In Re Anderson

163 S.W.3d 136, 2005 WL 471198
CourtCourt of Appeals of Texas
DecidedMarch 2, 2005
Docket04-04-00676-CV
StatusPublished
Cited by12 cases

This text of 163 S.W.3d 136 (In Re Anderson) is published on Counsel Stack Legal Research, covering Court of Appeals of Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Anderson, 163 S.W.3d 136, 2005 WL 471198 (Tex. Ct. App. 2005).

Opinion

OPINION

Opinion by

KAREN ANGELINI, Justice.

Relator John Anderson, Jr., seeks a writ of mandamus ordering respondent, the Honorable Martha Tanner, to vacate her order denying his motion to compel and to enter an order compelling the real parties in interest to produce the memorandum at issue. Because we conclude that Anderson is entitled to the relief sought, we conditionally grant the writ.

Background

John Anderson, Jr., a Lieutenant in the Hazmat Division of the San Antonio Fire Department and a member and chief spokesman for the Union during contract negotiations with the City of San Antonio, sought part-time, off-duty employment. On January 1, 2001, he submitted a request to the Fire Chief Robert Ojeda, asking that he be allowed to work part-time for Employee Benefit Administrators (“EBA”), the City’s third party benefits administrator, as a public relations representative. On February 11, 2002, Chief Ojeda, in a letter, denied Anderson’s request to work part-time for EBA. In the letter, Chief Ojeda stated that he was denying the request because “the City Attorney’s office has advised that you cannot represent EBA before the City. Ms. Rox-anna Gonzales [in the attached correspondence] identifies the particular sections of the City’s Ethics Code that prohibits this action.” Attached to the letter was another letter dated February 11, 2002, from Roxanna Gonzales to Tom Stolhandske, EBA’s attorney. In the letter, Roxanna Gonzales states that Anderson “may not represent EBA before the City”:

It has come to my attention that Mr. John Anderson will be delivering identification cards to the Employee Benefits Office on behalf of Employee Benefits Administrators, Inc. on February 12th and 13th. As you will recall from the correspondence from this office dated February 8, 2002, the Ethics Code of the City of San Antonio provides standards *139 of conduct for, among others, persons doing business with the City and City employees. These standards of conduct are mutually exclusive.
Part B, Section 5(b) of the Code prohibits a City employee from representing any entity before the City. Representation before the City is defined as “a presentation of fact — either by words or by conduct — made to induce someone to act [before the City Council; before a board, commission, or other city entity; or before a city official or employee].” Pursuant to this section, Mr. Anderson may not represent EBA before the City.

On February 13, 2002, Anderson resigned from EBA. Believing that the Chiefs decision to not allow Anderson to work for EBA was related to Anderson’s position as a union negotiator, Anderson sued the City, Ojeda, and Gonzales (“the City”) for monetary damages and equitable relief for allegedly violating his right to engage in union membership and activities without reprisal and for interfering with this existing contractual relationship with EBA. 2 On April 12, 2002, Anderson served the City with his requests for production. In particular, Anderson requested the following:

Request for Production No. 1: Copies of all Defendant City of San Antonio’s (including but not limited to the Fire Department and the City Attorney’s office) internal notes, memoranda, and correspondence (handwritten or otherwise, including electronic mail and faxes) relating to Plaintiff John Anderson, Jr.’s employment with Employee Benefit Administrators (“EBA”).
Request for Production No. 2: Copies of all Defendant City of San Antonio’s (including but not limited to the Fire Department and the City Attorney’s office) internal notes, memoranda, and correspondence (handwritten or otherwise, including electronic mail and faxes) relating to the City’s contention that Plaintiff John Anderson, Jr.'s employment with EBA was violative of the provisions of the Code of Ethics listed below at paragraph 3.

In response to request for production no. 1, the City responded, “See attached documents at Tab A.” In response to request for production no. 2, the City responded, “See response to request for production no. 1.”

On December 17, 2003, while deposing Roxanna Gonzales, Anderson learned for the first time that in January of 2002, Gonzales received a request to prepare and did prepare a legal memorandum discussing whether Anderson’s employment with EBA violated the Ethics Code. When Anderson’s counsel asked about the contents of the memorandum, the City’s attorney objected, asserting that the memorandum was protected by attorney-client privilege. On April 16, 2004, Anderson’s attorney mailed the City’s attorney a letter “formally” requesting that the City produce the document. On June 2, 2004, the City’s attorney responded in a letter that the City would not produce the memorandum because it was protected by attorney-client privilege. Anderson filed a motion to compel production of the memo. Judge Tanner denied Anderson’s motion. Anderson has now filed this petition for writ of mandamus seeking relief.

STANDARD OF REVIEW

Mandamus will lie only to correct a clear abuse of discretion. Walker v. Packer, 827 S.W.2d 833, 840 (Tex.1992) (orig.proceeding). A clear abuse of discre *140 tion occurs when a court issues a decision which is without basis or guiding principles of law. Johnson v. Fourth Court of Appeals, 700 S.W.2d 916, 917 (Tex.1985) (orig.proceeding). Moreover, there must be no other adequate remedy at law. Walker, 827 S.W.2d at 840.

The supreme court has held that denial of discovery “going to the heart of a party’s case may render the appellate remedy inadequate.” In re Allstate County Mut. Ins. Co., 85 S.W.3d 193, 196 (Tex.2002) (orig.proceeding); Walker, 827 S.W.2d at 843. The City argues that Anderson has not shown that the memorandum goes to the “heart” of his case. We disagree. In his claim against the City for interfering with protected union activities, Anderson alleges that the given reason for the denial of his request for outside employment, a possible violation of the ethics code, was a pretext for the true reason, retaliation for his role “as spokesperson of the Union’s collective bargaining team.” According to Anderson, the memorandum will show that Roxanna Gonzales’s professional opinion was either that she believed Anderson’s proposed employment would violate the ethics code or that it would not. If Roxanna Gonzales stated in the memorandum that she did not believe that Anderson’s proposed employment would violate the ethics code, that memorandum would be evidence that the City’s denial of Anderson’s request based on a possible ethics violation was a pretext. 3 Such evidence would indeed go to the heart of Anderson’s case. We, therefore, hold that Anderson does not have an adequate remedy by appeal.

Discussion

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163 S.W.3d 136, 2005 WL 471198, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-anderson-texapp-2005.