Holy Spirit Association for the Unification of World Christianity v. Central Intelligence Agency and Stansfield Turner

636 F.2d 838, 205 U.S. App. D.C. 91
CourtCourt of Appeals for the D.C. Circuit
DecidedApril 2, 1981
Docket79-2143, 79-2202
StatusPublished
Cited by39 cases

This text of 636 F.2d 838 (Holy Spirit Association for the Unification of World Christianity v. Central Intelligence Agency and Stansfield Turner) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Holy Spirit Association for the Unification of World Christianity v. Central Intelligence Agency and Stansfield Turner, 636 F.2d 838, 205 U.S. App. D.C. 91 (D.C. Cir. 1981).

Opinion

Opinion for the Court filed by Circuit Judge MIKVA.

MIKVA, Circuit Judge:

In May of 1978, appellant (Unification Church) filed a request pursuant to the Freedom of Information Act (FOIA or Act), 5 U.S.C. § 552 (1976), for all Central Intelligence Agency (CIA or Agency) records relating to the Church or to its members. When the Agency failed to respond, appel *840 lant filed this action for injunctive relief. Since then, the Agency has disclosed some documents in their entirety but, claiming a variety of exemptions, has withheld parts or all of others. On cross-motions for summary judgment, and after examining the documents in camera, the court below ruled that most of the unreleased material was exempt. The court did, however, order disclosure of at least segments of nine documents. Each party appeals from that portion of the district court’s order adverse to it. 1

The Church appeals the court’s ruling that about fifty of the documents were not agency records because they were subject to congressional control and therefore were exempt under 5 U.S.C. § 551(1)(A) (1976). Of these documents, thirty-five were generated by Congress and sent to the CIA for reasons that are in dispute. The remaining fifteen originated in the Agency but were related to congressional investigations; some of these records were sent to Congress and were then returned to the CIA — again for reasons that are not entirely clear. We find that these fifty documents, even if once excluded from the FOIA as congressional records, are no longer covered by that exemption because Congress failed to express with sufficient clarity its intent to retain control over the documents. We therefore reverse the district court’s holding with respect to these records and remand for consideration of other exemptions of the Act which the Agency claimed apply to these records and on which the court below had no occasion to rule.

The Church also disputes the district court’s holding that the CIA could invoke FOIA exemption 3 and refuse to disclose ten documents in order to protect intelligence sources under 50 U.S.C. § 403(d)(3) (1976). Relying on this court’s recent opinion in Sims v. Central Intelligence Agency, Nos. 79-2203 & 79-2554 (D.C.Cir. Sept. 29, 1980), we affirm the court’s finding of exemption. 2

On cross-appeal, the CIA challenges the court’s order of disclosure with respect to six documents. The Agency alleges three errors: that the court did not give substantial weight to the Agency’s affidavits; that the court failed to articulate reasons for its disclosure order; and that the court refused to accept the Agency’s post-judgment offer of further evidence in the form of an in camera affidavit. We reject all arguments raised on the cross-appeal.

I. COMMUNICATIONS BETWEEN CONGRESS AND THE CIA

A. Records Generated by Congress

Thirty-five of the documents the Church seeks are, in the words of the court below, “correspondence and memoranda originated by one of four congressional committees that investigated various aspects of Korean-American relations between 1976 and 1978.” Mem. op. at 3, JA at 115 (footnote omitted). These materials were, the district court found, sent to the CIA for safekeeping. Relying on this court’s opinion in Goland v. Central Intelligence Agency, 607 F.2d 339 (D.C.Cir.1978), vacated in part on other grounds, 607 F.2d 367 (D.C.Cir.1979), cert. denied, 445 U.S. 927, 100 S.Ct. 1312, 63 L.Ed.2d 759 (1980), the court below ruled that, because Congress retained control over the thirty-five documents, they were not “agency records” subject to disclosure under the FOIA.

Although Goland does stand for the proposition that records in an agency’s possession may be congressional documents, as opposed to agency records, that case does not support the conclusion of the court below. In Goland, this court began by noting that “agency” as defined in the Administrative Procedure Act does not include Congress. See 5 U.S.C. § 551(1)(A) (1976). Finding that Congress has the authority to *841 keep its records secret, the court articulated the following test for determining the applicability of the FOIA to documents such as those requested here:

Whether a congressionally generated document has become an agency record ... depends on whether under all the facts of the case the document has passed from the control of Congress and become property subject to the free disposition of the agency with which the document resides.

607 F.2d at 347. The court considered two factors dispositive: the circumstances attending the document’s creation and the conditions under which it was transferred to the agency. Consideration of those factors led the court to hold that the document sought by plaintiffs there — a stenographic transcript of hearings held before a House committee, which had been forwarded to the CIA — was a congressional, rather than an agency, record.

Thus, Congress can assert its exemption from the FOIA; it can also reassert the exemption. But the exemption can be lost if there is a request for documents at a time when Congress has not designated the documents as falling within congressional control.

Comparison of the facts of Goland with those involved here convinces us that Congress did not indicate its intent to maintain control over the documents requested by the Church. The hearing transcript at issue in Goland was quite obviously meant to be secret: the congressional committee met in executive session to conduct the hearing; the stenographer and typist were sworn to secrecy; and the transcript was marked “Secret.” In addition, the confidential nature of the transcript was evident — it was known to contain “discussions of basic elements of intelligence methodology, both of this country and of friendly foreign governments, as well as detailed discussions of the CIA’s structure and disposition of functions.” 607 F.2d at 347 (footnote omitted).

In contrast, the circumstances surrounding Congress’ creation of the documents requested by the Church do not demonstrate any intent that they be kept secret. The district court failed to analyze this first element of the Goland test, and appellees can only assert that the records were “created in the context of sensitive investigations concerning Korean-American relations.” Brief for Appellee at 31.

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Bluebook (online)
636 F.2d 838, 205 U.S. App. D.C. 91, Counsel Stack Legal Research, https://law.counselstack.com/opinion/holy-spirit-association-for-the-unification-of-world-christianity-v-cadc-1981.