Hum v. Dericks

162 F.R.D. 628, 1995 U.S. Dist. LEXIS 11095, 1995 WL 461788
District Court, D. Hawaii·Decided August 1, 1995·No. Civ. No. 94-00890 DAE·Published·Cited by 24 cases

Opinion

ORDER DENYING PLAINTIFF’S MOTION FOR CLASS CERTIFICATION

DAVID ALAN EZRA, District Judge.

Defendants Gerard H. Dericks, Jr., M.D. (“Dericks”), Orthopaedic & Sportsmedicine Clinic of Hawaii, Inc., Ligastic Investment Corp., and Orthosport International (collectively “Dericks Defendants”) filed their mo[632] tion on March 21, 1995 for an order determining that Plaintiff Timothy R. Hum’s action may not be maintained as a class action. Plaintiff Timothy R. Hum (“Hum”) filed his motion for class certification on April 17, 1995. The Dericks Defendants, along with Defendants Surgicare of Hawaii, Inc., Honolulu Surgery Center, dba Surgicare Hawaii, and SCA-Honolulu, Inc. (collectively “Surgi-care Defendants”) oppose Hum’s motion.

The court heard both motions on May 22, 1995.1 Donald A. Beck, Esq., Robert R. Taylor, Esq., and Kenneth P. Wong, Esq., appeared on the briefs or at the hearing on behalf of Plaintiff Hum. Edmund Burke, III, Esq., and Patricia C. Aburano, Esq., appeared on the briefs or at the hearing on behalf of Dericks Defendants. Arthur F. Roeca, Esq., and H. William Goebert, Jr., Esq., appeared on the briefs or at the hearing on behalf of Surgicare Defendants. At the hearing, the court ordered supplemental briefing on the issue of class compliance with the MCCP procedure of HRS § 671-12(a). After hearing oral argument and reviewing the supporting, opposing and supplemental memoranda, the court DENIES Plaintiffs motion and GRANTS Dericks Defendants’ motion. The court will not certify the proposed class.

BACKGROUND

Plaintiff Timothy Hum seeks to certify a class in litigation arising from medical treatment by Dr. Gerard H. Dericks, Jr. In June 1993 and November 1993, Dericks performed two arthroscopic surgeries on Hum’s right knee, implanting artificial ligaments not approved by the Food and Drug Administration (“FDA”). Hum’s complaint asserts legal theories of conspiracy, unfair and deceptive trade acts and practices, misrepresentation, failure to give informed consent, negligence, breach of express and implied warranties, strict product liability, and medical malpractice.

Hum seeks to represent 200 other patients who also had artificial ligaments implanted by Dericks. By his motion, Hum requests certification pursuant to Rules 23(b)(1)(B) and/or 23(b)(3) a class defined as follows:

a. All persons who had surgically implanted in their knee(s) at Surgicare Hawaii (hereinafter “Surgicare”) in Hawaii one or more Ligastic or Lars artificial ligaments (hereinafter referred to as “Ligaments”) that were manufactured, imported and/or distributed and/or sold by some or all of Defendants;
b. All persons who had a surgical implant of one or more Ligament(s) in their knee(s) performed by Dr. Gerald Dericks, Jr. (hereinafter “Dericks”) at Surgicare, and who were not provided written informed consent by Dericks or Surgicare prior to the implantation that disclosed, among other things, that said Ligaments were experimental and not approved by the FDA and that they were taking part in a research study, clinical investigation or experiment involving the Ligaments;
c. All persons who had a surgical implant of one or more Ligaments in their knee(s) performed by Dericks at Surgi-care, and who purchased said Ligament(s) and implantation and medical service(s) from Dericks or one of his business entities and who purchased medical services connected with the implants from Surgicare.

Hum’s Motion, at 2.

The Ligastic artificial ligament (“Ligastic” ) was manufactured in France by a company named Orthomed under the direction of a Dr. Laboureau. In late 1991 or early 1992, Laboureau left Orthomed and began manufacturing his own Lars artificial ligament (“Lars”) which is virtually the same as the Ligastic.

Dericks began implanting the Ligastic in the proposed class members beginning in [633] December 1989 at Defendant Surgieare, an outpatient ambulatory surgery center. Der-icks switched from the Ligastic to the Lars in 1992. Dericks has admitted that the Li-gastic and Lars have not received FDA pre-market approval or an investigational device exemption from the FDA. Hum alleges that the Defendants did not obtain informed consent from proposed class members and that they failed to inform patients that the ligaments lacked FDA approval. Hum also indicates that Dericks had a financial interest in the ligaments, that he promoted the development and distribution of the Ligastic and Lars in Hawai'i and California, and that the Defendants overcharged patients and their insurance carriers for the ligaments and for related services.

STANDARD OF REVIEW

The decision to grant or deny class certification rests within the sound discretion of the trial court. Yamamoto v. Omiya, 564 F.2d 1319, 1325 (9th Cir.1977). In order for a class action to be certified, plaintiffs must establish all of the requirements of Federal Rule of Civil Procedure 23(a) and at least one of the alternative requirements of Rule 23(b). Blake v. Arnett, 663 F.2d 906, 912 (9th Cir. 1981). Rule 23(a) provides as follows:

One or more members of a class may sue or be sued as representative parties on behalf of all only if (1) the class is so numerous that joinder of all members is impracticable, (2) there are questions of law or fact common to the class, (3) the claims or defenses of the representative parties are typical of the claims or defenses of the class, and (4) the representative parties will fairly and adequately protect the interests of the class.

Fed.R.Civ.P. 23(a). These four requirements have been more conveniently termed: (1) “numerosity”; (2) “commonality”; (3) “typicality”; and (4) “adequacy.” See Paxton v. Union Natl Bank, 688 F.2d 552, 559 (8th Cir.1982), cert. denied, 460 U.S. 1083, 103 S.Ct. 1772, 76 L.Ed.2d 345 (1983); Yslava v. Hughes Aircraft Co., 845 F.Supp. 705, 712 (D.Ariz.1993).

DISCUSSION

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Hum v. Dericks, 162 F.R.D. 628, 1995 U.S. Dist. LEXIS 11095, 1995 WL 461788 (D. Haw. 1995).

162 F.R.D. 628 (Hum v. Dericks) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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