Holt v. College of Osteopathic Physicians & Surgeons

394 P.2d 932, 61 Cal. 2d 750, 40 Cal. Rptr. 244, 1964 Cal. LEXIS 253
CourtCalifornia Supreme Court
DecidedAugust 31, 1964
DocketL. A. 26995
StatusPublished
Cited by48 cases

This text of 394 P.2d 932 (Holt v. College of Osteopathic Physicians & Surgeons) is published on Counsel Stack Legal Research, covering California Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Holt v. College of Osteopathic Physicians & Surgeons, 394 P.2d 932, 61 Cal. 2d 750, 40 Cal. Rptr. 244, 1964 Cal. LEXIS 253 (Cal. 1964).

Opinions

TRAYNOR, J.

Plaintiffs appeal from a judgment of dismissal entered after the sustaining of a demurrer to their complaint without leave to amend in an action to enjoin the breach of a charitable trust and for declaratory relief.

Plaintiffs are three trustees of defendant College of Osteopathic Physicians and Surgeons (hereinafter COPS), a California charitable corporation. The other defendants are the 23 remaining trustees on the COPS board of trustees and the Attorney General. The complaint alleges in substance that COPS holds assets in excess of $1,500,000 in trust for charitable purposes, and that defendant trustees have acted contrary to these purposes and threaten other such acts. By their first cause of action plaintiffs seek to enjoin these acts, and by their second cause of action they seek a declaration of their and defendants’ rights and duties with regard to the operation of COPS.

The Attorney General filed an answer to the complaint denying for want of information and belief the allegations that defendant trustees were diverting the assets of COPS from its charitable purposes. As an affirmative defense the Attorney General stated that “The matter of proposed changes in the operation of said College was reviewed by the Attorney General to determine whether such changes would constitute a violation of a charitable trust warranting institution of a suit by this office to remedy the situation. It has been concluded that the changes to be made in the operation of said College would not be detrimental to the public interest and do not warrant legal action by this office to prevent such changes.” The Attorney General also stated that he had not granted “relator status” to plaintiffs and had not consented to their bringing this action. Defendant trustees demurred to the complaint and the trial court sustained the demurrer on the grounds that plaintiffs have no capacity to bring this action and that the complaint does not state facts showing a threatened breach of a charitable trust.

The first issue is whether plaintiffs, as minority trustees of a charitable corporation, can sue the majority trustees to enjoin their allegedly wrongful diversion of corporate assets [753]*753in breach of a trust for charitable purposes. Defendants contend that only the Attorney General can bring such an action.

The prevailing view of other jurisdictions is that the Attorney General does not have exclusive power to enforce a charitable trust and that a trustee or other person having a sufficient special interest may also bring an action for this purpose.1 This position is adopted by the American Law Institute (Rest. 2d Trusts, § 391) and is supported by many legal scholars. (Karst, The Efficiency of the Charitable Dollar: An Unfulfilled State Responsibility, 73 Harv.L.Rev. 433, 443-449; 4 Scott, Trusts (2d ed.) § 391; 4 Pomeroy, Equity (5th ed.) 287, n. 13; see also Note 62 A.L.R. 881; 4 Witkin, Summary of Cal. Law (7th ed.) 2918-2919.)

In accord with the majority view, this court has stated that . . the only person who can object to the disposition of the trust property is one having some definite interest in the property—he must be a trustee, or a cestui, or have some reversionary interest in the trust property.” (O’Hara v. Grand Lodge I.O.G.T., 213 Cal. 131, 140 [2 P.2d 21]; see also People v. Cogswell, 113 Cal. 129, 136 [48 P. 270, 35 L.R.A. 269]; Pratt v. Security Trust & Sav. Bank, 15 Cal.App.2d 630, 640-641 [59 P.2d 862]; cf. St. James Church v. Superior Court, 135 Cal.App.2d 352, 360 [287 P.2d 387].)

Defendants invoke Corporations Code sections 9505 and 10207 for the proposition that only the Attorney General can bring an action for the enforcement of a charitable trust administered by either a nonprofit or charitable eor[754]*754poration. These sections provide that if there is a failure to comply with a charitable trust “. . . the Attorney General shall institute, in the name of the State, the proceedings necessary to correct the noncompliance or departure.” Nothing in these sections suggests that trustees are precluded from bringing an action to enforce the trust. The Uniform Supervision of Trustees for Charitable Purposes Act (Gov. Code, §§ 12580-12595) similarly authorizes the Attorney General to supervise charitable trusts, and likewise fails to preclude suits by trustees.

The foregoing statutes were enacted in recognition of the problem of providing adequate supervision and enforcement of charitable trusts.2 Beneficiaries of a charitable trust, unlike beneficiaries of a private trust, are ordinarily indefinite and therefore unable to enforce the trust in their own behalf. (E.g., People v. Cogswell, 113 Cal. 129, 136-137 [45 P. 270, 35 L.R.A. 269]; Pratt v. Security Trust & Sav. Bank, 15 Cal.App.2d 630, 639-641 [59 P.2d 862].) Since there is usually no one willing to assume the burdens of a legal action, or who could properly represent the interests of the trust or the public, the Attorney General has been empowered to oversee charities as the representative of the public, a practice having its origin in the early common law. (See generally Scott, supra, § 391, pp. 2753-2756.)

In addition to the general public interest, however, there is the interest of donors who have directed that their contributions be used for certain charitable purposes. Although the public in general may benefit from any number of charitable purposes, charitable contributions must be used only for the purposes for which they were received in trust. (O’Hara v. Grand Lodge I.O.G.T., supra, 213 Cal. at pp. 140-141; Pacific Home v. County of Los Angeles, 41 Cal.2d 844, 854 [264 P.2d 539]; see also Estate of Faulkner, 128 Cal.App.2d 575, 578 [275 P.2d 818].) Moreover, part of the problem of enforcement is to bring to light conduct detrimental to a charitable trust so that remedial action may be [755]*755taken. The Attorney General may not be in a position to become aware of wrongful conduct or to be sufficiently familiar with the situation to appreciate its impact, and the various responsibilities of his office may also tend to make it burdensome for him to institute legal actions except in situations of serious public detriment. (See Karst, supra, 73 Harv.L.Rev. at pp. 478-479; Bogert, Proposed Legislation Regarding State Supervision of Charities, 52 Mich.L.Rev. 633, 634-636; Scott, supra, § 391, pp. 2754-2756.)

The present ease illustrates these difficulties. The pleading filed by the Attorney General stated that he had no information or belief as to the plaintiffs’ allegations that trust assets were being diverted from their charitable purpose. Yet the pleading also stated that the Attorney General determined that legal action by his office was not warranted because the changes in the operation of COPS “would not be detrimental to the public interest.

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Cite This Page — Counsel Stack

Bluebook (online)
394 P.2d 932, 61 Cal. 2d 750, 40 Cal. Rptr. 244, 1964 Cal. LEXIS 253, Counsel Stack Legal Research, https://law.counselstack.com/opinion/holt-v-college-of-osteopathic-physicians-surgeons-cal-1964.