In re A.E.
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Opinion
IN THE SUPREME COURT OF NORTH CAROLINA
2021-NCSC-130
No. 253A20
Filed 5 November 2021
IN THE MATTER OF: A.E., J.V., E.V., A.V.
Appeal pursuant to N.C.G.S. § 7B-1001(a1)(1) from orders entered on 27
February 2020 by Judge Marion M. Boone in District Court, Stokes County. This
matter was calendared for argument in the Supreme Court on 30 September 2021,
but was determined on the record and briefs without oral argument pursuant to Rule
30(f) of the North Carolina Rules of Appellate Procedure.
Jennifer Oakley Michaud for petitioner-appellee Stokes County Department of Social Services.
James N. Freeman, Jr., for appellee Guardian ad Litem.
David A. Perez for respondent-appellant mother.
Mercedes O. Chut for respondent-appellant father.
ERVIN, Justice.
¶1 Respondent-mother Rosa E. and respondent-father Charles V. appeal from the
trial court’s orders terminating their parental rights in their minor children J.V.,
E.V., and A.V.,1 and respondent-mother appeals from the trial court’s order
1 J.V., E.V., and A.V., respectively, will be referred to throughout the remainder of
this opinion as “Jake,” “Evette,” and “Alana,” which are pseudonyms used to protect the identity of the juveniles and for ease of reading. IN RE A.E., J.V., E.V., A.V.
Opinion of the Court
terminating her parental rights in her minor child A.E. 2 After careful consideration
of respondent-mother’s and respondent-father’s challenges to the trial court’s
termination orders in light of the record and the applicable law, we conclude that the
trial court’s termination orders should be affirmed.
I. Factual Background
¶2 On 20 February 2018, the Stokes County Department of Social Services
received a report alleging that Ellie, Jake, Evette, and Alana lived in a home that
was “severe[ly] infest[ed]” with German cockroaches and that Ellie, who was always
anxious to eat when she was at school, arrived at school wearing dirty and soiled
clothes. The report was accompanied by videos showing the severity of the cockroach
infestation that depicted “[a] multitude” of cockroaches in all stages of life crawling
up and across all of the surfaces in the home, including the walls, floors, ceilings,
counters, cabinets, and kitchen appliances. In the course of investigating the report,
the social worker observed that cockroaches were ubiquitous throughout the home
and noticed a pile of used diapers by the front door, breakfast cereal scattered around
the home, and food-encrusted dishes in the kitchen area. In addition, the social
worked observed that two of Alana’s front teeth were decaying and that Evette
appeared to have an abdominal hernia. On 20 February 2018, DSS filed juvenile
2 A.E. will be referred to throughout the remainder of this opinion as “Ellie,” which is
a pseudonym used to protect the juvenile’s identity and for ease of reading. Ellie’s putative father is not a party to this appeal. IN RE A.E., J.V., E.V., A.V.
petitions alleging that all four children were neglected juveniles who lived in an
environment that was injurious to their welfare and were exposed to a substantial
risk of physical injury as the result of conditions created by respondent-mother and
respondent-father and obtained the entry of orders taking the children into nonsecure
custody, a step that resulted in the children’s placement in foster care.
¶3 After the filing of the original petitions, DSS obtained additional information
concerning the children and the conditions in which they lived. Among other things,
DSS learned that Ellie had to have her clothes changed on a daily basis following her
arrival at school because of their filthy condition and the smell that emanated from
them. In addition, the social worker learned that respondent-father allegedly
“whopped” Ellie with a “wood[en] board” when she failed to listen to educational
personnel. The family had been the subject of five prior DSS reports, having been
found in need of services in 2014 in the aftermath of an incident during which Ellie
had been left alone in a vehicle for about fourteen minutes while wearing a heavily
soiled diaper at a time when the outside temperature was ninety degrees. According
to a psychological report, respondent-mother had reduced intellectual functioning
and an untreated mood disorder, did not have sound judgment, and lacked “a good
sense” of appropriate child development.
¶4 Although respondent-mother claimed that Alana had been born with rotten
teeth, subsequently obtained medical records disproved that assertion. An IN RE A.E., J.V., E.V., A.V.
examination of Ellie’s medical records reflected concerns relating to inadequate
nutrition and a history of asthma. In addition, other medical records revealed that
both Ellie and Jake had tested positive for the presence of high levels of lead and that
Ellie exhibited “risk factors for lead toxicity.” Although the available educational
records indicated that, when she was two, Ellie exhibited delays in fine motor skills,
she had been identified as being “globally delayed” upon entering kindergarten and
was receiving special education services on the basis of an Individualized Educational
Plan. In light of this additional information, DSS filed amended juvenile petitions on
8 March 2018 for the purpose of adding allegations that the children had not received
proper care, supervision, or discipline from respondent-mother and respondent-
father.
¶5 On 23 February 2018, respondent-mother and respondent-father entered into
case plans in which they agreed to cooperate with an exterminator in connection with
the elimination of the cockroach infestation, to dispose of trash and other waste
products in an appropriate manner, to receive information concerning the
maintenance of appropriate hygiene and to demonstrate a proper understanding of
that subject by bathing regularly and maintaining a sanitary home, to attend
parenting classes, to obtain a psychological and parenting evaluation and follow all
resulting recommendations, and to provide appropriate snacks for and engage in
appropriate activities with the children during visits. Respondent-mother and IN RE A.E., J.V., E.V., A.V.
respondent-father began work toward satisfying the requirements of their case plans
immediately.
¶6 In a report that was dated 15 March 2018 and had been prepared for use in
connection with the initial adjudication and disposition hearing on 22 March 2018,
DSS noted that respondent-mother and respondent-father had been cooperating with
the exterminator, had begun a fourteen-week parenting class, and had scheduled
appointments for the purpose of obtaining a psychological and parenting evaluation.
DSS noted that, while respondent-mother had displayed adequate parenting skills
and had provided appropriate snacks during visitations, respondent-father had done
“very little” during his visits with the children.
¶7 On 22 March 2018, respondent-mother and respondent-father stipulated that,
at the time that the juvenile petitions had been filed, the children had not been
receiving proper care, supervision, or discipline. On 11 May 2018, the trial court
entered an order finding that all of the children were neglected juveniles based upon
the information to which respondent-mother and respondent-father had stipulated.
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IN THE SUPREME COURT OF NORTH CAROLINA
2021-NCSC-130
No. 253A20
Filed 5 November 2021
IN THE MATTER OF: A.E., J.V., E.V., A.V.
Appeal pursuant to N.C.G.S. § 7B-1001(a1)(1) from orders entered on 27
February 2020 by Judge Marion M. Boone in District Court, Stokes County. This
matter was calendared for argument in the Supreme Court on 30 September 2021,
but was determined on the record and briefs without oral argument pursuant to Rule
30(f) of the North Carolina Rules of Appellate Procedure.
Jennifer Oakley Michaud for petitioner-appellee Stokes County Department of Social Services.
James N. Freeman, Jr., for appellee Guardian ad Litem.
David A. Perez for respondent-appellant mother.
Mercedes O. Chut for respondent-appellant father.
ERVIN, Justice.
¶1 Respondent-mother Rosa E. and respondent-father Charles V. appeal from the
trial court’s orders terminating their parental rights in their minor children J.V.,
E.V., and A.V.,1 and respondent-mother appeals from the trial court’s order
1 J.V., E.V., and A.V., respectively, will be referred to throughout the remainder of
this opinion as “Jake,” “Evette,” and “Alana,” which are pseudonyms used to protect the identity of the juveniles and for ease of reading. IN RE A.E., J.V., E.V., A.V.
Opinion of the Court
terminating her parental rights in her minor child A.E. 2 After careful consideration
of respondent-mother’s and respondent-father’s challenges to the trial court’s
termination orders in light of the record and the applicable law, we conclude that the
trial court’s termination orders should be affirmed.
I. Factual Background
¶2 On 20 February 2018, the Stokes County Department of Social Services
received a report alleging that Ellie, Jake, Evette, and Alana lived in a home that
was “severe[ly] infest[ed]” with German cockroaches and that Ellie, who was always
anxious to eat when she was at school, arrived at school wearing dirty and soiled
clothes. The report was accompanied by videos showing the severity of the cockroach
infestation that depicted “[a] multitude” of cockroaches in all stages of life crawling
up and across all of the surfaces in the home, including the walls, floors, ceilings,
counters, cabinets, and kitchen appliances. In the course of investigating the report,
the social worker observed that cockroaches were ubiquitous throughout the home
and noticed a pile of used diapers by the front door, breakfast cereal scattered around
the home, and food-encrusted dishes in the kitchen area. In addition, the social
worked observed that two of Alana’s front teeth were decaying and that Evette
appeared to have an abdominal hernia. On 20 February 2018, DSS filed juvenile
2 A.E. will be referred to throughout the remainder of this opinion as “Ellie,” which is
a pseudonym used to protect the juvenile’s identity and for ease of reading. Ellie’s putative father is not a party to this appeal. IN RE A.E., J.V., E.V., A.V.
petitions alleging that all four children were neglected juveniles who lived in an
environment that was injurious to their welfare and were exposed to a substantial
risk of physical injury as the result of conditions created by respondent-mother and
respondent-father and obtained the entry of orders taking the children into nonsecure
custody, a step that resulted in the children’s placement in foster care.
