Humphrey v. Robertson

709 So. 2d 333, 1998 WL 136221
CourtLouisiana Court of Appeal
DecidedMarch 11, 1998
Docket97-CA-1742
StatusPublished
Cited by12 cases

This text of 709 So. 2d 333 (Humphrey v. Robertson) is published on Counsel Stack Legal Research, covering Louisiana Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Humphrey v. Robertson, 709 So. 2d 333, 1998 WL 136221 (La. Ct. App. 1998).

Opinion

709 So.2d 333 (1998)

Jerome and Patricia HUMPHREY, et al.
v.
Andrew ROBERTSON, Jr., Patricia A. Arriola.

No. 97-CA-1742.

Court of Appeal of Louisiana, Fourth Circuit.

March 11, 1998.
Rehearing Denied March 31, 1998.

*334 Robert E. Arceneaux, Barham & Arceneaux, New Orleans, for Plaintiffs-Appellees Jerome and Patricia Humphrey, David Schaefer, June and Bradford Rogers, Charles Coron, Adolph Bynum, Steward Bertrand, and Eric Holsapple.

Covert J. Geary, Kevin R. Hansbro, Jones, Walker, Waechter, Poitevent, Carrere & Denegre, L.L.P., New Orleans, for Defendants-Appellants Andrew Robertson, Jr. and Patricia R. Arriola.

Evelyn F. Pugh, Deputy City Attorney, Verna R. Guesnon, Assistant City Attorney, Avis Marie Russell, City Attorney, New Orleans, for Defendant-Appellant City of New Orleans.

Before KLEES and BYRNES, JJ., and GULOTTA, J. Pro Tem.

JAMES C. GULOTTA, Judge Pro Tem.

This matter involves a dispute between plaintiffs, neighbors of Little People's Place, a small club in the Treme area of New Orleans, and defendants, owners of the club, who are seeking legal nonconforming use status from the City to provide "live" entertainment.

The defendant club owners sought on two separate occasions, in 1992 and 1993, to obtain a permit for live entertainment from the Department of Safety and Permits. Both applications were denied. No appeal to the Board of Zoning Adjustments was taken from either denial by the club owners. Thereafter, the defendant owners filed a new application in 1994, which they voluntarily withdrew. On April 18, 1995, in response to a fourth application, the Director of the Department of Safety and Permits granted "legal nonconforming use" status to the defendant bar owners, allowing the club to conduct live entertainment. On December 8, 1995, the Board of Zoning Adjustments affirmed the decision of the Director of the Department Safety and Permits and ordered the issuance of a permit with certain modifications.

Thereafter, the plaintiff neighbors, in a writ application to the Civil District Court, sought reversal of the decision of the Board of Zoning Adjustments. The trial judge maintained an exception of res judicata, concluding that since no appeals were taken from the two earlier decisions of the Department of Safety and Permits in 1992 and 1993, those judgments became final and binding.

The issue on the merits, as to whether the Board properly affirmed the agency's finding of legal nonconforming use status was not addressed by the trial judge. The defendant club owners and the City appeal. We affirm.

*335 PROCEDURAL ISSUE

The initial question with which we are confronted is whether the trial judge properly maintained an exception of res judicata. The attack by the defendants on the trial judge's holding is two-fold. First, defendants contend that because res judicata is a peremptory exception which must be "specially pleaded," the trial judge, sua sponte, supplied the exception in contravention of La.C.C.P. Article 927.[1] The second basis upon which defendants seek reversal of the judgment maintaining the exception of res judicata is that the determinations of an administrative agency cannot serve as the basis for a plea of res judicata.

While no specific exception based on res judicata was filed by plaintiffs in a separate pleading, the exception was pleaded in a Second Supplemental and Amended Petition.[2]

No technical form of pleading is required in Louisiana, and all pleadings must be reasonably construed so as to afford litigants their day in court. Neel v. Citrus Lands of Louisiana, Inc., 629 So.2d 1299, 1301, (La.App. 4 Cir.1993). See also La. C.C.P. art. 865. Courts must look to the substance of the pleadings and grant the appropriate relief to which the parties are entitled under the facts raised in the pleadings. Miller v. Miller, 480 So.2d 789 (La. App. 3 Cir.1985), citing Graham v. Metzler, 402 So.2d 768 (La.App. 4 Cir.1981). In Fox v. National Gypsum, Inc., 96-25 (La.App. 5 Cir. 4/30/96), 673 So.2d 1223, the court considered whether an objection of res judicata raised in an answer to a disputed claim for compensation was sufficient to properly place the issue before the court. The assertion that the claimant was precluded from receiving compensation for his injury based on a prior settlement raised in an answer was found sufficient. See also: Monk v. Scott Truck and Tractor, 619 So.2d 890 (La.App. 3 Cir.1993).

