Hicks v. Mani

736 S.E.2d 9, 230 W. Va. 9, 2012 W. Va. LEXIS 716
CourtWest Virginia Supreme Court
DecidedOctober 19, 2012
DocketNo. 11-0748
StatusPublished
Cited by4 cases

This text of 736 S.E.2d 9 (Hicks v. Mani) is published on Counsel Stack Legal Research, covering West Virginia Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Hicks v. Mani, 736 S.E.2d 9, 230 W. Va. 9, 2012 W. Va. LEXIS 716 (W. Va. 2012).

Opinion

DAVIS, Justice:

Ronald J. Hicks; Robert J. Claus, Jr.; Benson B. Flanagan; and Terry Nichols, petitioners/petitioners below (hereinafter “the Petitioners”), appeal from an order of the Circuit Court of Kanawha County dismissing their declaratory judgment petition. The Petitioners asked the lower court to declare that the West Virginia Consolidated Public Retirement Board, respondent/respondent below (hereinafter “the Board”), could not impose disability re-certification requirements of an amended statute and new rule upon them. The circuit court determined that the Petitioners failed to exhaust them administrative remedies and, therefore, dismissed the case. In this appeal, the Petitioners contend that the circuit court erred in not reaching the merits of their petition because the doctrine of exhaustion of administrative remedies was inapplicable to the facts of their ease. After a careful review of the briefs, limited record and listening to the arguments of the parties, we find that the Petitioners’ rule-based claim was properly before the circuit court; therefore, we reverse, in part; affirm, in part; and remand for further disposition.

I.

FACTUAL AND PROCEDURAL HISTORY

The four Petitioners in this case are former West Virginia State Troopers. The Petitioners are receiving disability retirement benefits from the West Virginia Police Death, Disability and Retirement Fund. [12]*12Three of the Petitioners received awards for permanent and total disability because of work-related injuries. The fourth Petitioner, Terry Nichols, received an award of permanent partial disability for a work-related injury-

In 2010, the Board sent each of the Petitioners a letter informing them that they had to undergo a medical examination to determine whether their disabilities had improved. The letter further informed the Petitioners that they had to submit their medical records to a physician chosen by the Board to perform the examinations. It also was indicated in the letter that, if the medical examination revealed that a Petitioner had recovered from his disability sufficient to perform the duties of a trooper, his disability retirement benefits would be terminated. The letter was based upon requirements set out under the 2007 amended version of W. Va.Code § 15-2-31 (2007) (Repl.Vol.2009)1 and a new regulation, W. Va.C.S.R. § 162-9-13 (2012).2

Shortly after receiving the Board’s letter, the Petitioners jointly filed the instant declaratory judgment action on August 23, 2010.3 The Petitioners alleged the following in their petition: (1) the statute and rule being applied were not in place when the Petitioners were hired and retired as state troopers; (2) the laws being applied would strip the Petitioners of disability income without a hearing or appeal rights; and (3) the Board’s conduct is without good cause and, therefore, a violation of the state and federal constitutions.4

The Board filed a motion to dismiss the petition.5 One of the grounds for dismissal was that the Petitioners failed to exhaust their administrative remedies.6 The trial court held a hearing on the motion. On March 30, 2011, the lower court entered an order granting the Board’s motion to dismiss on the grounds that the Petitioners failed to exhaust their administrative remedies.7 This appeal followed.

II.

STANDARD OF REVIEW

This matter has been brought to the Court based upon the trial court's order granting the Board’s motion to dismiss. In general, this Court will apply a de novo standard of review to a circuit court’s order granting a motion to dismiss. See Syl. pt. 2, State ex rel. McGraw v. Scott Runyan Pontiac-Buick, Inc., 194 W.Va. 770, 461 S.E.2d 516 (1995). This same standard applies to our review of statutes and rules relevant to this ease. As we held in Syllabus point 1 of Appalachian Power Co. v. State Tax Depart[13]*13ment of West Virginia, 195 W.Va. 573, 466 S.E.2d 424 (1995), “[interpreting a statute or an administrative rule or regulation presents a purely legal question subject to de novo review.”

III.

DISCUSSION

The Petitioners asked the circuit court to declare that the Board’s implementation of a statute and rule, which required them to submit to disability re-certification examinations, could not be enforced against them. In dismissing the petition, the circuit court held that it could not reach the merits of the issues because the Petitioners first had to present the issues to the Board in an administrative proceeding. Here, the Petitioners argue that it would have been futile to present the issues to the Board. Therefore, they contend that they did not have to exhaust their administrative remedies.8

The procedural issues presented by the Petitioners may be divided into two categories: statute-based and rule-based. The statute-based procedural arguments are controlled by W. Va.Code § 29A-4-1 (1964) (Repl.Vol.2012). The rule-based procedural arguments are governed by W. Va.Code § 29A-4-2 (1982) (Repl.Vol.2012).9 However, before separately addressing the two statutes, we must first set out legal principles concerning the exhaustion of administrative remedies doctrine.

A. Exhaustion of Administrative Remedies

The circuit court found that the issues raised by the Petitioners had to be presented to the Board in an administrative proceeding

under the exhaustion of administrative remedies doctrine, where a claim is cognizable in the first instance by an administrative agency alone, judicial interference is withheld until the administrative process has run its course. This doctrine applies when exclusive jurisdiction exists in the administrative agency and the courts have only appellate, as opposed to original, jurisdiction to review the agency’s decision.

Franklin D. Cleckley et al., Litigation Handbook on the West Virginia Rules of Civil Procedure, § 12(b)(1), at 339^40 (4th ed.2012) (emphasis added; footnotes omitted). This Court has long held that “[t]he general rule is that where an administrative remedy is provided by statute or by rules and regulations having the force and effect of law, relief must be sought from the administrative body, and such remedy must be exhausted before the courts will act.” Syl. pt. 1, Daurelle v. Traders Fed. Sav. & Loan Ass’n, 143 W.Va. 674, 104 S.E.2d 320 (1958). It was specifically held by this Court in Syllabus point 4 of Bank of Wheeling v. Morris Plan Bank & Trust Co., 155 W.Va. 245, 183 S.E.2d 692 (1971), that “[proceedings in equity for injunctions cannot be maintained where there is an administrative remedy provided by statute which is adequate and will furnish proper remedy.”

The exhaustion of administrative remedies doctrine is not ironclad; exceptions to the rule exist.

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Bluebook (online)
736 S.E.2d 9, 230 W. Va. 9, 2012 W. Va. LEXIS 716, Counsel Stack Legal Research, https://law.counselstack.com/opinion/hicks-v-mani-wva-2012.