¶3 After the filing of the original petitions, DSS obtained additional information
concerning the children and the conditions in which they lived. Among other things,
DSS learned that Ellie had to have her clothes changed on a daily basis following her
arrival at school because of their filthy condition and the smell that emanated from
them. In addition, the social worker learned that respondent-father allegedly
“whopped” Ellie with a “wood[en] board” when she failed to listen to educational
personnel. The family had been the subject of five prior DSS reports, having been
found in need of services in 2014 in the aftermath of an incident during which Ellie
had been left alone in a vehicle for about fourteen minutes while wearing a heavily
soiled diaper at a time when the outside temperature was ninety degrees. According
to a psychological report, respondent-mother had reduced intellectual functioning
and an untreated mood disorder, did not have sound judgment, and lacked “a good
sense” of appropriate child development.
¶4 Although respondent-mother claimed that Alana had been born with rotten
teeth, subsequently obtained medical records disproved that assertion. An IN RE A.E., J.V., E.V., A.V.
examination of Ellie’s medical records reflected concerns relating to inadequate
nutrition and a history of asthma. In addition, other medical records revealed that
both Ellie and Jake had tested positive for the presence of high levels of lead and that
Ellie exhibited “risk factors for lead toxicity.” Although the available educational
records indicated that, when she was two, Ellie exhibited delays in fine motor skills,
she had been identified as being “globally delayed” upon entering kindergarten and
was receiving special education services on the basis of an Individualized Educational
Plan. In light of this additional information, DSS filed amended juvenile petitions on
8 March 2018 for the purpose of adding allegations that the children had not received
proper care, supervision, or discipline from respondent-mother and respondent-
father.
¶5 On 23 February 2018, respondent-mother and respondent-father entered into
case plans in which they agreed to cooperate with an exterminator in connection with
the elimination of the cockroach infestation, to dispose of trash and other waste
products in an appropriate manner, to receive information concerning the
maintenance of appropriate hygiene and to demonstrate a proper understanding of
that subject by bathing regularly and maintaining a sanitary home, to attend
parenting classes, to obtain a psychological and parenting evaluation and follow all
resulting recommendations, and to provide appropriate snacks for and engage in
appropriate activities with the children during visits. Respondent-mother and IN RE A.E., J.V., E.V., A.V.
respondent-father began work toward satisfying the requirements of their case plans
immediately.
¶6 In a report that was dated 15 March 2018 and had been prepared for use in
connection with the initial adjudication and disposition hearing on 22 March 2018,
DSS noted that respondent-mother and respondent-father had been cooperating with
the exterminator, had begun a fourteen-week parenting class, and had scheduled
appointments for the purpose of obtaining a psychological and parenting evaluation.
DSS noted that, while respondent-mother had displayed adequate parenting skills
and had provided appropriate snacks during visitations, respondent-father had done
“very little” during his visits with the children.
¶7 On 22 March 2018, respondent-mother and respondent-father stipulated that,
at the time that the juvenile petitions had been filed, the children had not been
receiving proper care, supervision, or discipline. On 11 May 2018, the trial court
entered an order finding that all of the children were neglected juveniles based upon
the information to which respondent-mother and respondent-father had stipulated.
The trial court instructed respondent-mother and respondent-father to continue to
comply with their case plans, allowed them to visit with the children for two hours
each week, and established a primary permanent plan for the children of
reunification and a secondary permanent plan of legal custody with a relative. IN RE A.E., J.V., E.V., A.V.
¶8 Respondent-mother and respondent-father made some progress toward
satisfying the requirements of their case plans prior to the initial review hearing,
which was held on 14 June 2018. According to a DSS report dated 6 June 2018, both
respondent-mother and respondent-father had completed their psychological and
parenting evaluations, neither of which found the conditions of the family home to be
unsafe or inappropriate for the children. DSS described the improvements in the
condition of the family home as “significant.” Finally, DSS reported that respondent-
mother and respondent-father had visited with the children “faithfully,” were
appropriately engaged with the children during the visits, and had completed the
required parenting classes.
¶9 A report prepared by the guardian ad litem on 7 June 2018, noted, on the other
hand, that respondent-mother and respondent-father often ended their visits with
the children fifteen minutes early and that they had left a three-hour visit in May
2018 at the two hour mark. In addition, the guardian ad litem indicated that
respondent-mother and respondent-father continued to struggle with problems
relating to personal hygiene and that they found it difficult to bring appropriate
snacks for consumption during visits with the children. Similarly, the guardian ad
litem stated that respondent-mother and respondent-father had trouble managing
the children and that only respondent-mother attempted to engage with all four
children during visits. Finally, the guardian ad litem noted the difficulties that IN RE A.E., J.V., E.V., A.V.
respondent-mother and respondent-father had in attempting to understand the
problems that arose from the existence of the children’s special needs. The trial court
did not make any changes to the children’s permanent plan or the existing visitation
arrangements in an order that was entered on 13 July 2018 following the conclusion
of the 14 June 2018 review hearing.
¶ 10 In a report prepared prior to a review hearing that was initially scheduled for
23 August 2018 and held on 13 September 2018, DSS pointed out that both
respondent-mother and respondent-father had participated in Ellie’s appointments
and had expressed a willingness to meet with the specialists responsible for Jake and
Evette as well. According to DSS, respondent-father had difficulty controlling his
emotions when he was confronted with information that he viewed as adverse,
including information relating to the children’s placements. Although it believed that
respondent-mother and respondent-father were continuing to make progress toward
satisfying the requirements of their case plans, DSS pointed out that they “need[ed]
to demonstrate their ability to consistently address the developmental, care and well-
being needs for the children” and “their commitment to the children’s safety and their
ability to protect the children.” In a report relating to the same period of time, the
guardian ad litem identified the existence of similar obstacles to the reunification of
respondent-mother and respondent-father with the children. The trial court did not
make any changes to the primary permanent plan or the existing visitation IN RE A.E., J.V., E.V., A.V.
arrangements in an order entered on 29 October 2018, but it did change the secondary
permanent plan to one of guardianship with a court-approved caretaker.
¶ 11 The progress that respondent-mother and respondent-father were making
toward reunification began to stall in 2019. In a report prepared prior to a review
hearing that was scheduled for 11 April 2019 and held on 17 May 2019, DSS noted
that respondent-mother and respondent-father had failed to attend, or even make
inquiry about, appointments and meetings related to the children’s health and
development. In addition, DSS pointed out that respondent-mother and respondent-
father had continued to bring sugary snacks to their visits with the children and
allowed the children to eat these snacks off of unhygienic surfaces. DSS stated that
respondent-father denied that there was anything wrong with the type of snacks that
the children were being provided or the manner in which those snacks were being
served and questioned whether any of the children had special needs despite having
been provided with information to the contrary. According to DSS, respondent-
mother and respondent-father had become less attentive to their own hygiene, with
their lack of concern about these subjects being indicative of a failure to demonstrate
the ability to use the skills that they had learned during parenting classes and to
meet the children’s needs and suggesting the appropriateness of a change in the
permanent plan for the children from one of reunification to one of adoption. The
position espoused by DSS was supported by psychological evaluations of both parents IN RE A.E., J.V., E.V., A.V.
that had been performed in February 2019, with the guardian ad litem’s report
relating to the same period of time expressing support for DSS’ recommended change
to the children’s permanent plan. In an order entered on 11 July 2019, the trial court
reduced the amount of visitation to which respondent-mother and respondent-father
were entitled and changed the permanent plan for the children to a primary plan of
adoption and a secondary plan of reunification.
¶ 12 On 12 September 2019, DSS filed motions seeking to have respondent-mother’s
parental rights in all four children terminated on the basis of neglect, N.C.G.S. § 7B-
1111(a)(1), and dependency, N.C.G.S. § 7B-1111(a)(6), and to have respondent-
father’s parental rights in Jake terminated on the basis of neglect, N.C.G.S. § 7B-
1111(a)(1); failure to legitimate, N.C.G.S. § 7B-1111(a)(5); and dependency, N.C.G.G.
