In Re Dauphin County Fourth Investigating Grand Jury

943 A.2d 929, 596 Pa. 378, 2007 Pa. LEXIS 2591
CourtSupreme Court of Pennsylvania
DecidedDecember 10, 2007
Docket149 MM 2007
StatusPublished
Cited by18 cases

This text of 943 A.2d 929 (In Re Dauphin County Fourth Investigating Grand Jury) is published on Counsel Stack Legal Research, covering Supreme Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Dauphin County Fourth Investigating Grand Jury, 943 A.2d 929, 596 Pa. 378, 2007 Pa. LEXIS 2591 (Pa. 2007).

Opinions

OPINION

Justice CASTILLE.

This matter concerns the Dauphin County Fourth Investigating Grand Jury and is before us on an Application for review styled as an emergency. Petitioners Louis A. DeNaples and Mount Airy # 1, LLC, filed an application for, inter alia, review of three orders entered by the supervising judge of the Grand Jury, all arising out of the issuance of Grand Jury subpoenas. Based on the reasoning that follows, petitioners’ applications are hereby denied. In addition, the existing stay, which this Court entered on October 2, 2007, is dissolved. We also dispose of various collateral filings.

I. Background

On February 1, 2007, the Pennsylvania Gaming Control Board (“Board”) awarded petitioners a Category 2 slot machine license in a revenue-or tourism-enhanced location, pur[382]*382suant to the Pennsylvania Race Horse Development and Gaming Act. 4 Pa.C.S. § 1101 et seq. As part of the Board’s licensing process, the Board’s Bureau of Investigations and Enforcement (“BIE”) conducted an extensive background investigation which involved various Commonwealth and federal agencies and offices. As part of the licensing process, the Board convened both extensive public and confidential sessions, some of which apparently occurred within Dauphin County, where various witnesses, including petitioner DeNaples, owner of Mt. Airy, presented testimony. The Board’s licensing determination was subsequently upheld on direct appeal to this Court. Pocono Manor Investors, L.P. v. PGCB, 592 Pa. 625, 927 A.2d 209 (2007).

The Honorable Edward M. Marsico, Jr., District Attorney of Dauphin County, filed an Application for an Investigatory Grand Jury on May 4, 2006. The application to investigate concerned certain matters relating to the Board’s decision to award petitioners the gaming license. The application was granted on June 2, 2006 by the Honorable Richard A. Lewis, President Judge of the Dauphin County Court of Common Pleas. President Judge Lewis also appointed the Honorable Todd A. Hoover as the supervising judge of the Grand Jury.

On May 3, 2007, the Grand Jury issued three subpoenas duces tecum to the Board and its Executive Director, directing them to produce documents relating to petitioners’ gaming application and license. Petitioners responded by filing a Petition to Intervene, to Stay Grand Jury Subpoenas, and for Access to Notice of Submission. On June 3, 2007, Judge Hoover entertained oral argument on petitioners’ filings. On July 6, 2007, Judge Hoover ordered the District Attorney to provide petitioners with a copy of the Notice of Submission, which had been amended. Also on July 6, 2007, a subpoena duces tecum was served on petitioner DeNaples himself, directing him to appear before the Grand Jury. On July 18, 2007, petitioners filed an Omnibus Motion to Quash Grand Jury Investigation and Omnibus Motion to Quash Grand Jury Subpoenas. A stay of enforcement was entered by Judge Hoover. On July 31, 2007, petitioners filed a Motion for an [383]*383Evidentiary Hearing Regarding Violation of Grand Jury Secrecy, alleging that the many media reports of the Grand Jury proceedings demonstrated a breach of secrecy.

On September 20, 2007, Judge Hoover entered an order granting in part and denying in part petitioners’ Motion to Quash Grand Jury Subpoenas. Judge Hoover granted the portion of the motion to quash relating to notes of an executive session of the Board relating to petitioners’ application for a license, but denied the portion of the motion seeking to quash the subpoena requesting the transcript and records of that executive session of the Board. Also on September 20, 2007, Judge Hoover issued an order that denied the request for the original Notice of Submission and concluded that the Petition to Intervene and the request for access to Notice of Submission were rendered moot.

On September 21, 2007, Judge Hoover entered another order which denied petitioners’ Motion to Quash for Violations of the Grand Jury Act, as well as their request to disqualify the Dauphin County District Attorney’s Office, finding, inter alia, that the Grand Jury was impaneled in good faith. Also on September 21, 2007, Judge Hoover entered a separate order which: (1) denied the Motion to Quash Subpoena directed to petitioner DeNaples, (2) lifted the stay of enforcement, and (3) deemed the duces tecum clause withdrawn by the Commonwealth. On September 24, 2007, the above-described orders were formally entered. On the same day, three subpoenas duces tecum were issued to the Board. Finally, on September 25, 2007 Judge Hoover issued an order which found that the September 24th subpoenas satisfied the need for specificity and therefore ordered the Board to comply.

On October 1, 2007, petitioners filed the present emergency Application for Review of Judge Hoover’s orders, along with various other applications with this Court. Petitioner also requested a stay and asserted, among other things, that the District Attorney lacked the authority to investigate alleged crimes arising out of the gaming application process.1 On [384]*384October 2, 2007, this author, serving in his capacity as Emergency Duty Justice, temporarily stayed the September 20, 2007, September 21, 2007, and September 25, 2007 orders of the supervising judge pending further order of this Court in order to maintain the status quo and in order to allow the District Attorney to respond to petitioners’ allegations.2 On October 22, 2007, the Court as a whole extended the previously entered emergency stay and invited the Attorney General to file a brief as amicus curiae to address the question of the authority of county district attorneys to engage in grand jury investigations into matters arising out of the licensing procedure established by the Gaming Act. Mr. Justice Saylor concurred in the invitation to the Attorney General, but dissented to continuing the stay, as he would have vacated the stay. The Attorney General promptly complied, and we will now dispose of the matter in expedited fashion upon the present submissions.

Petitioners invoke two alternative provisions of the Judicial Code in support of their argument that this Court has direct appeal jurisdiction over the instant matter. First, petitioners rely upon Section 722(5) of the Judicial Code and Pa.R.A.P. 3331(a). Section 722(5) provides for review of final grand jury orders as follows:

§ 722. Direct appeals from courts of common pleas
The Supreme Court shall have exclusive jurisdiction of appeals from final orders of the courts of common pleas in the following classes of cases: [385]*385(5) Supersession of a district attorney by an Attorney General or by a court or where the matter relates to the convening, supervision, administration, operation or discharge of an investigating grand jury or otherwise directly affects such a grand jury or any investigation conducted by it.

42 Pa.C.S. § 722(5). Rule 3331(a) provides that the following final grand jury orders are subject to review by this Court:

(2) An order relating to the convening or discharge of an investigating grand jury or otherwise affecting its existence.

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Bluebook (online)
943 A.2d 929, 596 Pa. 378, 2007 Pa. LEXIS 2591, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-dauphin-county-fourth-investigating-grand-jury-pa-2007.