In Re Adoption of S.A.J.

838 A.2d 616, 575 Pa. 624, 2003 Pa. LEXIS 2363
CourtSupreme Court of Pennsylvania
DecidedDecember 17, 2003
Docket163 MAP 2002
StatusPublished
Cited by63 cases

This text of 838 A.2d 616 (In Re Adoption of S.A.J.) is published on Counsel Stack Legal Research, covering Supreme Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Adoption of S.A.J., 838 A.2d 616, 575 Pa. 624, 2003 Pa. LEXIS 2363 (Pa. 2003).

Opinions

OPINION

Justice NEWMAN.

In this case, we determine whether the doctrine of judicial estoppel bars the attempts of a putative father to obtain custody of a child and vacate an adoption decree, eleven years after he denied paternity in a support proceeding. For the reasons that follow, we affirm the decision of the Superior Court, which held that the putative father was judicially estopped from making his claim.

FACTS AND PROCEDURAL HISTORY.

On February 16, 1989, S.A.J. (Child), was born to T.L.D. (Mother), an unmarried woman, who had been sexually involved with two men at the time of conception: S.S., who is the putative father (Appellant), and B.W.1 Appellant and Mother had never lived together, and by the time of the birth, were no longer involved in a “boyfriend-girlfriend” relation[628]*628ship. The birth certificate did not name Appellant or B.W. as the natural father.

On May 17, 1989, Appellant filed for partial custody of Child, and Mother admitted that he was the father in her reply. The trial court issued two temporary custody orders by agreement of the parties, granting visitation every other week for two hours. Appellant made the visits for approximately a year.

On February 15, 1990, Mother filed for child support. Pursuant to her Complaint, she and Appellant appeared at a support conference on May 8, 1990. At the conference, Appellant denied paternity in a notarized statement filed in the Domestic Relations Section of the trial court. He indicated: “I ... deny that I am the father of said child. I request trial to determine paternity.” On the same day, the trial court issued an Order directing that the case be listed for trial to determine paternity. Reproduced Record of Appellant (RR) at 9.

Appellant did not take further action on that case or obtain a blood or DNA test for paternity determination. Because there was no docket activity, the Prothonotary of Berks County issued a Notice of Termination pursuant to Berks County Rule of Administration 19012 on January 12, 1993, and the court terminated the case on April 19,1993.

Following the denial of paternity by Appellant, the trial court vacated the visitation privileges by Order of May 10, 1990, and Mother withdrew her Complaint for child support on July 27, 1990. Appellant did not appeal the Order and never requested reconsideration or a further hearing.

For more than eleven years, Appellant did not visit Child or support her. He saw her once at a skating rink and talked [629]*629with her “off and on” for two hours. In eleven years, he gave her presents on two occasions: gift certificates for Christmas in 2000, which were returned to him, and a gift certificate for her birthday, which she accepted.

In March of 1991, Mother began living with B.D. (Husband) and married him on May 8, 1993. On November 16, 2000, Husband filed a Petition for Adoption with respect to Child, and Mother and B.W., the other potential father, consented. B.W. signed a Consent of the Putative Father of Adoptee, which stated “I understand that I have been identified by [Mother] to be the putative biological father of [Child].... I admit that I have been named as the putative biological father. I further understand that by signing this Consent I do not admit that I am the biological father.” RR at 14. Mother was never married to B.W. and never lived with him, although she was having sexual relations with him at the time that Child was conceived. Neither Husband nor Mother identified Appellant in the Petition for Adoption or provided him with notice of Husband’s action to adopt Child. In the adoption proceeding, instead of using the attorney Mother used in the 1989 and 1990 support and custody matters, Husband and Mother hired someone else who did not know of the existence of Appellant.

On January 22, 2001, Appellant filed a Complaint for Partial Custody, not knowing that Husband had filed a Petition for Adoption on November 16, 2000. When Appellant learned on February 2, 2001, that the trial court granted a Final Decree approving the adoption of Child by Husband, he filed a Petition to Vacate Judgment on March 8, 2001.

A hearing was held on May 2, 2001 with respect to this Petition. Mother testified that she had been living with Husband since Child was two years old and that she married Husband when Child was four years old. Child had never known a father other than Husband, who helped raise her. Mother and Husband were her sole support. RR at 35. When Appellant denied paternity in 1990, Mother decided to raise Child by herself, and then with the help of Husband. [630]*630Child wanted Husband to adopt her and to be part of his family.

Mother testified that when she and Husband hired the adoption attorney, she did not identify Appellant as the natural father, as none was named on the birth certificate, but she told the attorney that B.W. was the father. She said that she did this because she had been having sexual relations with B.W. at the time of conception and because Appellant had denied paternity. She also stated that she obtained the consent of B.W., not Appellant, because “I needed one consent.” RR at 34. She stated that she had identified Appellant as the natural father in her Complaint for child support because “he was pursuing me. He took me into court first. I did nothing to take him in except for the support action.” RR at 29. At the time of this hearing, Child was twelve years old and living as a family with Mother and Husband. In the ten years that Mother, Husband, and Child were living together, Appellant did not help in any way, visit, provide support, or make any demands to be part of the life of Child.

On June 25, 2001, following the hearing, the trial court granted the Petition to Vacate Judgment. The trial judge, who was the same judge who signed the adoption decree on January 31, 2001, expressed his understandable displeasure that Mother and Husband did not notify Appellant of the proceedings or disclose his existence to the court. Ascribing reprehensible motives to Mother, the trial court issued an Opinion on June 25, 2001, and granted the Petition to Vacate Judgment. The trial court lamented the effect its ruling would have on Child stating, “because of what has happened here, a child’s life is once again thrown into chaos----Once again, the relative innocent is the one who pays the price for the apparent inappropriately expedient behavior of the adults in her life.” Opinion of the Trial Court at 13.

On appeal, the Superior Court reversed, determining that Appellant was judicially estopped from challenging the adoption, based on his denial of paternity at the prior child support proceeding and his successful avoidance of paying child support over the entire twelve years of the life of Child. Judge [631]*631Cavanaugh issued a dissenting opinion, which asserted that judicial estoppel should not preclude the claim of Appellant. Because Mother herself had unclean hands, as a result of her inconsistent statements, she should not be able to invoke an equitable principle, argued Judge Cavanaugh.

We granted allowance of appeal to consider the interplay between the doctrines of judicial estoppel and unclean hands and to determine whether the earlier denial of paternity should now preclude Appellant from contesting the adoption of Child, where Mother and Husband did not give him notice of the adoption proceedings.

DISCUSSION

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Bluebook (online)
838 A.2d 616, 575 Pa. 624, 2003 Pa. LEXIS 2363, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-adoption-of-saj-pa-2003.