Hickerson v. City of New York

146 F.3d 99, 1998 U.S. App. LEXIS 11593, 1998 WL 283205
CourtCourt of Appeals for the Second Circuit
DecidedJune 3, 1998
DocketDockets Nos. 98-7269, 98-7270
StatusPublished
Cited by56 cases

This text of 146 F.3d 99 (Hickerson v. City of New York) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Hickerson v. City of New York, 146 F.3d 99, 1998 U.S. App. LEXIS 11593, 1998 WL 283205 (2d Cir. 1998).

Opinion

JOSÉ A. CABRANES, Circuit Judge:

This case concerns an amendment to the Zoning Resolution of the City of New York (the “Zoning Amendment”) regulating the zoning of “adult establishment[s],” as defined by the Zoning Amendment. The principal provisions of the Zoning Amendment limit the permissible locations of adult establishments to non-residential districts1 and require that they be located — within the districts in which they are permitted — at least 500 feet away from any school, day care center, or house of worship; at least 500 feet from excluded districts; and at least 500 feet from one another. Plaintiffs in these consolidated cases are patrons and owners of adult establishments within New York City who claim that the Zoning Amendment violates their rights to free expression under Article I, § 8 of the New York State Constitution and the First Amendment of the United States Constitution. In a case involving a different set of plaintiffs, we recently upheld the Zoning Amendment against facial federal constitutional challenges under the First Amendment and the Equal Protection Clause of the Fourteenth Amendment. See Buzzetti [103]*103v. City of New York, 140 F.3d 134 (2d Cir.1998).

The factual background of the Zoning Amendment is detailed both in Buzzetti and in prior state and federal decisions arising from the instant litigation, with which we assume familiarity. See Hickerson v. City of New York, 997 F.Supp. 418 (S.D.N.Y.1998); Hickerson v. City of New York, 932 F.Supp. 550 (S.D.N.Y.1996); Stringfellow’s of New York, Ltd. v. City of New York, 171 Misc.2d 376, 653 N.Y.S.2d 801 (N.Y.Sup.Ct.1996), aff'd, 241 A.D.2d 360, 663 N.Y.S.2d 812 (1st Dep’t 1997), aff'd, 91 N.Y.2d 382, 671 N.Y.S.2d 406, 694 N.E.2d 407 (1998). The instant appeal is from an order of the United States District Court for the Southern District of New York (Miriam Goldman Cedarbaum, Judge), dated March 6, 1998, which denied plaintiffs’ motion for a temporary restraining order and a preliminary injunction to stay the enforcement .of the Zoning Amendment.2 Although at the heart of this litigation is a controversy over free expression, plaintiffs have already presented their free-speech claims to the New York courts. The only question before us is whether the New York courts’ rejection of plaintiffs’ state constitutional claims forecloses plaintiffs from relitigating, in the form of a First Amendment claim in federal court, the same issues that were resolved against them in state court. We agree with the district court that the “full faith and credit” statute prevents a federal court from revisiting the same issues that were decided against plaintiffs by the New York state courts, which provided plaintiffs with a full and fair opportunity to litigate these issues. Accordingly, we affirm.

I.

We review the district court’s denial of a preliminary injunction for an abuse of discretion. See Bery v. City of New York, 97 F.3d 689, 693 (2d Cir.1996). “It is by this time black-letter law that the party seeking a preliminary injunction must establish that: (1) absent injunctive relief, it will suffer an irreparable injury; and (2) either (a) a likelihood of success on the merits or (b) sufficiently serious questions going to the merits to make them a fair ground for litigation and the balance of hardships tips in favor of the movant.” Alliance Bond Fund, Inc. v. Grupo Mexicano de Desarrollo, S.A., 143 F.3d 688, 696 (2d Cir.1998). “Violations of First Amendment rights are commonly considered irreparable injuries for the purposes of a preliminary injunction.” Bery, 97 F.3d at 693. Because we conclude, however, that plaintiffs are collaterally estopped from relit-igating the issues that govern their First Amendment claim, they can show neither “a likelihood of success on the merits” nor “sufficiently serious questions going to the merits to make them a fair ground for litigation.”

Under the full faith and credit statute, 28 U.S.C. § 1738,3 “Congress has specifically required all federal courts to give preclusive effect to state-court judgments whenever the courts of the State from which the judgments emerged would do so.” Allen v. McCurry, 449 U.S. 90, 96, 101 S.Ct. 411, 66 L.Ed.2d 308 (1980); see also Migra v. Warren City Sch. Dist. Bd. of Educ., 465 U.S. 75, 84, 104 S.Ct. 892, 79 L.Ed.2d 56 (1984) (noting that § 1738 “embodies the view that it is more important to give full faith and credit to state-court judgments than to ensure separate forums for federal and state claims”); see generally Montana v. United States, 440 U.S. 147, 153, 99 S.Ct. 970, 59 L.Ed.2d 210 (1979) (“A fundamental precept of common-law adjudication, embod[104]*104ied in the related doctrines of collateral es-toppel and res judicata, is that a ‘right, question or fact distinctly put in issue and directly determined by a court of competent jurisdiction ... cannot be disputed in a subsequent suit between the same parties or their privies _’ ”) (quoting Southern Pacific R. Co. v. United States, 168 U.S. 1, 48-49, 18 S.Ct. 18, 42 L.Ed. 355 (1897) (ellipses in original)). New York law provides that an issue may not be relitigated if the identical issue was necessarily decided in a previous proceeding, provided that the party against whom collateral estoppel is being asserted had a full and fair opportunity to litigate the issue in the prior action. See, e.g., In re Sokol, 113 F.3d 303, 306 (2d Cir.1997); Ryan v. New York Tel. Co., 62 N.Y.2d 494, 500-01, 478 N.Y.S.2d 823, 826-27, 467 N.E.2d 487, 490-91 (1984).

We agree with the district court that the issues decided and the standards applied by the New York state courts in rejecting plaintiffs’ state constitutional challenge are the same that would be applicable to plaintiffs’ First Amendment claim. Under both the federal and state Constitutions, the Zoning Amendment must: (1) be “content neutral,” in the sense that it is aimed not at the restricted speech itself but at the negative secondary consequences that flow from it; (2) serve substantial government interests and be no broader than necessary to serve these interests; and (3) leave open reasonable alternative avenues of communication. Compare City of Renton v. Playtime Theatres, Inc., 475 U.S. 41, 49-50, 106 S.Ct. 925, 89 L.Ed.2d 29 (1986), with Stringfellow’s of New York, Ltd. v. City of New York, 91 N.Y.2d 382, 671 N.Y.S.2d 406, 694 N.E.2d 407 (1998). The New York Court of Appeals unanimously held that the Zoning Amendment met these standards — just as this Court in Buzzetti found the Zoning Amendment constitutionally unobjectionable on the record then before us — and this determination is equally dispositive of plaintiffs’ claim under the First Amendment. Cf. Kremer v. Chemical Construction Corp.,

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Cite This Page — Counsel Stack

Bluebook (online)
146 F.3d 99, 1998 U.S. App. LEXIS 11593, 1998 WL 283205, Counsel Stack Legal Research, https://law.counselstack.com/opinion/hickerson-v-city-of-new-york-ca2-1998.