§ 7B-1111(a)(6), and to have his parental rights in Evette and Alana terminated on
the basis of neglect, N.C.G.S. § 7B-1111(a)(1), and dependency, N.C.G.S. § 7B-
1111(a)(6). After a hearing held on 17 January 2020, which neither respondent-
mother nor respondent-father attended, the trial court entered orders on 27 February
2020 terminating respondent-mother’s and respondent-father’s parental rights in the
children on the basis of all of the grounds for termination alleged in the termination
motions and a determination that the termination of respondent-mother’s and IN RE A.E., J.V., E.V., A.V.
respondent-father’s parental rights would be in the children’s best interests.3
Respondent-mother and respondent-father noted appeals to this Court from the trial
court’s termination orders.4
II. Analysis
¶ 13 In seeking relief from the trial court’s termination orders before this Court,
respondent-mother and respondent-father challenge many of the trial court’s findings
of fact as lacking sufficient evidentiary support or as otherwise legally deficient and
3 The trial court entered separate adjudication orders and separate dispositional orders for each of the four children, resulting in a total of eight termination-related orders. For the sake of clarity, however, we will refer to the adjudication orders that the trial court entered at the conclusion of the termination proceeding as “termination orders” and reserve the expression “adjudication order” for the order in which the trial court determined that the children were neglected juveniles. 4 In her notice of appeal, respondent-mother states that she is appealing from “the
Adjudication and Disposition Orders, entered . . . on January 17, 2020 as same day orders . . . as well as any subsequent formal Adjudication and Disposition Orders.” Although the termination hearing was held on 17 January 2020, the trial court’s written termination- related orders were entered on 27 February 2020. A notice of appeal is required to “designate the judgment or order from which appeal is taken,” N.C. R. App. P. 3(d), with “[c]ompliance with the requirements for entry of notice of appeal [being] jurisdictional[,]” State v. Oates, 366 N.C. 264, 266 (2012) (citing Dogwood Dev. & Mgmt. Co. v. White Oak Transp. Co., 362 N.C. 191, 197–98 (2008)). “As such, ‘the appellate court obtains jurisdiction only over the rulings specifically designated in the notice of appeal as the ones from which the appeal is being taken.’ ” Sellers v. Ochs, 180 N.C. App. 332, 334, (2006). However, “a mistake in designating the judgment, or in designating the part appealed from if only a part is designated, should not result in loss of the appeal as long as the intent to appeal from a specific judgment can be fairly inferred from the notice and the appellee is not misled by the mistake.” Evans v. Evans, 169 N.C. App. 358, 363 (2005) (quoting Van Ramm v. Van Ramm, 99 N.C. App. 153, 156–57 (1990)). In view of the fact that DSS and the guardian ad litem have not moved to dismiss respondent-mother’s appeal and have fully participated in the proceedings before this Court, they do not appear to have been misled by respondent-mother’s mistake in designating the orders from which she has appealed. As a result, we will address the merits of respondent-mother’s appeal. IN RE A.E., J.V., E.V., A.V.
the extent to which the trial court’s findings of fact and the record evidence support
the trial court’s determination that their parental rights in the children were subject
to termination. In conducting a termination of parental rights proceeding, the trial
court begins by determining whether any of the grounds for termination delineated
in N.C.G.S. § 7B-1111(a) exist. See N.C.G.S. § 7B-1109 (2019). “At the adjudicatory
stage, the petitioner bears the burden of proving by ‘clear, cogent, and convincing
evidence’ the existence of one or more grounds for termination under section 7B-
1111(a) of the General Statutes.” In re A.U.D., 373 N.C. 3, 5–6 (2019) (quoting
N.C.G.S. § 7B-1109(f)). “If a trial court finds one or more grounds to terminate
parental rights under N.C.G.S. § 7B-1111(a), it then proceeds to the dispositional
stage,” id. at 6, at which it “determine[s] whether terminating the parent’s rights is
in the juvenile’s best interest.” N.C.G.S. § 7B-1110(a) (2019).
¶ 14 We review a trial court’s adjudicatory decision for the purpose of
“determin[ing] whether the findings are supported by clear, cogent and convincing
evidence and the findings support the conclusions of law.” In re E.H.P., 372 N.C. 388,
392 (2019) (quoting In re Montgomery, 311 N.C. 101, 111 (1984)). “A trial court’s
finding of fact that is supported by clear, cogent, and convincing evidence is deemed
conclusive even if the record contains evidence that would support a contrary
finding.” In re B.O.A., 372 N.C. 372, 379 (2019) (citing In re Moore, 306 N.C. 394, IN RE A.E., J.V., E.V., A.V.
403–04 (1982)). “The trial court’s conclusions of law are reviewable de novo on
appeal.” In re C.B.C., 373 N.C. 16, 19 (2019).
A. Respondent-father’s arguments
¶ 15 In his brief, respondent-father challenges the majority of the trial court’s
findings on the basis that they (1) constitute nothing more than recitations of witness
testimony, reports, or the trial court’s beliefs, (2) lack sufficient evidentiary support,
or (3) are overbroad. Respondent-father also challenges the trial court’s conclusions
that his parental rights in Jake, Evette, and Alana are subject to termination.
1. Challenges to Findings of Fact
a. Recitations of Testimony, the Contents of Documents, or the Trial Court’s Beliefs
¶ 16 According to respondent-father, Finding of Fact Nos. 15–18 and 21–27 in the
termination orders relating to Jake and Evette and Finding of Fact Nos. 15–18 and
21–27 in the termination order relating to Alana constitute mere recitations of
witness testimony, reports, or the trial court’s beliefs “without an assessment of
credibility.” As this Court has previously held, “[r]ecitations of the testimony of each
witness do not constitute findings of fact by the trial judge” absent an indication
concerning “whether [the trial court] deemed the relevant portion of [the] testimony
credible.” In re N.D.A., 373 N.C. 71, 75 (2019) (first alteration in original) (quoting
Moore v. Moore, 160 N.C. App. 569, 571–72 (2003)). In In re N.D.A., the trial court
found that the father had “testified that he had ‘attempted to set up visits with the IN RE A.E., J.V., E.V., A.V.
child but could not get any assistance in doing so,’ ” with the father having argued on
appeal that the finding in question constituted nothing more than a recitation of his
own testimony, a contention with which this Court agreed given the trial court’s
failure to indicate whether the relevant portion of the father’s testimony was credible.
Id. As a result, we disregarded the challenged finding of fact in evaluating the
validity of the trial court’s termination order. Id.
¶ 17 After carefully reviewing the trial court’s termination orders, we agree with
respondent-father that Finding of Fact Nos. 16–18 and 23 in all three termination
orders, Finding of Fact No. 24 in the termination order relating to Alana, and Finding
of Fact No. 22 in the termination orders relating to Jake and Evette constitute mere
recitations of testimony given that each of the challenged findings of fact simply recite
that a particular witness either “testified” or “stated” a particular proposition without
any indication that the trial court evaluated the credibility of the relevant witness or
resolved any contradictions in his or her testimony. As a result, as in In re N.D.A.,
we will disregard these findings of fact in evaluating the extent to which the trial
court properly found that respondent-father’s parental rights in the children were
subject to termination.
¶ 18 We note, however, that “[t]here is nothing impermissible about describing
testimony, so long as the court ultimately makes its own findings, resolving any
material disputes,” In re T.N.H., 372 N.C. 403, 408 (2019) (quoting In re C.L.C., 171 IN RE A.E., J.V., E.V., A.V.
N.C. App. 438, 446 (2005), aff’d per curiam, in part, and disc. rev. improvidently
allowed, in part, 360 N.C. 475 (2006)), which is what the trial court, in many
instances, did in this case. In addition to making findings of fact that recited the
testimony of various witnesses, the trial court made findings of fact that resolved a
number of material disputes in the record evidence by stating that the children were
previously adjudicated neglected juveniles on the basis of a consent order signed by
respondent-mother and respondent-father and that respondent-mother and
respondent-father had “stipulated the juvenile[s] [were] neglected juvenile[s], in that
the juvenile[s] did live in an environment injurious due to the conditions of the home,
including a roach infestation, unsanitary conditions of the home and hygiene of the
juvenile[s]”; the juveniles did not receive proper care from respondent-mother and
respondent-father; that respondent-mother and respondent-father “show[ed] a
pattern of neglect and a failure to understand the need to change diapers, keep the
home and the juvenile[s] clean, and keep themselves clean”; that respondent-mother
and respondent-father did not appear to believe that there were any problems that
they needed to address; that, while the level of sanitation in the family home
appeared to have improved, there was “no indication of acceptance that there was a
problem that needed addressing to begin with”; that respondent-father continued to
assert that the children did not have special needs despite being provided with
documents indicating that the children’s alleged needs were genuine; that the care IN RE A.E., J.V., E.V., A.V.
that respondent-mother provided for the children was insufficient; and that
respondent-father had failed to provide the children with consistent care. As a result,
these findings of fact are appropriately considered in evaluating the lawfulness of the
trial court’s termination orders.
¶ 19 In addition, respondent-father argues that Finding of Fact Nos. 15, 21, and 24–
27 in the termination orders relating to Jake and Evette and Finding of Fact Nos. 15,
21–22, and 25–28 in the termination order relating to Alana are nothing more than
mere recitations of portions of the record. As far as Finding of Fact Nos. 15 and 24 in
Jake’s and Evette’s termination orders and Finding of Fact Nos. 15 and 25 in Alana’s
termination order are concerned, “the trial court in this case relied partly on evidence
from prior proceedings and findings in earlier orders, which . . . is proper and
appropriate.” In re T.N.H., 372 N.C. at 408.
¶ 20 In In re T.N.H., the mother argued that certain findings “were improper
because they merely recite prior allegations, describe what various people not in
court, or unidentified, believed about certain events, and do not meet the standard
for evidentiary findings sufficient to support conclusions of law.” Id. In rejecting this
argument, we noted that:
A trial court may take judicial notice of findings of fact made in prior orders, even when those findings are based on a lower evidentiary standard because where a judge sits without a jury, the trial court is presumed to have disregarded any incompetent evidence and relied upon the competent evidence. Munchak Corp. v. Caldwell, IN RE A.E., J.V., E.V., A.V.
