Ida Steinberg v. Renea Steinberg

CourtCourt of Appeals of Tennessee
DecidedSeptember 6, 2022
DocketW2020-01149-COA-R3-CV
StatusPublished

This text of Ida Steinberg v. Renea Steinberg (Ida Steinberg v. Renea Steinberg) is published on Counsel Stack Legal Research, covering Court of Appeals of Tennessee primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ida Steinberg v. Renea Steinberg, (Tenn. Ct. App. 2022).

Opinion

09/06/2022 IN THE COURT OF APPEALS OF TENNESSEE AT JACKSON June 29, 2022 Session

IDA STEINBERG v. RENEA STEINBERG ET AL.

Appeal from the Probate Court for Shelby County No. PR-6842 Karen D. Webster, Judge ___________________________________

No. W2020-01149-COA-R3-CV ___________________________________

Appellant personal representative appeals two forms of attorney’s fees awarded against her: (1) attorney’s fees incurred by the appellees in opposing the appellant’s motion for sanctions; and (2) attorney’s fees incurred by appellees in enforcing a confidential settlement agreement. We affirm the attorney’s fees awarded relative to the motion for sanctions and vacate the award of attorney’s fees relative to enforcement of the settlement.

Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Probate Court Affirmed in Part; Vacated in Part; and Remanded

J. STEVEN STAFFORD, P.J., W.S., delivered the opinion of the court, in which KENNY ARMSTRONG and CARMA DENNIS MCGEE, JJ., joined.

Edward T. Autry and R. Scott Vincent, Memphis, Tennessee, for the appellants, Ida Steinberg.

Jana D. Lamanna, Holly J. Renken, Memphis, Tennessee, for the appellees, Renea Steinberg and Judy Franklin.

Aubrey L. Brown, Jr., Memphis, Tennessee, for the appellee, Kimberly Steinberg.

OPINION

I. FACTUAL AND PROCEDURAL HISTORY

This case involves long-standing disputes surrounding the beneficiaries of a will admitted to probate in the Shelby County Probate Court (“the trial court”). Because this appeal involves only a narrow issue, we confine our discussion of the case’s procedural history only as necessary to adjudicate this appeal. In October 2018, the personal representative of the estate, Plaintiff/Appellant Ida Steinberg (“Appellant”), and the other beneficiaries of the estate, Defendants/Appellees Renea Steinberg, Judy Franklin, and Kimberly Steinberg (collectively “Appellees”), reached a confidential settlement. In furtherance of that settlement, they entered into a written agreement resolving all claims between all parties to the estate. On December 4, 2018, the parties filed a Notice of Settlement with the trial court.1 Disputes soon arose; in particular, in April 2019, Kimberly Steinberg filed a Motion to Enjoin Executor from 2019 Unilaterally Dividing Personal Property and for Order Scheduling Personal Property Division Pursuant to Settlement Agreement to a Mutually Convenient Date and Time (“the motion to enjoin”). According to Appellees, Appellant, in her capacity as personal representative, was insisting on dividing the property on dates that Appellees could not be present. Although the motion was brought only by Kimberly Steinberg, it was signed by counsel for all Appellees.2

On April 17, 2019, Appellant filed a response in opposition. Included with her response, Appellant also filed a counter motion for sanctions under Rule 11 of the Tennessee Rules of Civil Procedure. Therein, Appellant asked that counsel for all Appellees be sanctioned for filing the motion to enjoin. On May 14, 2019, Appellees filed a second motion to enjoin that made it clear that the motion was being pursued by all Appellees.

Later, on April 26, 2019, Appellees filed a motion to dismiss Appellant’s request for sanctions, citing, inter alia, Appellant’s failure to comply with Rule 11.03’s safe-harbor requirements. In their response, Appellees requested attorney’s fees pursuant to Tennessee Code Annotated section 20-12-119.

On May 17, 2019, the trial court entered an order providing that the private property selection would not take place on the day set by Appellant, but on a later date set by the trial court. The trial court later entered an order confirming that this order resolved Appellee’s motion to enjoin and indicating that the issue of attorney’s fees incurred in prosecuting the motion to enjoin were reserved. Finally, the trial court designated this order as final under Rule 54.02 as to the issue of sealing certain documents containing confidential information.

In the meantime, on June 6, 2019, Appellees filed a motion to enforce the settlement agreement with regard to the assignment of royalties.3 Appellant responded that the parties should be compelled to return to mediation, as provided for in the confidential settlement agreement. On August 29, 2019, the trial court granted Appellant’s motion to compel 1 This document is properly contained in the record, but inexplicably omitted from the technical record’s table of contents. 2 Counsel for Renea Steinberg and Judy Franklin signed by permission. 3 In the course of the trial court proceedings, the trial court entered an order placing all pleadings discussing the confidential settlement agreement under seal. -2- mediation. On November 5, 2019, the trial court entered an order finding that the confidential settlement agreement was binding and should be enforced pursuant to the trial court’s attached oral ruling. The trial court reserved the issue of attorney’s fees, but stated that its order was final pursuant to Rule 54.02 of the Tennessee Rules of Civil Procedure.

On November 8, 2019, the trial court granted Appellees’ motion to dismiss Appellant’s motion for sanctions, finding that the motion did not comply with Rule 11.03’s safe harbor provision. The order further noted that Appellee’s “request for attorney’s fees and costs contained within the Motion to Dismiss pursuant to T.C.A. § 20-12-119 should be reserved for a future hearing.”

In November 2019, counsel for Renea Steinberg and Judy Franklin filed an affidavit seeking attorney’s fees under Rule 11 for successfully defending against Appellant’s Rule 11 motion. According to the affidavit Renea Steinberg and Judy Franklin incurred $3,113.70 in outstanding fees in connection with that motion. In December 2019, the same attorney filed an affidavit stating that her clients had incurred $3,437.84 in enforcing the confidential settlement agreement. In February 2020, counsel for Kimberly Steinberg filed two affidavits: (1) an affidavit seeking $3,000.00 in fees for successfully defending against Appellant’s Rule 11 motion; and (2) an affidavit seeking $1,425.00 in fees for enforcing the confidential settlement agreement.

On July 6, 2020, Appellant filed a response to Appellees’ fee requests, characterizing their requests as motions for sanctions. Therein, Appellant argued that the only request for attorney’s fees in Appellees’ motion to dismiss the motion for sanctions was under Tennessee Code Annotated section 29-12-119, which was inapplicable. As such, Appellant asked that all requests for attorney’s fees be denied.

On July 27, 2020, the trial court granted attorney’s fees to Kimberly Steinberg. As the basis for the award, the trial court cited Kimberly Steinberg’s successful defense of the Rule 11 motion and section 20-12-119, as well as the terms of the settlement agreement and Leaver v. McBride, 506 S.W.2d 141 (Tenn. 1974). The trial court therefore awarded Kimberly Steinberg $3,000.00 “for successfully defending against the counter motion for Rule 11 sections filed by [Appellant]” to be paid by Appellant. And the trial court awarded Kimberly Steinberg $1,425.00 “for prevailing on her motion to enforce the mediated settlement agreement” to be paid from the assets of the estate. The trial court designated this ruling as final pursuant to Rule 54.02.

On July 28, 2020, the trial court also granted the motion for attorney’s fees filed by Renea Steinberg and Judy Franklin on the same legal grounds.

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Bluebook (online)
Ida Steinberg v. Renea Steinberg, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ida-steinberg-v-renea-steinberg-tennctapp-2022.