In Re Complaint as to the Conduct of Sanai

383 P.3d 821, 360 Or. 497, 2016 Ore. LEXIS 686
CourtOregon Supreme Court
DecidedOctober 27, 2016
DocketOSB 13100; SC S063514
StatusPublished
Cited by8 cases

This text of 383 P.3d 821 (In Re Complaint as to the Conduct of Sanai) is published on Counsel Stack Legal Research, covering Oregon Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Complaint as to the Conduct of Sanai, 383 P.3d 821, 360 Or. 497, 2016 Ore. LEXIS 686 (Or. 2016).

Opinion

PER CURIAM

The accused is disbarred, effective 60 days from the date of this decision.

*499 PER CURIAM

This is a reciprocal discipline review proceeding conducted under Oregon State Bar Rules of Procedure (BR) Title 10 and BR 3.5. Fredric Sanai (the accused) was disbarred by the Washington Supreme Court in June 2013 for misconduct in a variety of matters arising from the dissolution of his parents’ marriage in Washington State. 1 Shortly thereafter, the Oregon State Bar (Bar) notified this court regarding the accused’s disbarment in Washington State and filed a recommendation for reciprocal disbarment in Oregon as well. Following the accused’s response to that recommendation, the court exercised its discretion under BR 3.5(e) to refer this matter to the Bar’s Disciplinary Board for the purpose of taking testimony and receiving evidence concerning: (1) whether the Washington disciplinary processes that were provided to the accused had been lacking in notice or opportunity to be heard and (2) whether the accused should now be disciplined by this court. A trial panel convened by the Disciplinary Board subsequently issued a written decision, concluding that the accused should be reciprocally disbarred in Oregon as the result of his misconduct in Washington. The accused now appeals that decision, which we review de novo. ORS 9.536(2); BR 10.6. For the reasons set out below, we agree with the trial panel’s decision that the accused should now be disbarred in Oregon.

*500 I. REGULATORY CONTEXT

We begin with a brief description of the rules governing reciprocal discipline matters. The Bar’s Disciplinary Counsel is required to notify this court and the State Professional Responsibility Board (SPRB) upon receiving notice from another jurisdiction that an Oregon attorney has been disciplined in that jurisdiction for misconduct. BR 3.5(a). The SPRB is then required to recommend to this court an appropriate sanction to be applied in Oregon based on the discipline imposed by the other jurisdiction. Id. The accused attorney is given an opportunity to respond to the SPRB’s recommendation, and the Bar is permitted to reply. BR 3.5(c), (d).

This court then must determine “whether the attorney should be disciplined in Oregon for misconduct in another jurisdiction and if so, in what manner.” BR 3.5(e). Our choice of sanction is aimed at vindicating the “judicial authority of this jurisdiction, not of the one in which the earlier discipline occurred!.]” In re Devers, 317 Or 261, 265, 855 P2d 617 (1993). As a result, in reciprocal discipline cases, we have an independent obligation to determine an appropriate sanction based upon this state’s disciplinary rules. In re Lopez, 350 Or 192, 198, 252 P3d 312 (2011).

A decision on whether to impose discipline turns on the answers to two questions. The first is, “[w]as the procedure in the jurisdiction which disciplined the attorney lacking in notice or opportunity to be heard?” BR 3.5(c)(1). The second is, “[s]hould the attorney be disciplined by the court?” BR 3.5(c)(2). The court may — as it did in this case— refer the matter to the Disciplinary Board for the purpose of taking testimony on those two questions. BR 3.5(e).

The reciprocal disciplinary rule, in effect, codifies a basic principle of issue preclusion: an attorney who has had a full and fair opportunity to litigate the charges leading to discipline meted out in another jurisdiction may not relitigate the fact issues already decided. Thus, the accused lawyer may not use a reciprocal disciplinary hearing in Oregon to challenge the accuracy of particular underlying factual findings of the other jurisdiction. See Devers, 317 Or at 264-65 *501 (determining whether the accused lawyer received constitutionally sufficient notice and opportunity to be heard in the other jurisdiction); BR 3.5(b) (the order imposing discipline in the other jurisdiction is “sufficient evidence that the attorney committed the misconduct described therein”). Instead, to the extent that the attorney seeks to avoid the factual findings of the other jurisdiction, the attorney bears the burden of proving at the hearing “that due process of law was not afforded the attorney in the other jurisdiction.” BR 3.5(f).

II. FACTS

The facts are taken from the record generated below, the parties’ briefs, and the Washington Supreme Court’s decision in In re Disciplinary Proceeding Against Fredric Sanai, 177 Wash 2d 743, 302 P3d 864 (2013). The accused was admitted to the Oregon Bar in 1998 and to the Washington State Bar in 2002. He had, it appears, specifically sought admission to the Washington State Bar for the purpose of aiding his mother in matters related to her divorce in Washington from the accused’s father.

In April 2002, the accused’s parents had finalized their divorce, with the resulting divorce decree requiring, among other things, that the family home and a vacant lot be sold, with the proceeds to be distributed equally between the accused’s mother and his father, a Seattle-based cardiologist and internal medicine specialist. The accused and his older brother — Cyrus Sanai, a California attorney— maintained, however, that their father had concealed significant assets from both their mother and the court. Consequently, the two siblings began representing their mother in proceedings designed to contest the court-ordered property sale and distribution of proceeds.

What followed were years of acrimonious litigation in which the accused and his brother filed a virtual tsunami of motions, subpoenas, petitions, appeals, and new actions in Washington’s state and federal courts. Many, if not most, of those undertakings were filed solely to delay the court-ordered sale of the family property noted above or to harass the opposing parties and their lawyers. Because of the large number of those filings, the many different forums *502 in which they were initiated, and the fact that they often overlapped chronologically, we set out those activities and their respective outcomes by loosely grouping them — as did the Washington Supreme Court — according to the various contexts in which they arose.

A. The Vacant Lot Dispute

In April 2002, shortly after the Sanais’ divorce decree was finalized, the accused’s mother filed a pro se appeal and notice of supersedeas without bond, effectively staying the then-pending sale of the vacant lot property. In June 2002, Washington Superior Court Judge Thibodeau ruled that that conduct had been intended solely to delay and frustrate the court’s rulings. He subsequently imposed a $10,000 sanction in attorney fees against mother, disqualified the accused’s brother from representing her, and ordered the posting of cash or commercial bonds to stay any future sale of the house, vacant lot, or personal property.

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Bluebook (online)
383 P.3d 821, 360 Or. 497, 2016 Ore. LEXIS 686, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-complaint-as-to-the-conduct-of-sanai-or-2016.