301 N.C. 689, 694, 273 S.E.2d 281, 285 (1981). As this Court has stated:
[E]vidence of neglect by a parent prior to losing custody of a child—including an adjudication of such neglect—is admissible in subsequent proceedings to terminate parental rights. The trial court must also consider any evidence of changed conditions in light of the evidence of prior neglect and the probability of a repetition of neglect.
In re Ballard, 311 N.C. 708, 715, 319 S.E.2d 227, 232 (1984). We agree with the Court of Appeals’ precedent holding that the trial court may not rely solely on prior court orders and reports but must receive some oral testimony at the hearing and make an independent determination regarding the evidence presented. In re A.M., J.M., 192 N.C. App. 538, 541–42, 665 S.E.2d 534, 536 (2008), appeal after remand, 201 N.C. App. 159, 688 S.E.2d 118 (2009) (unpublished).
Id. (alteration in original). After noting that the trial court had taken judicial notice
of certain orders upon which it had relied in making the challenged findings of fact
and that “the social worker assigned to the case testified at the hearing regarding”
the subject matter of the findings, we held that “[t]he trial court’s findings of fact
appear to be based, at least in part, on testimony provided at the hearing, sufficient
to demonstrate that the trial court made an independent determination regarding
the evidence presented.” Id. The same is true of Finding of Fact No. 15 in the
termination orders relating to all three juveniles, to Finding of Fact Nos. 24 and 27
in the termination orders relating to Jake and Evette, and to Finding of Fact Nos. 25 IN RE A.E., J.V., E.V., A.V.
and 28 in the termination order relating to Alana, all of which described what the
social worker did, what DSS had determined, and what the trial court had previously
found or concluded.
¶ 21 The trial court took judicial notice of the findings of fact and orders in the
adjudication orders that were entered relating to all three children. In Finding of
Fact No. 15 in all three adjudication orders, the trial court found that, following the
receipt of the child protective services report, a social worker noted that the home had
“roaches throughout[,] . . . a pile of dirty diapers at the door[,] . . . [and] trash and food
debris scattered around the home.” This finding rested upon the findings that had
been made in prior orders in the underlying neglect proceeding that were
incorporated into reports submitted by DSS and the guardian ad litem. The reports
submitted by DSS and the guardian ad litem detailed the conditions found in the
home and the investigating social worker described these conditions at the
termination hearing, during which she testified that she had personally observed
roaches throughout the home, a pile of dirty diapers within reach of the children, food
scattered throughout the home in the vicinity of roaches, and plates of food and
leftover pans in the kitchen.
¶ 22 Similarly, in Finding of Fact No. 24 in the termination order relating to Jake
and Evette and Finding of Fact No. 25 in the termination order relating to Alana, the
trial court found that DSS had discovered that the juveniles had significant needs, IN RE A.E., J.V., E.V., A.V.
that there were concerns about the nutrition that the juveniles were receiving, and
that the juveniles had tested positive for the presence of high levels of lead. As was
the case with the findings discussed in the immediately preceding paragraph, the
challenged trial court findings rely upon orders that the trial court entered during
the underlying neglect proceeding that, in turn, relied upon the DSS and guardian
ad litem reports that detailed the relevant +information. In addition, the trial court
did not place sole reliance upon these reports given that the social worker testified
that her investigation of the medical records led to concerns about the quality of the
nutrition provided in the home, which included sugary drinks and limited food
choices, and that Jake and Ellie had tested positive for high levels of lead exposure.
Similarly, another social worker testified that Jake had been diagnosed with a
chromosomal issue that mimicked autism; that Evette had medical and
developmental issues, including a hernia and speech difficulties, that needed to be
addressed by the parents; that Alana had developed dental problems at four months
of age; and that Ellie had experienced global delays in kindergarten, had an extensive
IEP, and had failed kindergarten.
¶ 23 Respondent-father also argues that Finding of Fact No. 27 in the termination
orders relating to Jake and Evette and Finding of Fact No. 28 in the termination
order relating to Alana constituted mere recitations of record information. In the
challenged findings, the trial court stated that it previously found in the underlying IN RE A.E., J.V., E.V., A.V.
neglect proceeding, following a hearing held on 17 May 2019, that respondent-father
did not believe that Jake needed the recommended therapies and expressed a need
to go to work. Once again, the relevant finding is a reference to a prior order rather
than a mere recitation of record evidence. In re T.N.H., at 408. In a permanency
planning order dated 11 July 2019, the trial court found that respondent-father
participated in an IEP meeting relating to Jake by phone and stated that he did not
believe that Jake needed the services that were being recommended and that
respondent-father needed to get to work. In addition, a social worker testified that
respondent-father had participated in an IEP meeting relating to Jake by phone,
respondent-father had previously testified that Jake’s speech delays did not pose a
problem, and another witness described respondent-father’s focus upon his work
rather than upon the children’s needs.
¶ 24 As a result, the record reflects that, in making each of the challenged findings,
the trial court did not rely solely upon prior orders and reports and, instead, also
heard live testimony from witnesses at the termination hearing. “The trial court’s
findings of fact appear to be based, at least in part, on testimony provided at the
hearing” and are “sufficient to demonstrate that the trial court made an independent
determination regarding the evidence presented.” Id. at 410. Moreover, the
challenged findings of fact, rather than merely reciting portions of the record
evidence, simply acknowledge what a social worker observed, what DSS had IN RE A.E., J.V., E.V., A.V.
determined, and what the trial court had previously found or concluded. Thus, we
hold that respondent-father’s challenge to these findings lacks merit. See also In re
J.M.J.-J, 374 N.C. 553, 558 (2020).
¶ 25 Finally, respondent-father’s argument to the contrary notwithstanding,
Finding of Fact Nos. 21, 25 and 26 in the termination orders relating to Jake and
Evette and Finding of Fact Nos. 21, 22, 26 and 27 in the termination orders relating
to Alana are not mere recitations of the testimony of various witness or other items
of evidence admitted at the termination hearing and, instead, constitute findings
made by the trial court based upon its consideration of the evidence. In re Appeal of
Harris Teeter, LLC, 271 N.C. App. 589, 611 (2020) (stating that “[a] finding of fact is
a ‘determination reached through logical reasoning from the evidentiary facts’ ”)
(quoting Barnette v. Lowe’s Home Ctrs., Inc., 247 N.C. App. 1, 6 (2016))), aff’d, 2021-
NCSC-80 (2021). As a result, respondent-father’s challenge to these findings of fact
lacks merit.
b. Evidence Provided by Dr. Bennett
¶ 26 In his next challenge to the trial court’s termination orders, respondent-father
asserts that the majority of the trial court’s remaining findings of fact either lack
sufficient evidentiary support or are excessively imprecise. As an initial matter,
respondent-father challenges Finding of Fact Nos. 21 and 40 in the termination
orders relating to Jake and Evette and Finding of Fact Nos. 21 and 41 in the IN RE A.E., J.V., E.V., A.V.
termination order relating to Alana, which discuss the psychological evaluation given
to respondent-mother by Dr. Bennett in 2014. According to respondent-father, the
2014 evaluation was so remote in time as to be irrelevant, with respondent-mother
having been under no obligation to comply with any DSS recommendation in 2014.
For that reason, respondent-father urges us to exclude the relevant findings from our
evaluation of the lawfulness of the trial court’s termination orders. However, since
the challenged findings of fact relate to respondent-mother rather than to respondent-
father, they have no bearing upon the validity of respondent-father’s challenge to the
trial court’s termination orders. As a result, we decline to address the validity of this
aspect of respondent-father’s challenge to the trial court’s termination orders. See In
re T.N.H., 372 N.C. at 407 (stating that “we review only those findings necessary to
support the trial court’s determination that grounds existed to terminate
respondent’s parental rights”).
¶ 27 In addition, respondent-father argues, with respect to his own evaluation by
Dr. Bennett in 2018, that any “findings that state or imply [the] report was valid are
erroneous” given that Dr. Bennett’s “conclusions, answers to questions, and
recommendations derive from a gross misunderstanding of the relevant facts.” After
excluding the portions of the challenged findings that we have already addressed in
the earlier portions of this opinion, it appears that this aspect of respondent-father’s IN RE A.E., J.V., E.V., A.V.
argument involves two findings of fact. First, he challenges Finding of Fact No. 20 in
all three of the relevant termination orders, which provides:
That the juvenile was adjudicated neglected via a consent order signed by the mother and putative father on March 22nd, 2018. The mother and putative father stipulated that the juvenile was a neglected juvenile, in that the juvenile did live in an environment injurious due to the conditions of the home, including a roach infestation, unsanitary conditions of the home and hygiene of the juvenile. The juvenile did not receive proper care by the parents.
