24-1034 (L)
Horn v. Adger
UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT
SUMMARY ORDER
RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A SUM-
MARY ORDER FILED ON OR AFTER JANUARY 1, 2007, IS PERMITTED AND IS GOVERNED BY FED-
ERAL RULE OF APPELLATE PROCEDURE 32.1 AND THIS COURT’S LOCAL RULE 32.1.1. WHEN CITING A SUMMARY ORDER IN A DOCUMENT FILED WITH THIS COURT, A PARTY MUST CITE EITHER THE FEDERAL APPENDIX OR AN ELECTRONIC DATABASE (WITH THE NOTATION “SUMMARY ORDER”). A PARTY CITING A SUMMARY ORDER MUST SERVE A COPY OF IT ON ANY PARTY NOT REPRESENTED BY COUNSEL.
1 At a stated term of the United States Court of Appeals for the Second Circuit, held at the 2 Thurgood Marshall United States Courthouse, 40 Foley Square, in the City of New York, on the 3 9th day of June, two thousand twenty-five. 4 5 Present: DEBRA ANN LIVINGSTON, 6 Chief Judge, 7 RAYMOND J. LOHIER, JR., 8 EUNICE C. LEE, 9 Circuit Judges. 10 _____________________________________ 11 12 VERNON HORN, MARQUIS JACKSON, 13 14 Plaintiffs-Appellees, 15 16 v. 24-1034 (L) 17 24-1038 (Con) 18 19 PETISIA ADGER, LEE DEASE, Executor of the Estate 20 of Leroy Dease, DARYLE BRELAND, 21 22 Defendants-Appellants, * 23 24 CITY OF NEW HAVEN, LEROY DEASE, 25 JAMES STEPHENSON, 26 27 Defendants. 28 29 _____________________________________
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The Clerk of Court is respectfully directed to amend the official case caption as set forth above.
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30 FOR PLAINTIFFS-APPELLEES: ILANN M. MAAZEL (Nicholas Bourland, Hannah 31 Brudney, on the brief), Emery Celli Brinckerhoff Ab- 32 ady Ward & Maazel LLP, New York, NY, for Vernon 33 Horn. 34 35 KENNETH ROSENTHAL, Law Office of Kenneth Rosen- 36 thal, New Haven, CT, for Marquis Jackson. 37 38 FOR DEFENDANTS-APPELLANTS: BRADFORD S. KRAUSE (Thomas E. Katon, on the brief), 39 Susman, Duffy & Segaloff, P.C., New Haven, CT. 40 41 Appeal from a judgment of the United States District Court for the District of Connecticut
42 (Chatigny, J.). 43 UPON DUE CONSIDERATION, IT IS HEREBY ORDERED, ADJUDGED, AND 44 DECREED that the appeal is DISMISSED. 45 Three former detectives with the City of New Haven Police Department 1 (the “Detec- 46 tives”) challenge the district court’s determination that they are not entitled to qualified immunity 47 at the summary judgment stage on claims brought by Plaintiffs Vernon Horn and Marquis Jackson 48 under 42 U.S.C. § 1983. Specifically, the Detectives appeal the district court’s denial of qualified 49 immunity on Plaintiffs’ claims for (1) Brady violations; (2) fabrication of evidence; and (3) failure 50 to intervene. Plaintiffs have filed motions to dismiss this appeal for lack of appellate jurisdiction. 51 We assume the parties’ familiarity with the underlying facts, procedural history, and issues on 52 appeal. 53 Horn and Jackson were convicted of a 1999 murder in connection with the robbery of a 54 deli in New Haven. Almost 20 years later, in 2018, the State of Connecticut agreed to vacate 55 these convictions based on newly discovered information. Plaintiffs thereafter commenced the
In light of Leroy Dease’s death, Lee Dease, as the executor of his estate, is included as a Defend-
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ant below and an Appellant here.