Based on this line of jurisprudence, we conclude that the objection of res judicata was properly before the trial judge.

However, a more troublesome question arises as to whether determinations of an administrative agency, where no appeal has been taken, can serve as the basis of an objection of res judicata.

The Louisiana Supreme Court in Kelty v. Brumfield, 93-1142 (La. 2/25/94), 633 So.2d 1210, rehearing denied, 93-1142 (La. 3/25/94), 635 So.2d 247, stated that the doctrine of res judicata is to be strictly construed, and that any doubt concerning its applicability is to be resolved against the mover. Further, our courts have been reluctant to allow an administrative agency's determination to be the basis for res judicata and, have applied the doctrine to such proceedings only where the agency has acted in a quasi-judicial capacity and where the parties have been given proper notice and ample opportunity to be heard. Gulf States Utilities Co. v. Louisiana Public Service Commission, 633 So.2d 1258, 1267 (La. 3/17/94). Ultimately, it is the judicial or quasi-judicial capacity in which the agency *336 acts that is the fundamental tenet allowing the application of res judicata to administrative decision making.

Where an administrative agency employs the essential procedural characteristics of a court, its determinations should be accorded the same finality that is accorded judicial proceedings. See Restatement of Judgements 2nd, Sec. 83, Comment (b). Further, where the administrative agency is engaged in deciding specific legal issues and claims through a procedure substantially similar to those employed by courts, the agency is, in substance, engaged in adjudication, and its actions should be accorded that normally attached to judicial holdings.

Turning now to a consideration of the proceeding before the Department of Safety and Permits, we can neither find nor have we been shown any procedural or substantive rule requiring the Department of Safety and Permits to provide notice to any party prior to its determinations.[3] Nowhere in the City Charter creating and defining the functions of the Department of Safety and Permits do we find any notice requirements.

Further, we find no requirement that the administrative agency act in a quasi-judicial capacity to resolve disputed issues where the adverse parties were provided an opportunity to be heard and to fully litigate issues. The Department's functions and responsibilities are administrative and ministerial and not judicial or quasi-judicial in nature. In contrast, the Board of Zoning Adjustments is required to give notice to any interested parties and provide a hearing where all parties are given an opportunity to be heard. See La. R.S. 33:4727.

When considering the functions and responsibilities of the Department of Safety and Permits, we are led to conclude that the administrative agency's findings cannot serve as the basis for a holding maintaining the exception of res judicata.

MERITS

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Succession of Mary Grace Green Burley
Louisiana Court of Appeal, 2024
Vieux Carre Property Owners v. City of New Orleans
216 So. 3d 873 (Louisiana Court of Appeal, 2015)
Spilsbury v. City of New Orleans
136 So. 3d 253 (Louisiana Court of Appeal, 2014)
Cordes v. Board of Zoning Adjustments & Audubon, LLC
31 So. 3d 504 (Louisiana Court of Appeal, 2010)
Tallulah Const. v. Ne La Delta Development
982 So. 2d 225 (Louisiana Court of Appeal, 2008)
Bonner v. Foreman
943 So. 2d 1278 (Louisiana Court of Appeal, 2006)
Derbes v. City of New Orleans
941 So. 2d 45 (Louisiana Court of Appeal, 2006)
ANR Pipeline Co. v. Louisiana Tax Com'n
923 So. 2d 81 (Louisiana Court of Appeal, 2005)
Craig v. City of New Orleans Board of Zoning Adjustments
903 So. 2d 530 (Louisiana Court of Appeal, 2005)
Berrigan v. Deutsch, Kerrigan & Stiles, LLP
806 So. 2d 163 (Louisiana Court of Appeal, 2002)
Taylor v. Hixson Autoplex of Alexandria, Inc.
781 So. 2d 1282 (Louisiana Court of Appeal, 2001)
Weisler v. BD. OF ZONING ADJUSTMENTS
745 So. 2d 1259 (Louisiana Court of Appeal, 1999)
Johns v. Agrawal
748 So. 2d 514 (Louisiana Court of Appeal, 1999)

Cite This Page — Counsel Stack

Bluebook (online)
709 So. 2d 333, 1998 WL 136221, Counsel Stack Legal Research, https://law.counselstack.com/opinion/humphrey-v-robertson-lactapp-1998.