 676, 2000 Conn. LEXIS 303 (Colo. 2000).

Opinion

Opinion

NORCOTT, J.

The dispositive issue in this certified appeal is whether ex parte contact between a court-appointed expert witness and the party on whose behalf [678]*678that witness testifies requires the per se exclusion of the expert witness’ testimony. We conclude that it does not and, accordingly, we reverse the judgment of the Appellate Court.

The petitioner, the commissioner of the department of children and families (department), appeals from the decision of the Appellate Court, reversing the judgment of the trial court. The respondents, the mother and father of David W., claim that the trial court improperly denied the respondent father’s motion to strike the testimony of David Mantell, a clinical psychologist, who had been appointed by the court to evaluate the rehabilitation progress of the parents, but who also had ex parte contacts with the department and testified as an expert for the department. The trial court, Foley, J., determined that the appropriate remedy for a party who claims that an ex parte communication has compromised a court-appointed witness’ neutrality is to impeach the witness in order to affect the weight given to the witness’ testimony. Accordingly, the trial court declined to strike Mantell’s testimony. The Appellate Court reversed the trial court, holding that “the court should have granted the motion to strike the testimony of its appointed expert because of the conflict created by his agreement to testify on behalf of the department and also because of the ex parte contacts with counsel for the department.” In re David W., 52 Conn. App. 576, 590, 727 A.2d 264 (1999). We granted the department’s petition for certification to appeal limited to the following issues: (1) “Under the circumstances of this case, was the trial court required as a matter of law to strike all of the testimony of David Mantell, the court-appointed expert witness?”; and (2) “If the answer to question one is yes, was the error harmful?” In re David W., 249 Conn. 907, 733 A.2d 225 (1999).

The following facts are properly set forth by the Appellate Court. “The child was bom to the respondents [679]*679on July 12, 1993. He was bom three months premature, weighing only three pounds nine ounces and remained in the hospital for eighteen days. He was discharged on August 1, 1993, and lived with his parents until September 5, 1993. On that date, he was brought to the hospital after having sustained multiple life threatening injuries: four fractures of the left ribs; a fracture showing interval healing of the right femur; a spiral fracture of the left femur; a distal fracture of the left femur, which appeared to have healed; two recent fractures of the right tibia and fibula; a collapsed lung and multiple bruises and petechiae on the face, neck and chest, probably caused by the child screaming in pain according to the testimony of a physician. The parents had exclusive control and custody of the child immediately preceding his injuries. They offered no reasonable explanation for the injuries sustained by their child.

“On September 8,1993, the child was discharged from the hospital and placed in the care of the department, which obtained an order of temporary custody on the same date. After a study by the department foster care unit, he was placed with a couple known to the respondents. The child has resided with the couple since December 24, 1993, but the respondents have visited him, as permitted by the department, since that time, either at their home or at the home of the foster parents. On January 11,1994, the respondents pleaded nolo contendere to the neglect petition that the department had filed. The court, Barnett, J., adjudicated the child to be a neglected child pursuant to General Statutes (Rev. to 1993) § 46b-129 (d)1 [now codified at § 46b-129 (j)] [680]*680and committed him to the department in accordance with that statute.” In re David W., supra, 52 Conn. App. 580. After the child was committed, the department initiated proceedings to terminate permanently the parental rights of both respondents.

The following additional facts are pertinent to the resolution of this appeal. Sometime before November, 1993, the trial court appointed Mantell to evaluate the suitability of the respondents as parents in the event that their child was returned to them. The appointment was made pursuant to an agreement of both parties.

Mantell testified that he was asked “ ‘to see a group of four adults and one child, perform psychological assessments and offer an opinion about the psychological character restrictions of the people involved in connection with an infant that had been seriously injured multiple times in order to assist the [department] and the court with the major child protection issue, which was where would it be safe for this child to live and did any of the four adults possess characteristics that potentially endangered the child.’ ” Id., 592 (Schaller, J., dissenting). Mantell initially received a “ ‘package of materials from the court, and it consisted of the evaluation order, a motion for evaluation by agreement of the parties, the petition, the summary of facts and the social study.’ ” Id. When asked at trial, “[w]ho contacts you [when acting as a court-appointed evaluator]?” Mantell replied: “ ‘Well, usually it’s the court service officer. Sometimes it’s the social worker. On rare occasions, it’s the attorney. On rare occasions, it’s the attorney general. But whoever does it, it’s the person that’s agreed upon is going to do the job of contacting the evaluator who’s to do the court-ordered study and [681]*681to inform that person that that person has been asked to do this.’ ” Id. The record does not indicate whether any specific instructions were given to Mantell or who in fact initiated the contact in this case.

Mantell was asked by the court to prepare reports on four occasions. The reports were dated November 27, 1993, March 7, 1994, July 17, 1995, and February 26, 1996. Id. The first three reports preceded the ex parte contact. All four reports were introduced into evidence without objection and neither respondent made a motion to strike the reports. Id.

In September, 1995, Bette Paul, the assistant attorney general assigned to this case, contacted Mantell and asked to meet with him.2 Id., 593. Mantell testified that he was contacted by Paul and asked to complete a developmental assessment of the child, not of the parents. Mantell stated that “ ‘[i]t was [Paul] who called and asked me to do the home study. It was the [department’s] social worker who called and asked me to do the follow-up developmentals and collateral contacts.’ ” Id. There was no evidence offered at trial indicating that the social worker or Paul made any additional requests beyond the home study and developmental contacts. Mantell testified that with respect to the January, 1996 evaluation he conducted, he knew that he was not acting as a court-ordered evaluator. Id. Upon the department’s request for an evaluation, Mantell prepared a report of the developmental assessment of the child dated January 23, 1996. This report was marked as an exhibit solely for identification purposes and not introduced as evidence. Id.

At the termination hearing, Mantell testified on direct examination that the option of returning the child to

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Cite This Page — Counsel Stack

Bluebook (online)
759 A.2d 89, 254 Conn. 676, 2000 Conn. LEXIS 303, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-david-w-conn-2000.