In Re Commission on Judicial Tenure & Discipline

916 A.2d 746, 2007 R.I. LEXIS 26, 2007 WL 603157
CourtSupreme Court of Rhode Island
DecidedFebruary 28, 2007
Docket2003-512-M.P
StatusPublished
Cited by5 cases

This text of 916 A.2d 746 (In Re Commission on Judicial Tenure & Discipline) is published on Counsel Stack Legal Research, covering Supreme Court of Rhode Island primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Commission on Judicial Tenure & Discipline, 916 A.2d 746, 2007 R.I. LEXIS 26, 2007 WL 603157 (R.I. 2007).

Opinion

OPINION

PER CURIAM.

This case came before the Supreme Court, pursuant to the petition of Robert K. Pirraglia (Judge Pirraglia or petition *748 er), an associate judge of the Rhode Island District Court, requesting the Court to reject the report and recommendation of the Commission on Judicial Tenure and Discipline (commission) that found him to be in violation of several Canons of the Code of Judicial Conduct, Article VI of the Supreme Court Rules. Having reviewed the report and recommendation and the briefs submitted on behalf of the petitioner and the commission, we accept the findings in part, but reject the recommendation.

Facts and Travel

The commission is charged with investigating, inter alia, complaints of violations of the Code of Judicial Conduct (code) and, in appropriate cases, after a public hearing, making findings and recommendations to this Court. On October 10, 2002, the commission received a complaint that alleged improper judicial behavior on the part of petitioner. In accordance with G.L.1956 § 8-16 — 4(c), after a preliminary investigation, the commission filed a notice of investigation setting forth the nature of the allegations against petitioner, and it scheduled a public hearing. Discovery ensued, and eventually a public hearing was held on June 19, 2004. On November 24, 2004, the commission issued a finding of violation and concluded that petitioner had violated certain provisions of the code. On December 16, 2004, the commission filed with this Court its full report and recommendation finding a violation of several canons and recommending a sanction of censure. Under § 8-16-7, it is the function of this Court to review the report of the commission and to affirm, modify, or reject the recommendation of the commission in a written decision “published in the same manner as other decisions of the [Sjupreme [Cjourt.”

The facts are not in dispute. On August 26, 2002, a defendant identified as Patrick Sprague (defendant or Sprague), appeared before petitioner in Newport District Court in connection with an outstanding bench warrant that had been issued for his failure to appear in court to pay court costs and fines stemming from several criminal convictions. This defendant’s criminal history, his failure to pay and his failure to appear represent a continuing and discouraging aspect of the judicial function — the repeated arrest and presentment of individuals who do not appear and pay fines and costs.

The record discloses that Sprague had a long history of driving offenses and other crimes, including multiple convictions for drunk driving and operating a motor vehicle with a suspended license. Sprague’s unpaid costs and fines totaled $3,224. He had failed to appear in court on several occasions, notwithstanding written notices to do so. Judge Pirraglia reviewed Sprague’s criminal history and engaged in a colloquy with Sprague that included a proposed disposition. Judge Pirraglia suggested that Sprague admit to being in contempt of court because of his past failures to appear and that he receive a six-month jail sentence. In exchange, the amount he owed the court would be eliminated. During this dialogue, an obviously reluctant Sprague asked whether he could speak to a member of the Public Defender’s office. Judge Pirraglia acquiesced to this request, but warned Sprague that he would not allow the offer to remain open should Sprague seek counsel. Sprague accepted the offer without conferring with an attorney, and petitioner sentenced Sprague to a period of incarceration without the benefit of counsel.

Although Sprague neither appealed from the disposition nor complained to the commission, on October 10, 2002, John Hardiman, the Public Defender, filed a complaint with the commission, alleging that Judge Pirraglia had denied Sprague *749 his constitutional rights. Judge Pirraglia responded to the complaint, denied the allegations, and ultimately exercised his right to have the issue decided after a public hearing. After petitioner and several witnesses testified and documentary evidence was received, the commission issued the report and recommendation that is the subject of this petition.

The commission issued the following findings of fact:

“1. On August 26, 2002, Patrick Sprague (hereinafter ‘defendant’), appeared before Judge Pirraglia in Rhode Island District Court on an April 14, 2000, bench warrant that had been issued for defendant’s failure to pay a number of fines.
“2. [Petitioner] displayed partiality during his encounter with defendant by[,] inter alia, advising defendant that he had gotten ‘two bites of the apple’ and noting that defendant would have gone to jail a long time ago if he had appeared before the Judge.
“3. [Petitioner] threatened to treat defendant more harshly at sentencing if he chose to exercise his right to speak to an attorney and his right to a hearing.
“4. [Petitioner] denied defendant’s request to speak to an attorney before entering a plea agreement with the Court.
“5. [Petitioner] unduly coerced the defendant into accepting a plea agreement without the benefit of counsel by threatening a harsher sentence if the defendant exercised his right to speak with an attorney. [Petitioner], thereby, acted more in the role of a prosecutor rather than an impartial jurist.
“6. [Petitioner] fails to recognize the severity of denying an individual the right to an attorney prior to the entry of a plea agreement.”

The commission found that petitioner had engaged in threatening behavior and that his actions were “coercive, prosecuto-rial, and a violation of [Sprague’s] constitutional rights[.]” Based on these findings, the commission concluded that petitioner violated Canons 2A, 3B.2., 3B.8., and 3B.9. of the code. 1 The commission unanimously recommended that this Court censure petitioner. Under § 8-16-6, petitioner filed a petition to reject the recommendation of the commission, arguing that his conduct did not rise to the level of judicial misconduct.

Issues Presented

The petitioner raises several procedural challenges to the commission’s practices, as well as disputing its findings and recommendations. Specifically, he contends that *750 his due process rights were violated by the commission’s practice of appointing a subcommittee to conduct a preliminary investigation and then allowing the members of the subcommittee to participate in the public hearing as well. He also argues that he was denied appropriate discovery into the commission’s internal practices. The petitioner also denies that his conduct amounted to violations of Canons 2A., 3B.2., 3B.9., and 3B.8. Finally, petitioner contends that even if his actions amounted to legal error — which he disputes — a single instance of legal error by a judicial officer does not constitute judicial misconduct.

Due Process

The petitioner contends that the procedures utilized by the commission, which were derived from chapter 16 of title 8 and the commission’s rules and regulations, deprived him of his right to due process.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

In the Matter of Keven A. McKenna
110 A.3d 1126 (Supreme Court of Rhode Island, 2015)
In re DiLeo
83 A.3d 11 (Supreme Court of New Jersey, 2014)
Narragansett Improvement Co. v. Wheeler
21 A.3d 430 (Supreme Court of Rhode Island, 2011)

Cite This Page — Counsel Stack

Bluebook (online)
916 A.2d 746, 2007 R.I. LEXIS 26, 2007 WL 603157, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-commission-on-judicial-tenure-discipline-ri-2007.