Although respondent-father attacks this finding as resting upon a failure on the part
of Dr. Bennett to understand the relevant facts, it makes no mention of Dr. Bennett
and is fully supported by the record evidence. The children were adjudicated to be
neglected juveniles by means of a stipulation into which respondent-mother and
respondent-father entered on 22 March 2018 and which stated that the juveniles “did
not receive proper care, supervision, or discipline from” respondent-mother and
respondent-father and that respondent-mother and respondent-father waived the
presentation of evidence in support of the stipulation. The trial court took judicial
notice of this stipulation, see In re Ordinance of Annexation No. 1977-4, 296 N.C. 1,
14 (1978) (stating that “stipulations constitute judicial admissions binding on the
parties and dispense with the necessity of proving the stipulated fact” and “continue
in force for the duration of the controversy and preclude the later assertion of a
position inconsistent therewith”), in the 11 May 2018 adjudication order, in which the
trial court stated that: IN RE A.E., J.V., E.V., A.V.
[Respondent-mother and respondent-father], through their respective counsel, acknowledge the children are neglected juveniles, as they were in an environment injurious due to the conditions of the home, including a roach infestation, unsanitary conditions of the home and hygiene of the children. The children did not receive proper care by the parents.
See In re Ballard, 311 N.C. 708, 715 (1984) (stating that “evidence of neglect by a
parent prior to losing custody of a child—including an adjudication of such neglect—
is admissible in subsequent proceedings to terminate parental rights”). In view of
the fact that “respondent[-father] did not appeal from the trial court’s adjudication
order,” he “is bound by the doctrine of collateral estoppel from re-litigating these
findings of fact.” In re T.N.H., 372 N.C. at 409 (citing King v. Grindstaff, 284 N.C.
348, 356 (1973) (stating that, in accordance with the doctrine of collateral estoppel,
parties “are precluded from retrying fully litigated issues that were decided in any
prior determination and were necessary to the prior determination”)).
¶ 28 Similarly, respondent-father challenges the trial court’s finding in all three
termination orders that “[r]ecommendations were also made to the putative father by
Dr. Bennett in 2018 through a Psychological Evaluation.” According to respondent-
father, Dr. Bennett was under the impression that, in April 2018, respondent-father
and respondent-mother still lived in filthy conditions and had made no progress
toward improving the condition of their home environment. Assuming, without in
any way deciding, that respondent-father’s factual assertions are valid, they have IN RE A.E., J.V., E.V., A.V.
little bearing upon the issue of whether Dr. Bennett made recommendations relating
to respondent-father in a 2018 psychological evaluation. Furthermore, Dr. Bennett
testified that he evaluated respondent-father in 2018, with the report that he
prepared at the time of this evaluation having been admitted into evidence. Dr.
Bennett’s report recommended that respondent-father participate in parenting
classes, ensure that the children receive safe and adequate care in his care, and
maintain a home that was safe and did not pose a health hazard. As a result, we
conclude that the challenged finding has ample evidentiary support.
¶ 29 In contending that the trial court should have refrained from considering Dr.
Bennett’s report in its entirety, respondent-father points to the presence of a note at
the end of Dr. Bennett’s report stating that respondent-father was with respondent-
mother “when her children were removed in 2014” while arguing that no “removal”
had occurred at that time. In the same vein, respondent-father claims that Dr.
Bennett was not aware that respondent-father and respondent-mother had kept the
home in a cleaner condition from the spring of 2018 until the date of the hearing.
Upon being asked whether Ellie had been removed from respondent-mother’s and
respondent-father’s care in 2014 after respondent-mother had left the child in the car
for approximately fourteen minutes during ninety degree weather, Dr. Bennett
testified that “I don’t see that I’ve made a notation that [DSS] had custody. So, no, I
— I don’t think I knew that at that time.” As a result, given that Dr. Bennett denied IN RE A.E., J.V., E.V., A.V.
any knowledge that Ellie had been removed from the care of respondent-mother and
respondent-father in 2014, we do not believe that the inclusion of a single erroneous
phrase precluded the trial court from relying upon other portions of Dr. Bennett’s
report in deciding the issues that were before it in this case.
¶ 30 Similarly, respondent-father notes that he and respondent-mother were just
“making progress on removing the roaches and cleaning their home” on 22 March
2018 and had begun to keep their house clean beginning in “the spring of 2018[.]” In
view of the fact that the progress that respondent-mother and respondent-father had
made in connection with the cleanliness of their home had just begun at the time of
Dr. Bennett’s report, the record evidence tends to show that Dr. Bennett’s report does
not reflect a misunderstanding of the issues that needed to be addressed by
respondent-mother and respondent-father or the status of the home at the time that
he conducted his evaluation. At the hearing, Dr. Bennett was asked multiple
questions in which he was requested to assume that respondent-mother and
respondent-father had been able to keep their home clean from April 2018 to the date
of the termination hearing. In answering these questions, Dr. Bennett stated, that
“it ha[d] been almost three years since I’d seen them. So that for me would be — is if
that home ha[d] been reasonably clean for those three years, then that would for me
say, well, it sounds like they are able to do that,” and that, “if it’s been clean for three
years, then that would suggest that they had succeeded.” Thus, the record reflects IN RE A.E., J.V., E.V., A.V.
that Dr. Bennett fully considered the possibility that respondent-mother’s and
respondent-father’s ability to maintain their home in a clean and sanitary condition
had improved and that, even considering this factor, he “still ha[d] concerns about
the capacity to parent” and that he “would have real reservations about their ability
to” parent the children. As a result, the trial court did not err in considering Dr.
Bennett’s report and the testimony that he provided at the termination hearing.
c. Other Findings
¶ 31 In his remaining challenges to the trial court’s findings, respondent-father
argues that the record does not support the findings in the termination orders
relating to Jake, Evette, and Alana that he “did not complete parenting classes which
were recommended by Dr. Bennett and Dr. Holm.”5 In view of the fact that a social
worker testified that, despite the absence of any supporting records in the file, she
understood that both respondent-mother and respondent-father had completed
parenting classes and the fact that the reports that both DSS and the guardian ad
litem had prepared for an 11 April 2019 hearing stated that respondent-father had
5 Respondent-father also claims that the findings contained in all three termination
orders relating to respondent-mother’s failure to complete parenting classes and to attend “any therapies” for the juveniles and the trial court’s findings that respondent-mother’s caregiving had been insufficient and that she did not feel that there were issues that needed to be addressed lack sufficient evidentiary support. In light of the fact that these findings have no bearing upon the termination of respondent-father’s parental rights, we will review them in the course of addressing respondent-mother’s appeal. See In re T.N.H., 372 N.C. 408, 407 (2019) (stating that “we review only those findings necessary to support the trial court’s determination that grounds existed to terminate respondent’s parental rights”). IN RE A.E., J.V., E.V., A.V.
completed parenting classes, we conclude that respondent-father’s contention to this
effect has merit. As a result, we will disregard this finding in determining whether
the trial court erred by determining that respondent-father’s parental rights were
subject to termination. See In re N.G., 374 N.C. 891, 901 (2020) (disregarding findings
of fact not supported by clear, cogent, and convincing evidence).
¶ 32 In addition, respondent-father argues that the trial court erred by finding that
he “ha[d] not attended any therapies.” Once again, we agree that respondent-father’s
contention has merit. A social worker testified that, in May 2019, DSS was instructed
to give respondent-mother and respondent-father the contact information for each of
the children’s medical providers and that she attempted to comply with this
instruction. Although the record does not reflect the number of appointments that
respondent-father and respondent-mother actually attended, a DSS report prepared
in advance of the 12 September 2019 review hearing stated that respondent-father
had routinely attended Evette’s speech therapy appointments and that respondent-
father had attended one of Alana’s dental appointments and a swallow test for Evette
before stating that respondent-father “has not called or participated with any other
appointments or sessions regarding these two or any other children.” The
permanency planning order entered on 11 October 2019, which incorporated the
related DSS report into its findings of fact, found that respondent-father had attended
the appointments listed above while having failed to attend numerous other IN RE A.E., J.V., E.V., A.V.
appointments. As a result, since the record evidence does not support the trial court’s
finding that respondent-father had failed to attend “any” therapies, we will disregard
the trial court’s findings to that effect in determining whether respondent-father’s
parental rights in the children were subject to termination. See id.
¶ 33 Next, respondent-father challenges the trial court’s finding, which appears in
all three termination orders, that, when DSS became involved with the family, there
were “concerns with the juvenile testing positive for high levels of lead.” In
respondent-father’s view, the record does not contain any evidence tending to show
that “all juveniles tested positive for high levels of lead.” Although a social worker
testified that Jake and Ellie had tested positive for high levels of lead, there is no
similar evidence relating to Evette and Alana. As a result, we will disregard any
finding that the trial court might have made to the effect that Evette and Alana had
tested positive for high levels of lead in determining whether the trial court correctly
determined that respondent-father’s parental rights in the children were subject to
termination. See id.
¶ 34 Similarly, respondent-father argues that the trial court erred by making
Finding of Fact No 35 in the termination orders relating to Jake and Evette and
Finding of Fact No. 36 in the termination order relating to Alana, which state that
“there appears to be an improvement in the sanitation of the home as evidenced by
the photos submitted into evidence” on the grounds that the challenged findings IN RE A.E., J.V., E.V., A.V.