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1 present actions against the City of New Haven; former forensic firearms examiner James Stephen- 2 son; and the three Detectives, Petisia Adger, Leroy Dease, and Daryle Breland. 3 Plaintiffs’ convictions were based in part on the testimony of three witnesses. First, Ken- 4 dall Thompson, a deli customer present during the crime, testified that he had identified Horn and 5 Jackson as the perpetrators of the robbery after he was shown their photos at the police station. 6 Plaintiffs claim that Detectives Dease and Breland suppressed: (1) Thompson’s statements deny- 7 ing “about 18 times” that he could identify the masked perpetrators, App’x 220, and (2) the De- 8 tectives’ threats to have Thompson violated on his probation unless he made the identifications. 9 Next, Marcus Pearson testified that Horn lent him a cell phone that was stolen from a deli employee 10 during the robbery, linking Horn to the crime. Plaintiffs argue that Detectives Dease and Breland 11 fabricated this statement, suppressed Pearson’s repeated denials that Horn lent him a cell phone, 12 and suppressed their threats to, inter alia, arrest Pearson for the murder, have him violated on his 13 probation, and place Pearson’s children in the custody of the Connecticut Department of Children 14 and Families, if he did not admit to the Detectives’ version of events. And finally, Steven Brown, 15 an admitted perpetrator of the robbery, testified that he borrowed the stolen phone from Horn after 16 the incident and later returned it to Horn after making a few calls. Plaintiffs assert that Detectives 17 Dease and Adger fabricated Brown’s statements to fit with their preexisting narrative of the events 18 following the murder. 19 I. Appellate Jurisdiction 20 In general, “we lack jurisdiction to review the denial of a motion for summary judgment.” 21 Ricciuti v. Gyzenis, 834 F.3d 162, 167 (2d Cir. 2016). But the collateral order doctrine provides 22 an exception to this general rule “when the denied motion was based on a claim of immunity, at 23 least to the extent the immunity claim presents a ‘purely legal question.’” Walczyk v. Rio, 496
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1 F.3d 139, 153 (2d Cir. 2007) (quoting Mitchell v. Forsyth, 472 U.S. 511, 530 (1985)). Because, 2 in this context, our jurisdiction extends only to legal questions, we may not review “denials of 3 qualified immunity ‘if resolution of the immunity defense depends upon disputed factual issues.’” 4 Washington v. Napolitano, 29 F.4th 93, 103 (2d Cir. 2022) (internal alterations omitted) (quoting 5 DiMarco v. Rome Hosp. & Murphy Mem’l Hosp., 952 F.2d 661, 665 (2d Cir. 1992)). This rule 6 prevents us from entertaining a defendant’s argument that “the district court committed an error of 7 law in ruling that the plaintiff’s evidence was sufficient to create a jury issue on the facts relevant 8 to the defendant’s immunity defense.” Salim v. Proulx, 93 F.3d 86, 91 (2d Cir. 1996). It fol- 9 lows that we cannot review “a district court’s finding that there is enough evidence in the record 10 to create a genuine issue as to factual questions that are, in fact, material to resolution of the qual- 11 ified immunity claim.” Doninger v. Niehoff, 642 F.3d 334, 352 (2d Cir. 2011). Instead, to ob- 12 tain immediate review of a district court’s denial of immunity, a defendant must argue that “the 13 immunity defense is established as a matter of law” based on “stipulated facts, . . . or on the facts 14 favorable to the plaintiff that the trial judge concluded the jury might find.” Terebesi v. Torreso, 15 764 F.3d 217, 229 (2d Cir. 2014) (quoting Salim, 93 F.3d at 90); see also Cowan ex rel. Estate of 16 Cooper v. Breen, 352 F.3d 756, 761 (2d Cir. 2003) (explaining that “we will disregard any disputed 17 facts or facts that contradict [the plaintiff’s] version of the events” when reviewing a denial of 18 summary judgment on qualified immunity). 19 II. Brady Violations 20 The Detectives challenge the district court’s conclusion that genuine disputes of material 21 fact preclude summary judgment on qualified immunity for Plaintiffs’ Brady claims related to the 22 nondisclosure of (1) Thompson and Pearson’s exculpatory statements, and (2) the Detectives’ 23 threats made to these witnesses during their interviews. First addressing the nondisclosure of
