Howell Management Services v. Vashisht-Rota CA4/1

California Court of Appeal·Decided December 15, 2025·No. D086055·Unpublished

Opinion

Filed 12/15/25 Howell Management Services v. Vashisht-Rota CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.

COURT OF APPEAL, FOURTH APPELLATE DISTRICT

DIVISION ONE

STATE OF CALIFORNIA

HOWELL MANAGEMENT D086055 SERVICES, LLC,

Plaintiff and Respondent, (Super. Ct. No. 37-2024- v. 00005370-CU-EN-CTL)

APARNA VASHISHT-ROTA,

Defendant and Appellant.

APPEALS from orders of the Superior Court of San Diego County, Carolyn M. Caietti, Judge. Dismissed. Aparna Vashisht-Rota, in pro. per., for Defendant and Appellant. Law Office of Timothy A. Horton and Timothy A. Horton for Plaintiff and Respondent.

Howell Management Services, LLC (HMS), recovered a multimillion- dollar judgment against Aparna Vashisht-Rota for defamation in a Utah state court and then obtained a California judgment based on the Utah judgment. In a prior appeal, we affirmed the superior court’s order denying Rota’s motion to vacate the California judgment. The superior court subsequently issued orders denying Rota’s motion to stay enforcement of the judgment, imposing monetary sanctions on her for failing to appear at a duly noticed hearing, and denying her motion for satisfaction of judgment. Rota appeals those orders. We dismiss the first appeal for lack of jurisdiction, the second under the disentitlement doctrine, and the third as frivolous. We impose monetary sanctions on Rota for prosecuting a frivolous appeal and for unreasonably violating the California Rules of Court. I. BACKGROUND A. Utah Judgment HMS is a Utah-based entity that contracts with colleges and universities to recruit mostly international students for enrollment. Starting in 2015 and continuing into 2017, HMS entered a series of contracts with August Education Group, LLC (AEG), an entity of which Rota was the managing member, to perform services for HMS as an independent contractor. A dispute about compensation arose, and in November 2017, HMS sued AEG and Rota in the First Judicial District of the State of Utah (the Utah court) for a declaration it owed them no money and an injunction enforcing posttermination obligations of the operative contract. HMS later amended its complaint to add claims for defamation and related torts. As a sanction for persistent discovery misconduct by AEG and Rota, the Utah court struck their answer and counterclaim (which alleged counts for breach of contract, breach of the implied covenant of good faith and fair dealing, and unjust enrichment), and entered their default. Rota’s interlocutory appeal of the order striking her pleadings and entering her default was dismissed as a sanction for abusive filings.

2 The Utah court held an evidentiary hearing on HMS’s damages at which Rota and AEG did not appear even though they had been given notice. The Utah court declared HMS owed AEG and Rota no money, awarded HMS $8,859,175 in damages against AEG and Rota for defamation, and entered judgment to that effect in October 2023 (the Utah judgment). Rota’s appeal of the Utah judgment was dismissed. B. California Judgment In February 2024, HMS filed in the superior court an application under the Sister State Money Judgments Act (SSMJA or Act; Code Civ. Proc., § 1710.10 et seq.) for entry of a judgment against Rota based on the Utah judgment. HMS did not seek entry of a judgment against AEG, apparently because it had been dissolved. The clerk entered a judgment for HMA against Rota for $9,034,805.27, which included the principal amount of the Utah judgment plus accrued interest. C. Order Denying Motion to Vacate California Judgment Rota filed a motion to vacate the California judgment (Code Civ. Proc., § 1710.40) on the grounds the Utah court lacked jurisdiction and denied her due process of law and a fair trial, she had defenses she could not present to the Utah court, and the Utah judgment was not a final judgment entitled to full faith and credit in California. The superior court denied the motion on July 13, 2024. On Rota’s appeal, we affirmed the denial order. (Howell Management Services, LLC v. Vashisht-Rota (Feb. 2, 2025, D084575) [nonpub. opn.].) The Supreme Court of California denied Rota’s petition for review (S289204, Supreme Court Mins., Mar. 26, 2025), and the remittitur issued on April 10, 2025.

3 D. Subsequent Orders After the superior court denied her motion to vacate the judgment, it issued three other orders against Rota that are the subjects of these appeals. 1. Order denying motion for stay The day after Rota filed a notice of appeal from the order denying her motion to vacate the judgment, she scheduled an ex parte hearing on a motion to stay of enforcement of the judgment while the appeal was pending. She filed no papers in support of the motion, however, and the superior court took the matter off calendar on July 24, 2024. Rota then petitioned this court for a writ of supersedeas and requested an immediate stay of enforcement of the judgment. (Cal. Rules of Court, rules 8.112, 8.116.) We denied the petition on August 5, 2024. She renewed her stay requests in this court, this time by motion, on November 18, 2024. We denied the motion on December 6, 2024. On November 20, 2024, Rota filed in the superior court a motion to stay all proceedings to enforce the judgment during the pendency of her appeal of the order denying her motion to vacate the judgment and until the court ruled on her motion for satisfaction of judgment, which was set for hearing on May 9, 2025. She argued a stay was warranted because she was likely to prevail on appeal and because the value of services she performed for HMS for which she had not been paid exceeded the amount of the judgment. HMS filed opposition to the motion. The court denied the motion on March 7, 2025. 2. Order imposing monetary sanctions After HMS filed a motion to compel further discovery responses from Rota, the superior court scheduled an informal discovery conference for February 4, 2025, to try to resolve the outstanding discovery issues without the need for further litigation. The clerk mailed Rota notice of the

4 conference, but she did not appear. The court continued the informal discovery conference to February 27, 2025, and scheduled a status conference for the same date. The clerk mailed Rota notices of these conferences. The notice for the status conference stated: “Appearances at all hearings are mandatory unless specifically excused by the court for good cause shown.” Rota did not appear. The superior court then issued an order directing her to appear on April 4, 2025, and to show cause why sanctions should not be imposed for her failure to appear at the status conference. The clerk mailed Rota a copy of the order to show cause. In response to the order to show cause, the parties submitted briefs and supporting declarations. Rota argued she should not be sanctioned because she struggles with live hearings as a pro se litigant, was confused about the continued hearing date, and did not intentionally violate any court order. In her declaration, Rota asserted she had “complied in substance [with her discovery obligations], acted in good faith, and caused no prejudice to [HMS].” HMS argued sanctions should be imposed on Rota for intentionally defying the court’s notice that appearance at the status conference was mandatory. HMS’s counsel attached to his declaration multiple e-mails he had received from Rota stating she would not appear at the scheduled conferences because she considered them pointless. The superior court held a hearing on the order to show cause on April 4, 2025.

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