“misstate[ ] the record” given that “every order entered . . . since the spring of 2018
[found] that the parents had corrected the conditions in the home.” Aside from our
inability to understand why respondent-father would challenge a finding of fact that
indicated that the sanitation in the home had improved, his own characterization of
the record supports, rather than undercuts, the challenged findings. A social worker
testified that respondent-father and respondent-mother cooperated with the
exterminator and that, when the social worker visited the home in September 2019,
she discovered that, while the exterior of the home showed the presence of clutter,
the inside was “free from trash and waste products,” with the photographs that were
admitted into evidence tending to support this assertion. As a result, the challenged
findings of fact have sufficient evidentiary support.
¶ 35 Furthermore, respondent-father argues that the trial court’s finding that
“there is still no indication of acceptance that there was a problem that needed
addressing to begin with” is only supported by psychological reports “which are based
on erroneous information.” As we have already noted, the record reflects that Dr.
Bennett, a psychologist who has done parenting capacity evaluations for ten to twenty
years, evaluated respondent-father in 2018. After being qualified as an expert in
psychology and conducting parenting capacity evaluations, Dr. Bennett testified that
respondent-father believed that “there was really no problem[,]” that DSS was
picking on him and unfairly interfering in his life, that the situation was being IN RE A.E., J.V., E.V., A.V.
exaggerated, and that everything was fine. Dr. Bennett described respondent-father
as “someone who did not seem to recognize the seriousness of the condition that DSS
was . . . reporting,” who was not focused on the conditions in his home, and who did
not think that those conditions were unsafe or unsanitary. Dr. Bennett stated that,
while most parents whom he evaluates initially believe that there is no reason for
them to be seeing him, at some point they recognize that “they need to make some
changes because whatever was happening was harming a child,” while, on the other
hand, respondent-mother and respondent-father continued to minimize the gravity
of the situation that the children faced and had an attitude of “it’s not that bad,” “our
kids are fine[,]” “[w]e’re doing fine[,]” “[s]tay out of my life.” Finally, Dr. Bennett
testified that respondent-father did not believe that either he or respondent-mother
had done anything worthy of DSS involvement. In the same vein, a social worker
who had interacted with respondent-father and respondent-mother before and after
the children’s removal from the home testified that neither parent appeared to
understand DSS’ concerns with the condition of the home, stating that respondent-
father “often minimized the conditions of the home and wouldn’t take responsibility.”
As a result, the record evidence fully supports the challenged finding.
¶ 36 Moreover, respondent-father argues that certain of the trial court’s findings of
fact, “to the extent they describe a condition or belief that has endured over time or
existed at the termination hearing,” lack sufficient evidentiary support on the theory IN RE A.E., J.V., E.V., A.V.
that the “evidence does not support the findings to the extent they attempt to describe
conditions or views that existed after the spring of 2018.” For example, respondent-
father challenges the finding contained in all three termination orders that
respondent-mother and respondent-father “have shown a pattern of neglect and a
failure to understand the need to change diapers, keep the home and the juvenile
clean, and keep themselves clean.” However, a social worker described the existence
of a problem stemming from a failure to change diapers in a timely manner, both in
2014 and in 2018. In addition, the social worker testified that the home occupied by
respondent-mother and respondent-father was dirty in both 2014 and 2018. Finally,
two social workers and Dr. Bennett described the level of hygiene maintained by
respondent-mother and respondent-father during the initial investigation in 2018, at
the time of Dr. Bennett’s evaluation, and during more recent interactions that began
in March of 2019 and continued during visitation sessions and other face-to-face
meetings. As a result, the record contains sufficient evidence to support the
challenged findings of fact. See In re J.O.D., 374 N.C. 797, 806 (2020) (stating that,
“[a]lthough there was record evidence that would have supported a contrary decision,
‘this Court lacks the authority to reweigh the evidence that was before the trial
court’ ” (quoting In re A.U.D., 373 N.C. at 12)); In re T.N.H., 372 N.C. at 411
(recognizing that it is the trial court’s “duty to consider all the evidence, pass upon
the credibility of the witnesses, and determine the reasonable inferences to be drawn IN RE A.E., J.V., E.V., A.V.
from the testimony”); In re Montgomery, 311 N.C. at 110–11 (stating that “our
appellate courts are bound by the trial courts’ findings of fact where there is some
evidence to support those findings, even though the evidence might sustain findings
to the contrary”).
¶ 37 The next challenged finding, which appears in all three termination orders,
states that respondent-father “has failed to provide consistent care with respect to
the juvenile.” Respondent-father contends that this finding lacks sufficient
evidentiary support to the extent that it purports to describe conditions that
continued beyond the spring of 2018. As we have already noted, however, a social
worker described the conditions that existed in the home in 2018 as including the
presence of “roaches throughout[,] . . . a pile of dirty diapers at the door[,] . . . [and]
trash and food debris scattered around the home.” In addition, respondent-mother
and respondent-father stipulated that the juveniles “did not receive proper care,
supervision, or discipline from” them at the time that the juvenile petitions were filed
in the underlying neglect and dependency proceeding. Similarly, Dr. Bennett
testified that respondent-father did not believe that any unsafe or unsanitary
conditions existed in the family home, that he believed that he and respondent-
mother were being unfairly targeted by DSS, that respondent-father did not recognize
the seriousness of the conditions that the family faced and was not focused upon
resolving them, that respondent-father was not the primary “or even a real active IN RE A.E., J.V., E.V., A.V.
parent,” and that respondent-father left the actual parenting to respondent-mother
even though the children were not safe in her care. Furthermore, Dr. Bennett did
not believe that respondent-father could create an environment for appropriate child
development, that he could care for the children’s needs, that the children were safe
in his care, or that he understood the health risks of the living environment. After
hearing the testimony at the termination hearing, Dr. Bennett opined that he still
believed that it was unlikely that respondent-mother and respondent-father could
successfully parent the children in light of several of the children’s special needs and
their limited parenting capabilities.
¶ 38 The concerns that Dr. Bennett expressed were supported by the testimony of
other witnesses. At the termination hearing, a social worker testified that
respondent-father minimized the conditions in the home and did not take them
seriously. Another social worker testified that respondent-mother and respondent-
father had not completed all aspects of their care plans, having fallen short in the
areas of hygiene, the ability to demonstrate parenting skills, and maintaining
consistent communication with DSS. See In re M.A., 2021-NCSC-99, ¶ 32 (stating
that “[a] parent’s failure to make progress in completing a case plan is indicative of a
likelihood of future neglect” (quoting In re M.A., 374 N.C. 865, 870 (2020))). The social
worker testified that, even though respondent-mother took the lead during visits, her
skills were minimal, she could not handle all four children simultaneously, and she IN RE A.E., J.V., E.V., A.V.
tended to ask the visitation worker what to do or hand a child off to the visitation
worker during difficult situations even though respondent-father was present. The
social worker also testified that, if a visitation worker made any suggestions to
respondent-mother or respondent-father, they would argue with the visitation
worker.
¶ 39 According to the social worker, during one visit, respondent-father “got very
frustrated with [Jake], and very loudly in a crowded park was like I’ve had enough of
this to the point where in this crowded park everybody’s head turned,” leading to
respondent-mother’s intervention. According to the social worker, there had been “a
number of issues during the visits[,]” including the fact that respondent-mother and
respondent-father could not manage all four children, resulting in a decision to limit
future visits to two children; the fact that, when all four children were in attendance,
two supervisors needed to be present as well; the fact that, invariably, one of the
children would be left out during the visits; the fact that respondent-father showed a
preference for one child over the others; the fact that respondent-mother and
respondent-father spoke about the case during visits; the fact that, when Ellie
referred to her foster mother as “mom” or “mommy” during a visit, respondent-mother
and respondent-father got upset, with respondent-father having told Ellie that he
would “bust [her] butt” if she called the foster mother “mommy” again; that, when the
visitation worker addressed his conduct, respondent-father “started yelling at the IN RE A.E., J.V., E.V., A.V.
visitation worker that he didn’t care” and that “[h]e was gonna do what he needed to
do” and “say what he wanted to say” to Ellie; and that respondent-father would argue
with visitation workers and refuse to comply when redirected during visits. The
social worker testified that, at the time of the hearing, respondent-mother and
respondent-father had not demonstrated the existence of the ability to parent
consistently, any interest in learning what it would take to parent the children, the
ability to parent the four children at the same time, or a desire to do what needed to
be done for the children and to make them a priority. As a result, for all of these
reasons, the record evidence amply supports the trial court’s findings that
respondent-father failed to provide consistent care to Jake, Evette, and Alana and
that the pattern of neglect that existed at the time that the children were removed
from the family home had continued to the time of the termination hearing, so that
this aspect of respondent-father’s challenge to the trial court’s termination orders has
no merit.