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1 witness statements, the Detectives argue that because we have held that Brady does not require 2 disclosing “preliminary, challenged, or speculative information,” United States v. Amiel, 95 F.3d 3 135, 145 (2d Cir. 1996) (citation omitted), the Detectives did not violate clearly established law 4 by failing to include Pearson and Thompson’s statements in their police reports, see Pearson v. 5 Callahan, 555 U.S. 223, 231 (2009) (explaining that qualified immunity protects government of- 6 ficials from liability “insofar as their conduct does not violate clearly established statutory or con- 7 stitutional rights of which a reasonable person would have known” (citation omitted)). 8 But by 1999, it was well established that police officers are required to “turn exculpatory 9 evidence over to the prosecutors,” Walker v. City of New York, 974 F.2d 293, 299 (2d Cir. 1992), 10 and that “[w]hen the ‘reliability of a given witness may well be determinative of guilt or inno- 11 cence,’ nondisclosure of evidence affecting credibility falls within this general rule,” Giglio v. 12 United States, 405 U.S. 150, 154 (1972) (quoting Napue v. Illinois, 360 U.S. 264, 269 (1959)); see 13 also United States v. Gaggi, 811 F.2d 47, 59 (2d Cir. 1987) (“The duty to disclose encompasses 14 not only exculpatory evidence, but also evidence that may be used to impeach a government wit- 15 ness.”); United States v. Avellino, 136 F.3d 249, 255 (2d Cir. 1998) (explaining that “‘Brady mat- 16 ter’[] includes not only evidence that is exculpatory . . . but also evidence that is useful for im- 17 peachment”). 18 Here, crediting Thompson and Pearson’s account of their interviews with the Detectives, 19 their undisclosed statements contradict the inculpatory testimony they provided at trial. A rea- 20 sonable civil jury drawing all permissible inferences in Plaintiffs’ favor could therefore conclude 21 that these undisclosed statements would have affected the criminal jury’s assessment of the wit- 22 nesses’ credibility. See Walker, 974 F.2d at 300 (noting that “evidence impeaching the accusing 23 witness or revealing a lineup misidentification” is “clearly Brady material”). The Detectives’
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1 immunity defense therefore cannot be resolved as a matter of law on the record viewed most fa- 2 vorably to Plaintiffs but rather turns on the jury’s assessment of the credibility of Thompson and 3 Pearson’s testimony. 4 The Detectives also argue that, given Thompson and Pearson’s criminal histories, the con- 5 clusion that their statements were not Brady material but merely attempts to avoid involvement in 6 a criminal investigation was not objectively unreasonable. But this misunderstands our review 7 at this stage. We have made clear that “disputed material issues regarding the reasonableness of 8 an officer’s perception of the facts (whether mistaken or not) [are] the province of the jury, while 9 the reasonableness of an officer’s view of the law is decided by the district court.” Jones v. Treu- 10 big, 963 F.3d 214, 231 (2d Cir. 2020). The Detectives here are arguing the reasonableness of 11 their perception of the facts, an issue the jury must resolve before we can determine whether the 12 Detectives are entitled to qualified immunity as a matter of law. Because the resolution of the 13 immunity question depends on disputed facts and debated inferences from the record, we lack 14 jurisdiction to decide the issue on interlocutory appeal. 15 Turning to the Plaintiffs’ Brady claims related to the alleged suppression of the Detectives’ 16 threats made to Thompson and Pearson during their interviews, the district court concluded that 17 the Detectives failed to argue the immunity defense as to these specific claims and therefore de- 18 clined to address its applicability at this juncture. We discern no error in this determination. 19 This Court has made clear that a defendant seeking to assert the affirmative defense of 20 qualified immunity must “adequately develop” that defense, Blissett v. Coughlin, 66 F.3d 531, 538 21 (2d Cir. 1995), and that “[t]he qualified immunity defense can be waived, either by failure to raise 22 it in a timely fashion, or by failure to raise it with sufficient particularity,” McCardle v. Haddad, 23 131 F.3d 43, 51 (2d Cir. 1997) (citations omitted). At summary judgment, the Detectives did not
