In Re: Black

Court of Appeals for the Federal Circuit·Decided July 8, 2019·No. 18-1166·Unpublished

Opinion

NOTE: This disposition is nonprecedential.

United States Court of Appeals for the Federal Circuit

IN RE: JEREMY BLACK, PATRICK H. HAYES, Appellants

2018-1166

Appeal from the United States Patent and Trademark Office, Patent Trial and Appeal Board in No. 13/542,146.

Decided: July 8, 2019

JAMES J. LUKAS, JR., Greenberg Traurig, LLP, Chicago, IL, argued for appellants. Also represented by GARY R. JAROSIK, MATTHEW J. LEVINSTEIN, SARA MASON SKULMAN.

JOSEPH GERARD PICCOLO, Office of the Solicitor, United States Patent and Trademark Office, Alexandria, VA, argued for appellee Andrei Iancu. Also represented by THOMAS W. KRAUSE, ROBERT MCBRIDE.

Before LOURIE, O’MALLEY, and REYNA, Circuit Judges. Opinion for the court filed by Circuit Judge REYNA. Dissenting opinion filed by Circuit Judge O’MALLEY.

2 IN RE: BLACK

REYNA, Circuit Judge.

Jeremy Black and Patrick Hayes appeal from the decision of the U.S. Patent Trial and Appeal Board affirming the rejection of claims 1 and 3–15 of their patent application . Because substantial evidence supports the U.S. Patent Trial and Appeal Board’s factual findings relating to its obviousness analysis, we affirm.

BACKGROUND

A. The ’146 Application

Jeremy Black and Patrick Hayes (“Applicants” or “Appellants ”) filed U.S. Patent App. No. 13/542,146 (“the ’146 application”), which is generally directed to “adapting various appliance control capabilities of a universal remote control system such that they may be ubiquitously accessed by personal communication devices within a wireless network .” J.A. 100. Stated differently, the ’146 application is directed to a system where personal communication devices , such as cell phones, can access a universal remote control to control other devices.

An exemplary embodiment of the ’146 application is depicted below in Figure 4a.

IN RE: BLACK 3

’146 application, Figure 4a.

Figure 4a shows a wireless network as a means for communicating between personal communication devices and controllable appliances such as televisions and cable set-top boxes by way of a slave relay device. The ’146 application states that “slave relay devices 100 and 100’ . . . are also capable of serving HTML-formatted pages over local area network 406 as requested by browser-capable devices such as personal communications devices 400 or 402, thereby allowing such devices to be used as surrogate or additional universal controlling devices.” J.A. 107.

4 IN RE: BLACK

The principal issue on appeal is whether the prior art discloses a tag file that includes both the definition of a controllable device and command data to be transmitted to the controllable device, as required by the claims of the ’146 application. Claim 1, the only independent claim in the ’146 application, is illustrative:

1. A slave relay station in communication with a personal communication device via a network, the slave relay station having a processing device and a non-transitory computer readable media on which are stored instructions which, when executed by the processing device, cause the slave relay station to perform steps for controlling a controllable device, comprising:

causing a graphical user interface page to be provided to the personal communication device , the graphical user interface page having an activatable link that is associated with a tag file, the tag file comprising both a definition of the controllable device and a listing of one or more commands to be transmitted to the controllable device; receiving from the personal communication device via the network a request, the request containing data that functions to indicate that the activatable link of the graphical user interface page was selected; and in response to receiving the request, executing the tag file whereupon a communication protocol corresponding to the definition of the controllable device contained in the tag file associated with the activatable link is used to transmit directly to the controllable device the one or more commands contained in the tag file associated with the activatable link;

IN RE: BLACK 5

wherein the data that functions to indicate that the activatable link of the graphical user interface was selected comprises data that is usable by the instructions to select from a plurality of tag files that have been associated with a corresponding plurality of activatable links of the graphical user interface page the tag file that is to be executed.

J.A. 192 (emphases added). The emphasized language represents the “tag file limitation” that is central to the dispute on appeal.

B. Procedural History

On June 5, 2015, the Examiner issued a final rejection of all pending claims of the ’146 application. J.A. 163–64. The Examiner rejected claims 1 and 3–15 in light of a combination of U.S. Patent No. 7,631,197 by Niwamoto (“Niwamoto ”); 1 U.S. Patent Application Publication US 2005/0097618 by Arling (“Arling”); and U.S. Patent Application Publication US 2003/0095211 by Nakajima (“Nakajima”). J.A. 164–75. Applicants subsequently appealed to the U.S. Patent Trial and Appeal Board (“Board”).

The Board affirmed the Examiner’s rejection in its Decision on Appeal. J.A. 7–16. In affirming, the Board relied on the reasoning, findings, and conclusions of the Examiner . The Board also construed the term “tag file” as “a data structure that defines the action to be taken by the slave relay station, such as the command to be transmitted to a controllable device, upon receipt of a control command (e.g., activation of an HTML tag) from a client/control device .” J.A. 10, 12. The Board further concluded that Arling

1 Niwamoto is not relevant to the tag file limitation at dispute on appeal. Therefore, we do not address it here.

6 IN RE: BLACK

in combination with Nakajima teaches the tag file limitation .

The Arling reference is generally directed “to controlling home appliances and, more particularly, relates to a system and method for allowing a user to save, recall, and transfer both media playback and device setting states for one or more sets of home appliances.” Arling ¶ 2. The Board relied on the disclosure in paragraph 30, provided below, to conclude that Arling “teaches a data structure that defines the command to be transmitted to a controllable device, upon activation of a tag at a control device.” J.A. 14. Paragraph 30 corresponds to Figure 1, also provided below.

[C]orresponding data elements for source appliances 12a that may be saved for subsequent command generation, conversion and/or playback include TV related data 122a (e.g., channel, brightness , contrast, etc.), receiver data 121a (e.g., mode, volume, surround state, etc.), and networked appliance data 123a (e.g., media source, output, media playback position, etc.). The data elements 121a, 122a, and 123a may be saved in any known format, for example as an XML file (e.g., as contemplated by the UPnP specification), or spreadsheet/database entries on central state server 14, such that further operations as described below may be performed on the data. Once saved in the central state server 14 (or on remote control 10 and/or any other appliance 12), data set 132 may be used to generate command data (i.e., IR or RF based appliance commands ) which may then be assigned as a macro command or other immediately available command set on remote control 10 for use by a user in effecting recall of the device and media states on source appliance set 12a.

IN RE: BLACK 7

J.A. 14 (quoting Arling ¶ 30) (emphasis in Board Decision). Arling, Figure 1.

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