¶ 40 In addition, respondent-father argues that the record did not support the trial
court’s findings that he did not believe that the juveniles had special needs, that he
“does not appear to feel that there are any issues that need to be addressed[,]” and
that “there is still no indication of acceptance that there was a problem that needed
addressing to begin with” “to the extent they describe a condition or belief that has
endured over time or existed at the termination hearing.” On the contrary, however, IN RE A.E., J.V., E.V., A.V.
respondent-father testified at a permanency planning hearing that Jake’s speech was
normal rather than delayed, with a social worker having described these comments
at the termination hearing. In addition, as we have already noted, the trial court
found in a permanency planning order entered on 11 July 2019 that, during an IEP
meeting relating to Jake, respondent-father denied that Jake needed the proposed
services before indicating that respondent-father needed to get to work. In the same
vein, we also reiterate that Dr. Bennett and a social worker testified that respondent-
father did not agree that the juveniles had any problems and believed, instead, that
DSS was simply harassing the family. The challenged findings are also supported by
the evidence concerning respondent-father’s conduct during visits with the children,
in which he refused to change his behavior when redirected by visitation workers and,
instead, told them that he was going to act as he wished. As a result, the trial court
reasonably inferred that respondent-father’s failure to recognize the problems that
had resulted in DSS intervention continued throughout the course of the underlying
neglect and dependency proceeding and the termination of parental rights
proceeding. See In re J.O.D., 374 N.C. at 806; In re T.N.H., 372 N.C. at 411; In re
Montgomery, 311 N.C. at 110–11.
¶ 41 Next, respondent-father challenges the trial court’s references to him as the
“putative father” in the orders that the trial court entered during the underlying
neglect and dependency proceeding and in Finding of Fact No. 43 in the portion of the IN RE A.E., J.V., E.V., A.V.
termination order relating to Jake, which stated that respondent-father had “never
legitimated the juvenile” in the manner required by law or submitted to a DNA test.
In view of the fact that this argument relates to the trial court’s decision that
respondent-father’s parental rights in Jake were subject to termination based upon a
failure to legitimate Jake pursuant to N.C.G.S. § 7B-1111(a)(5) and the fact that we
have, for the reasons set forth below, elected to affirm the trial court’s determination
that respondent-father’s parental rights in all of his children were subject to
termination on the basis of neglect, N.C.G.S. § 7B-1111(a)(1), we need not address
this aspect of respondent-father’s challenge to the trial court’s termination orders
given that “we review only those findings necessary to support the trial court’s
determination that grounds existed to terminate respondent’s parental rights[,]” In re
T.N.H., 372 N.C. at 407.
2. Grounds for Termination
¶ 42 In his final challenge to the trial court’s termination orders, respondent-father
argues that the trial court erred by concluding that his parental rights in Evette and
Alana were subject to termination on the basis of neglect, N.C.G.S. § 7B-1111(a)(1),
and dependency, N.C.G.S. § 7B-1111(a)(6), and that his parental rights in Jake were
subject to termination on the basis of neglect, N.C.G.S. § 7B-1111(a)(1); failure to
legitimate, N.C.G.S. § 7B-1111(a)(5); and dependency, N.C.G.S. § 7B-1111(a)(6).
According to respondent-father, the trial court erred by concluding that his parental IN RE A.E., J.V., E.V., A.V.
rights in all three children were subject to termination on the basis of neglect given
the absence of any evidence tending to show that, since the spring of 2018, the
children were subject to any condition that placed them in an injurious environment
or created a risk that they would be subject to improper care or supervision. Although
respondent-father does not deny that he stipulated that his children were neglected
juveniles in March 2018, he claims that the “undesirable conditions existing or
arising from the date of removal to the termination hearing do not rise to the level of
neglect” and that the trial court erred by concluding that a repetition of the neglect
to which the children had been subjected was likely in the event that they were
returned to his care. We do not find respondent-father’s argument to be persuasive.
¶ 43 A trial court may terminate a parent’s parental rights in a child based upon a
determination that the parent has neglected that child. N.C.G.S. § 7B-1111(a)(1)
(2019). A “neglected juvenile” is defined, in pertinent part, as one “whose parent,
guardian, custodian, or caretaker does not provide proper care, supervision, or
discipline; . . . or who lives in an environment injurious to the juvenile’s welfare.”
N.C.G.S. § 7B-101(15) (2019). Although the trial court is entitled to terminate a
parent’s parental rights in a child in the event that neglect is currently occurring at
the time of the termination hearing, see, e.g., In re K.C.T., 375 N.C. 592, 599–600
(2020) (stating that “this Court has recognized that the neglect ground can support
termination . . . if a parent is presently neglecting their child by abandonment”), the IN RE A.E., J.V., E.V., A.V.
fact that “a child has not been in the custody of the parent for a significant period of
time prior to the termination hearing” would make “requiring the petitioner in such
circumstances to show that the child is currently neglected by the parent . . .
impossible.” In re N.D.A., 373 N.C. at 80 (quoting In re L.O.K., 174 N.C. App. 426,
435 (2005)). In such circumstances, this Court has stated that “evidence of neglect
by a parent prior to losing custody of a child — including an adjudication of such
neglect — is admissible in subsequent proceedings to terminate parental rights”;
however, “[t]he trial court must also consider any evidence of changed conditions in
light of the evidence of prior neglect and the probability of a repetition of neglect.” In
re Ballard, 311 N.C. at 715. After weighing the relevant evidence, the trial court may
conclude that the parent’s parental rights in the child are subject to termination on
the basis of neglect if it determines that the evidence demonstrates “a likelihood of
future neglect by the parent.” In re R.L.D., 375 N.C. 838, 841 (2020) (quoting In re
D.L.W., 368 N.C. 835, 843 (2016)). As a result, a parent’s parental rights in a child
may be subject to termination pursuant to N.C.G.S. § 7B-1111(a)(1) in the event that
the trial court determines that the child has been neglected in the past and that there
is a likelihood that the child will be neglected in the future if he or she is returned to
the parent’s care. Id. at 841.
¶ 44 According to respondent-father, the trial court’s findings of fact do not support
a determination that his parental rights in his children were subject to termination IN RE A.E., J.V., E.V., A.V.
on the basis of neglect given that the problems that led to the initial adjudication of
neglect were resolved before the termination hearing, with the trial court having
failed to give proper consideration to the changes in his circumstances and the
progress that he had made towards reunification following the initial adjudication.
As we have demonstrated in considerable detail above, however, the record contains
ample evidence tending to show that the children, with the consent of both
respondent-mother and respondent-father, were found to be neglected juveniles in
May of 2018, and that (1) the children had significant needs; (2) respondent-mother
and respondent-father exhibited “a pattern of neglect and a failure to understand the
need to change diapers, keep the home and the juvenile[s] clean, and keep themselves
clean”; (3) respondent-father continued to deny that the children had special needs
even after having been presented with “evidence-based documentation”; (4)
respondent-father did not believe that the family had any problems that needed to be
addressed; (5) respondent-father failed to accept “that there was a problem that
needed addressing to begin with”; (6) respondent-father left most of the parenting
responsibilities to respondent-mother and never made any effort to assume
responsibility for the performance of any parenting duties; and (7) respondent-father
failed to provide consistent care for the juveniles. In our view, these findings fully
support the trial court’s determination that Jake, Evette, and Alana were neglected IN RE A.E., J.V., E.V., A.V.
juveniles and that the neglect that they had previously experienced was likely to
reoccur in the event that they were to be returned to respondent-father’s care.
¶ 45 In addition, respondent-father’s contention to the contrary notwithstanding,
the trial court’s findings do not rest upon any misapprehension of the applicable law.
For example, having found that “there appears to be an improvement in the
sanitation of the home as evidenced by photos submitted into evidence,” it is clear
that the trial court did, in fact, consider the evidence concerning relevant
circumstances up to and including the date of the termination hearing. In addition,
we see no indication that the trial court failed to apply the appropriate standard of
proof or acted on the basis of an understanding that it could not consider the evidence
concerning the efforts at reunification that respondent-mother and respondent-father
did make until the time of the termination hearing given that a social worker testified
concerning the efforts that respondent-mother and respondent-father made in
attempting to satisfy the requirements of their case plans and given that the trial
court made a specific finding that the level of sanitation in the family home had
improved. As a result, the trial court did not err by concluding that respondent-
father’s parental rights were subject to termination on the basis of neglect, N.C.G.S.
§ 7B-1111(a)(1).
B. Respondent-mother’s arguments IN RE A.E., J.V., E.V., A.V.
¶ 46 In her own challenge to the trial court’s termination orders, respondent-mother
begins by arguing that several of the trial court’s findings of fact constitute mere
recitations of the testimony of various witnesses or the contents of various reports,
with these arguments being directed to Finding of Fact Nos. 15–18 in the termination
orders relating to all four children, Finding of Fact No. 22 in the termination order
relating to Ellie, Finding of Fact Nos. 22–23 in the termination orders relating to
Jake and Evette, and Finding of Fact Nos. 23–24 in the termination order relating to
Alana. We have already addressed Finding of Fact Nos. 15–18 in the orders regarding
Jake, Evette, and Alana in addressing respondent-father’s challenge to the
lawfulness of the trial court’s termination orders, with the determinations that we
made in connection with respondent-father’s appeal being equally applicable to the
same findings challenged in respondent-mother’s appeal. Similarly, and for the same
reasons that we gave in connection with our consideration of respondent-father’s
appeal, we conclude that, while Finding of Fact No. 15 in the order relating to Ellie
was not improper, Finding of Fact Nos. 16–18 in the order relating to Ellie should be
disregarded in determining whether respondent-mother’s parental rights in that
child were subject to termination. In the same vein, having determined that Finding
of Fact No. 23 in the termination orders relating to Jake, Evette, and Alana; Finding
of Fact No. 24 in the order relating to Alana; and Finding of Fact No. 22 in the orders
relating to Jake and Evette were improperly made with respect to respondent-father, IN RE A.E., J.V., E.V., A.V.
the same is equally true with respect to respondent-mother. Finally, for the reasons
stated above, we also conclude that Finding of Fact No. 22 in the termination order
relating to Ellie was improperly made and will disregard it in the course of
determining whether respondent-mother’s parental rights were subject to
termination.