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1 address whether and how qualified immunity precluded liability for their failure to disclose their 2 alleged interview techniques, raising no argument “distinct from their contention . . . that no con- 3 stitutional violation occurred.” Blissett, 66 F.3d at 539; see also Kerman v. City of New York, 4 374 F.3d 93, 117 (2d Cir. 2004) (explaining that “a qualified immunity argument made” at a trial 5 on excessive force and battery claims “could not preserve a defense of qualified immunity to the 6 (already dismissed) claim of unlawful seizure”). We therefore agree with the district court’s de- 7 termination not to address qualified immunity as to these claims, and we also decline to do so. 8 See Stephenson v. Doe, 332 F.3d 68, 75 (2d Cir. 2003) (“It is well established that a reviewing 9 court usually does not consider an issue not passed upon below.” (internal quotation marks omit- 10 ted)). The Detectives will have the opportunity at trial to pursue their arguments. See 11 McCardle, 131 F.3d at 50 (“Where the qualified immunity defense has not been resolved prior to 12 trial, it may be presented to the jury or it may be decided by the court as a matter of law.”). 13 III. Fabrication of Evidence Claims 14 The district court determined that the “evidence, viewed fully and most favorably to [the 15 Plaintiffs], raises triable issues of fact with regard to the Detectives’ alleged knowledge of the 16 falsity” of statements made by Pearson, Brown, and the Detectives themselves. Special App’x 17 105. On appeal, the Detectives do not contest our clearly established caselaw holding that police 18 officers are liable under § 1983 for “creat[ing] false information likely to influence a jury’s deci- 19 sion and forward[ing] that information to prosecutors.” Ricciuti v. N.Y.C. Transit Auth., 124 F.3d 20 123, 130 (2d Cir. 1997). Instead, the Detectives argue that the record is insufficient to support 21 the conclusion that the Detectives fabricated evidence to secure Plaintiffs’ convictions. But as 22 we have held time and time again, “we lack jurisdiction to undertake” a review of the district 23 court’s determination that “sufficient evidence existed to create a genuine issue of fact” relevant
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1 to resolution of the qualified immunity defense. Locurto v. Safir, 264 F.3d 154, 167 (2d Cir. 2 2001); see also Salim, 93 F.3d at 91 (“What we may not do . . . is entertain an interlocutory appeal 3 in which a defendant contends that the district court committed an error of law in ruling that the 4 plaintiff’s evidence was sufficient to create a jury issue on the facts relevant to the defendant’s 5 immunity defense.”); McColley v. Cnty. of Rensselaer, 740 F.3d 817, 822 (2d Cir. 2014) (explain- 6 ing our review of an interlocutory appeal from a denial of qualified immunity “extends to whether 7 a given factual dispute is ‘material’ for summary judgment purposes,” but not to “whether a dispute 8 of fact identified by the district court is ‘genuine’” (citation omitted)). We therefore lack juris- 9 diction to entertain the Detectives’ qualified immunity arguments regarding the evidence fabrica- 10 tion claims. 11 IV. Failure to Intervene Claims 12 Finally, the Detectives challenge the district court’s ruling that Detectives Dease and 13 Breland “are each potentially liable for failing to intervene to prevent the other from withholding 14 Thompson- and Pearson-related Brady material.” Special App’x 101. The Detectives first ar- 15 gue that they cannot be liable for failing to intervene because, even viewing the record most fa- 16 vorably to Plaintiffs, no underlying violation of clearly established law occurred. As we have 17 already concluded that the resolution of the immunity question for the underlying Brady claims is 18 contingent on the resolution of factual disputes, we lack jurisdiction to resolve the failure to inter- 19 vene claim on these grounds. The Detectives also argue they did not have a reasonable oppor- 20 tunity to intervene, contending that there is insufficient evidence in the record to demonstrate that 21 either Detective was aware of the other’s failure to disclose the interview methods. But we are 22 precluded from reviewing a district court’s determination that the plaintiff’s evidence was suffi- 23 cient to create a triable issue of fact at this stage. Salim, 93 F.3d at 91. Rather, we conclude
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1 that because disputes of material fact preclude resolution of the Detectives’ qualified immunity 2 defense as to the failure to intervene claims, we lack jurisdiction to review them. 3 * * * 4 We have considered the Detectives’ remaining arguments and find them to be without 5 merit. Accordingly, Plaintiffs’ motions to dismiss are GRANTED, and we DISMISS the appeal 6 for lack of appellate jurisdiction.
7 FOR THE COURT: 8 Catherine O’Hagan Wolfe, Clerk of Court