Hydraulics, Inc. v. Industrial Commission

768 N.E.2d 760, 329 Ill. App. 3d 166, 263 Ill. Dec. 679, 2002 Ill. App. LEXIS 239
CourtAppellate Court of Illinois
DecidedMarch 22, 2002
Docket2-00-1186 WC
StatusPublished
Cited by3 cases

This text of 768 N.E.2d 760 (Hydraulics, Inc. v. Industrial Commission) is published on Counsel Stack Legal Research, covering Appellate Court of Illinois primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Hydraulics, Inc. v. Industrial Commission, 768 N.E.2d 760, 329 Ill. App. 3d 166, 263 Ill. Dec. 679, 2002 Ill. App. LEXIS 239 (Ill. Ct. App. 2002).

Opinions

JUSTICE HOLDRIDGE

delivered the opinion of the court:

This case comes to us pursuant to the application for leave to appeal, pursuant to Supreme Court Rule 308 (155 Ill. 2d R. 308), filed by the claimant, Lynn Anderson. The circuit court of McHenry County, Illinois, certified the following question on which it found a substantial ground for a difference of opinion, and the court determined that an immediate appeal might materially advance the ultimate termination of the litigation.

The question identified by the trial court is as follows:

“Whether ex parte conferences between an injured worker’s health care provider(s) and the employer or their legal representative(s) are, or should be prohibited by:
1. Operation of the doctrine enunciated in Petrillo v. Syntex, 148 Ill. App. 3d 581, 499 N.E.2d 952 (1986), or
2. The right to privacy found in the Illinois Constitution, or
3. Section 8 — 802 of the Illinois Rules of Evidence, or
4. Administrative Rule 7110.70 et seq. of the Illinois Industrial Commission, or
5. The common law physician-patient privilege, or
6. The public policy against such communications described in Vernon Best v. Taylor Machine Works, 179 Ill. 2d 367, 485, 689 N.E.2d 1057, 1100 (1997).”

This court granted claimant’s application for leave to appeal. The following are the pertinent facts contained in the record. On November 17, 1997, Lynn Anderson (claimant) filed an application for adjustment of claim with the Illinois Industrial Commission (Commission) alleging an injury to her left wrist on September 30, 1997, resulting from repetitive trauma. On that date, she reported to her supervisor that her left wrist was “burning.” There had been no indication of prior wrist pain. Claimant’s supervisor sent her to see Ms. Rhonda Pencak, the employer’s “health service coordinator.” Although Pencak appeared to be an employee of Hydraulics, Inc. (employer), she was actually an employee of Disability Management Services. Pencak provided on-site contract services at the employer’s facility. Her duties included “taking care of injuries, handling workers compensation, etc.”

Pencak sent claimant to the company’s clinic, Occupational Health, where claimant treated with Dr. Jablonowski from October 1, 1997, through October 27, 1997. After each visit from claimant, Dr. Jablonowski sent Pencak a work qualification report (WQR) on claimant, each time stating that claimant’s symptoms were work-related and that she needed light-duty restrictions. Based upon Dr. Jablonowski’s recommendations, the employer provided claimant with light duty.

On November 3, 1997, Dr. Jablonowski referred claimant to Dr. Cox, who diagnosed a fracture of the left wrist. A copy of Dr. Cox’s report was sent to Pencak. After receipt of Dr. Cox’s report, Pencak immediately conferred with the employer’s insurance carrier and counsel. At this conference, it was decided to deny claimant’s claim. Thereafter, the employer refused to pay temporary total disability (TTD), authorize payment for medical services, or approve light duty.

Meanwhile, Dr. Cox had referred claimant to Dr. Ruder, a hand surgeon. Dr. Ruder recorded claimant’s history of hand injury and diagnosed her condition as a fracture of the left scaphoid (boat-shaped, navicular, hollowed bone of the carpus or the tarsus) with bone cysts. In his operative report of November 24, 1997, Dr. Ruder indicated that the fracture was work-related. On January 2, 1998, Dr. Ruder opined that claimant’s wrist pain (pathology) was related to her work duties.

On November 6, 1997, Pencak placed a telephone call to Dr. Ruder. After this telephone conversation, Pencak decided to seek another medical opinion and sent claimant’s medical records to Dr. Albert Mitsos. Dr. Mitsos issued a report dated December 5, 1997, stating an opinion that claimant’s injury was not work-related.

The matter went to hearing before an arbitrator on January 6, 1998. One day prior to a second hearing, on February 3, 1998, employer’s new counsel sought a continuance, citing the need to take Dr. Ruder’s deposition. (At no time did employer’s counsel file a dedimus potestatem motion seeking to take Dr. Ruder’s deposition, nor did they subpoena Dr. Ruder to testify before the arbitrator.) The continuance was granted.

Meanwhile, Pencak and two attorneys for the employer shot videotape of claimant’s work site and someone else doing the job. Although a job description existed for claimant, Pencak created a completely new job description. Although the videotape and the job description were created during litigation, neither was provided to claimant’s attorney. Pencak then sent a letter to Dr. Ruder, along with a copy of the video, the new job description, and Dr. Mitsos’ report indicating that claimant’s injuries were not job-related. In that letter, Pencak advised Dr. Ruder of the employer’s theory of defense and asked Dr. Ruder if the evidence provided changed his position as to causation. Following this communication, Dr. Ruder issued a “clarified” opinion, finding no causal connection between the claimant’s injury and her work. This communication with Dr. Ruder had not been authorized by claimant.

At hearing, claimant objected to the introduction of any evidence resulting from the contact with Dr. Ruder. Claimant argued against admission of the videotape, the new job description, and Dr. Ruder’s clarified opinion. The arbitrator agreed, finding that the employer violated Petrillo in communicating with Dr. Ruder without claimant’s permission.

On review, the Commission ruled that Pencak violated Petrillo in communicating with Dr. Ruder. However, it vacated the arbitrator’s decision and remanded the cause for a new hearing, holding that the arbitrator should have allowed the videotape and the job description. The Commission majority made the following observation:

“This is not a case where the petitioner has refused to turn over medical records at the onset of the injury. Were that to occur, the Petitioner would not be entitled to benefits. The facts before the Commission concern a nurse for respondent having an ex parte communication with Petitioner’s treating physician regarding his opinion on causality, and seemingly attempting to change the outcome of that opinion. To hold a workers’ compensation claimant, by virtue of filing an Application for Adjustment of Claim, waives his or her physician-patient privilege flies in the face of the public policy announced by the Illinois Appellate Court in Petrillo, and more recently, the Illinois Supreme Court in Best.”

On March 2, 1999, a hearing was held before the arbitrator pursuant to remand from the Commission. The arbitrator took Pencak’s testimony wherein she admitted that she had not sought claimant’s permission prior to communicating with Dr. Ruder. At this hearing, the arbitrator again excluded the new job description and Dr. Ruder’s revised opinion, but admitted the videotape.

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Related

Brown v. Bi-Lo, Inc.
581 S.E.2d 836 (Supreme Court of South Carolina, 2003)
Hydraulics, Inc. v. Industrial Commission
768 N.E.2d 760 (Appellate Court of Illinois, 2002)

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Bluebook (online)
768 N.E.2d 760, 329 Ill. App. 3d 166, 263 Ill. Dec. 679, 2002 Ill. App. LEXIS 239, Counsel Stack Legal Research, https://law.counselstack.com/opinion/hydraulics-inc-v-industrial-commission-illappct-2002.