¶ 47 Next, respondent-mother challenges the sufficiency of the evidentiary support
for several of the trial court’s findings of fact. First, respondent-mother challenges
the sufficiency of the evidentiary support for the finding of fact contained in all four
termination orders that “[t]he mother and . . . father have shown a pattern of neglect
and a failure to understand the need to change diapers, keep the home and the
juvenile clean, and keep themselves clean.” In addition to the evidence that we relied
upon in rejecting respondent-father’s challenge to this finding, we note that the
record also contains evidence tending to show that respondent-mother exhibited a
pattern of “fail[ing] to understand” the need to address problems relating to the
sanitary conditions in the home given that she did not see these conditions as
problematic to begin with. In addition, a social worker and Dr. Bennett, who
evaluated respondent-mother in 2014 and 2018, both testified that respondent-
mother’s intellectual limitations resulted in a lack of understanding of the parenting
skills that DSS had attempted to teach her. IN RE A.E., J.V., E.V., A.V.
¶ 48 Dr. Bennett, whose 2014 evaluation of respondent-mother occurred in the
aftermath of the incident in which she left Ellie alone in a car for approximately
fourteen minutes on a ninety-degree day, testified that respondent-mother denied the
existence of any problems in the family, failed to understand the issues that had led
to her referral to Dr. Bennett, and thought that DSS was treating her unfairly.
Furthermore, Dr. Bennett testified that respondent-mother did not appear to
understand child development, that people were attempting to teach her parenting
skills that were not being learned, and that respondent-mother’s attitude was, “ ‘Why
are you bugging me? I’m doing okay.’ There’s not really a problem.” Dr. Bennett
further stated that he did not, in 2014, “see evidence that she exercises the judgment
and the understanding of — of child development and of safety to keep the children
safe” and that he “was concerned that — that she did not have that.” Dr. Bennett
found that respondent-mother did not understand the need to proactively address
problems arising from dealing with dirty diapers, the problems that could result from
isolating a child in a car seat or playpen, and the difficulties that could result from a
failure to address a child’s developmental delays. In conclusion, Dr. Bennett testified
that, “if you don’t believe that there’s a problem, you’re not going to put the effort into
it because why.”
¶ 49 Dr. Bennett expressed similar concerns following the evaluation that he
conducted with respect to respondent-mother in 2018. At that time, Dr. Bennett IN RE A.E., J.V., E.V., A.V.
concluded that respondent-mother did not understand the severity of the conditions
that existed in the home and had not learned anything from the experiences that she
had had in 2014. Dr. Bennett testified that, as was the case in 2014, respondent-
mother lacked the ability to create an appropriate environment for the children, the
children were not safe in her exclusive care, and she did not understand the health
risks that resulted from the maintenance of an environment like the one that existed
in the family home. According to Dr. Bennett, respondent-mother was effectively
saying, “I don’t understand. You guys are kind of — this is unfair. We’re — we’re
doing okay. You know, stay out of my life. I just [don’t] see that she was even aware
that — that the environment was that bad.” Based upon this evidence, we hold that
the challenged finding of fact has ample evidentiary support with respect to all four
children. See In re J.O.D., 374 N.C. at 806; In re T.N.H., 372 N.C. at 411; In re
¶ 50 In addition, respondent-mother challenges the findings of fact that appear in
the termination orders relating to all four children that she did not complete
parenting classes and has not attended any classes or therapies. A social worker
testified that respondent-mother and respondent-father completed parenting classes,
and the record evidence establishes that respondent-mother attended some of the
children’s medical appointments, while missing others. Having concluded in
connection with respondent-father’s appeal that these findings, at least in part, IN RE A.E., J.V., E.V., A.V.
lacked sufficient evidentiary support, we reach the same result with respect to
respondent-mother.
¶ 51 Similarly, respondent-mother, like respondent-father, challenges the
sufficiency of the evidentiary support for the findings, which appear in all four
termination orders, that respondent-mother “does not appear to feel that there are
any issues that need to be addressed” and that there “is still no indication of
acceptance that there was a problem that needed addressing to begin with.” Having
held that these findings had ample evidentiary support in addressing respondent-
father’s appeal, we reach the same result with respect to respondent-mother,
particularly given Dr. Bennett’s testimony that respondent-mother failed to
comprehend that the family faced significant difficulties that needed to be addressed.
¶ 52 Finally, respondent-mother challenges the finding of fact contained in all four
termination orders to the effect that her caregiving skills and efforts had been
insufficient. As we have already discussed in our consideration of the similar
challenge that respondent-father has directed to these findings of fact, the record,
including, but not limited to, the testimony of Dr. Bennett, provides ample support
for these findings as well.
¶ 53 The record reflects that respondent-mother left Ellie in a hot car in 2014. A
subsequent investigation revealed the existence of problems relating to the
cleanliness of and level of sanitation in the family home. However, according to Dr. IN RE A.E., J.V., E.V., A.V.
Bennett, respondent-mother did not acknowledge the existence of the problems that
were pointed out to her on that occasion and failed to learn anything from the
remedial services that were offered to her at that time. The condition of the family
home continued to be very poor in 2018, as was reflected by the existence of a roach
infestation and a collection of unaddressed dirty diapers. Even so, respondent-
mother continued to fail to recognize the existence of these problems and felt, instead,
that DSS was unfairly interfering in her life. According to Dr. Bennett, respondent-
mother had the same parenting deficiencies in 2018 that she had had in 2014, having
learned nothing from her prior experience. In addition, respondent-mother failed to
take care of herself, suffered from untreated depression, was easily taken advantage
of, allowed a sex offender to live in her home, and failed to understand child
development or how to create an appropriate home environment for the children.
¶ 54 Finally, a social worker described respondent-mother’s failure to satisfy the
requirements of her case plan with respect to issues relating to hygiene, parenting
skills, and the need for regular communication with DSS and the deficient parenting
skills that respondent-mother exhibited during visitation sessions with the children,
during which she demonstrated an inability to care for all four children even when
respondent-father was present. The social worker further testified that she had not
seen any desire on the part of respondent-mother to learn improved parenting skills,
with Dr. Bennett having testified that it was unlikely that respondent-mother and IN RE A.E., J.V., E.V., A.V.
respondent-father could develop the ability to parent the children if the children were
returned to their care. As a result, these findings have ample evidentiary support as
well.
¶ 55 As was the case with respect to respondent-father, respondent-mother
acknowledges that the children had previously been found to be neglected juveniles.
Instead, she argues that the trial court erred by concluding that the children were
likely to experience a repetition of neglect in the event that they were returned to her
care. As we have already explained in connection with respondent-father’s appeal,
however, the trial court’s findings fully support its determination that the neglect
that the children had experienced would likely be repeated in the event that the
children were returned to respondent-mother’s care. In its termination orders, the
trial court found that (1) the children were previously adjudicated as neglected
juveniles with the consent of respondent-mother and respondent-father; (2) the
juveniles had significant needs; (3) respondent-mother, like respondent-father,
showed “a pattern of neglect and a failure to understand the need to change diapers,
keep the home and the juvenile[s] clean, and keep themselves clean”; (4) respondent-
mother did not feel that the family had any problems that needed to be addressed; (5)
respondent-mother did not accept “that there was a problem that needed addressing
to begin with”; (6) respondent-mother did not understand that there had been
problems that needed addressing in 2014 and that, “by the time the 2018 IN RE A.E., J.V., E.V., A.V.
psychological evaluation occurred[,] she still did not seem to understand that any
problem needed addressing”; and (7) respondent-mother lacked sufficient caregiving
skills. As a result, we hold that the trial court did not err in determining that
respondent-mother’s parental rights in all four children were subject to termination
on the basis of neglect pursuant to N.C.G.S. § 7B-1111(a)(1).
III. Conclusion
¶ 56 Thus, for the reasons set forth above, we hold that the trial court did not err
by determining that the parental rights of respondent-mother and respondent-father
in Ellie, Jake, Evette, and Alana were subject to termination on the basis of neglect
pursuant to N.C.G.S. § 7B-1111(a)(1). In view of the fact that the existence of a single
ground for termination suffices to support the termination of a parent’s parental
rights in a child, see In re A.R.A., 373 N.C. 190, 194 (2019), we need not address the
challenges that have been advanced by respondent-mother and respondent-father to
the other grounds for termination that the trial court found to exist in this case.
Finally, since neither respondent-mother nor respondent-father has advanced any
challenge to the trial court’s dispositional decision before this Court, we affirm the
AFFIRMED.
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