Howatt v. United States

657 F.2d 1204, 228 Ct. Cl. 511, 1981 U.S. Ct. Cl. LEXIS 441
CourtUnited States Court of Claims
DecidedAugust 19, 1981
DocketNo. 59-80C
StatusPublished
Cited by5 cases

This text of 657 F.2d 1204 (Howatt v. United States) is published on Counsel Stack Legal Research, covering United States Court of Claims primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Howatt v. United States, 657 F.2d 1204, 228 Ct. Cl. 511, 1981 U.S. Ct. Cl. LEXIS 441 (cc 1981).

Opinion

FRIEDMAN, Chief Judge,

delivered the opinion of the court:

The plaintiff in this civilian pay case, a civilian criminal investigator for the Navy, challenges primarily the sufficiency of the evidence supporting his demotion for two charges of misconduct while conducting an investigation. Both parties have moved for summary judgment, and we heard oral argument. On the first charge we conclude that the findings of the Federal Employee Appeals Authority ("Appeals Authority”) were based upon an erroneous legal standard, and we remand the case to the Merit Systems Protection Board (the successor to the Appeals Authority) for further findings under the proper standard. We find that the Appeals Authority’s decision on the second charge has adequate evidentiary support. If, on the remand, the Board is unable to sustain the first charge, it must then consider whether the second charge alone justifies the demotion.

I.

The plaintiff was employed as a criminal investigator by the Naval Investigative Service ("Investigative Service”). In 1978, the Investigative Service issued him notice that it proposed to demote him one grade, from Senior Special Agent, GS-12, step 4, to Special Agent, GS-11, step 7, for two items of misconduct in performing an official investigation. The notice of proposed adverse action charged him with

a. Falsification of an official investigation in that. . . you for claimed reasons of expedience did on four occasions affix a jurat [a certificate stating when and before whom an affidavit is sworn] to written statements [513]*513submitted by a witness thereby making it appear that those statements had been signed and sworn to in your presence by the witness when in fact the witness had not been present when the jurat was affixed nor had he in fact been sworn to the statements in question. Further, that you submitted the statements containing the false jurat as part of your official report of investigation.
b. Misstatement of a material fact during the course of the same investigation ... in that you officially reported that six (6) subjects of that investigation when requested declined to submit to a permissive search for the purpose of locating criminal evidence, when in fact you had not specifically made such a request of the six (6) subjects.

Following the filing of the plaintiffs written response, the agency sustained both charges and demoted the plaintiff. The plaintiff appealed to the Appeals Authority which, after a hearing, upheld the demotion. On the basis of its findings, the Appeals Authority held that the agency had "complied with all of the procedural requirements of the law and the Civil Service regulations,” that "both the charges” against the plaintiff were "sustained by a preponderance of record evidence,” and that the "demotion was not arbitrary, capricious, or unreasonable, but was for such cause as will promote the efficiency of the service.”

II.

A. Charge (a):

The first charge is that the plaintiff included in four written statements of an informant (Blaylock) a jurat falsely attesting that Blaylock had sworn to the truth of those statements. Implicit in the charge was an allegation that the falsification was intentional. See Tucker v. United States, 224 Ct. Cl. 266, 273-74, 624 F.2d 1029, 1032-33 (1980); Weinberg v. Macy, 360 F.2d 816, 819 (D.C. Cir. 1965). Proof of the charge requires at the minimum a showing that the plaintiff did not administer the oath in a form acceptable under Investigative Service procedures.

The Appeals Authority did not address this issue. Instead, it merely found that the informant believed that he had not sworn to the statements. Instead of considering [514]*514whether the plaintiff believed, or had reason to believe, that he had had the informant swear to the statements, the Appeals Authority held that "the crucial point” was that "at least in [the informant’s] mind ... he did not swear to the statements.” The Appeals Authority thus based its decision on an erroneous legal standard.

Even though the Appeals Authority applied the wrong standard, we must affirm the decision if under the proper standard the agency would have reached the same result. See SEC v. Chenery Corp., 318 U.S. 80, 88 (1943); Denton v. Secretary of the Air Force, 483 F.2d 21, 28 (9th Cir. 1973), cert. denied 414 U.S. 1146 (1974). In this case, the Appeals Authority credited Blaylock’s statement in an affidavit the Investigative Service introduced at the hearing that he personally wrote the statements at issue in this case and submitted them to the plaintiff through an intermediary. He stated further that he did not ever "swear that any of [the] statements w[ere] true,” and did not "discuss the[ir] contents” with the plaintiff.

Elsewhere in his affidavit, however, Blaylock discussed occasions when he was asked to "raise [his] right hand and swear” to the truth of statements he had made; he described these as instances when he had "sworn to” the truth of statements. This suggests that when Blaylock said in his affidavit that he had not sworn to the statements he gave to the plaintiff he may have meant only that he never went through a formal swearing ceremony. This ambiguity exists because, despite the plaintiffs request, the Investigative Service did not produce Blaylock, a Navy seaman, at the hearing, claiming that to do so was "not administratively practicable.”

Since the Investigative Service never required its agents to use a formal swearing ceremony, but instead permitted the use of "[a]ny procedure which appeals to the conscience of the person . . . and which binds him to speak the truth,” Office of Naval Investigations (ONI) Manual 63-1B, § 1-0505, (10)(a), it is impossible to say on the basis of Blaylock’s affidavit that the plaintiff failed to administer the oaths as the plaintiff reported he did.

The government, however, contends that two other items constitute substantial evidence that supports charge (a). [515]*515The first is an affidavit the plaintiff gave to Navy investigators when they questioned him in London in December 1977. In this affidavit, the plaintiff stated that "[o]n a few occasions” he "assigned a jurat to a statement without [first] confronting the informant,” dated the jurat the same date the statement was signed, submitted the resulting document to his "Command Authorities,” and only later questioned the informant "regarding the truth of that statement.” As an illustration, this affidavit refers to a statement Blaylock wrote and signed on July 27, 1977.

The second item is the plaintiffs statement, made both in his testimony at the hearing and also in his reply to the charges, that he had incorrectly dated the jurats on three of the four statements Blaylock gave him by using the dates the statements were signed instead of the dates they were sworn to. He explained that these mistakes were "clerical errors” on his part, though he conceded that he was not in the habit of writing the wrong dates on statements.

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Bluebook (online)
657 F.2d 1204, 228 Ct. Cl. 511, 1981 U.S. Ct. Cl. LEXIS 441, Counsel Stack Legal Research, https://law.counselstack.com/opinion/howatt-v-united-states-cc-1981.