Hiatt v. Union Pacific Railroad

65 F.3d 838
CourtCourt of Appeals for the Tenth Circuit
DecidedSeptember 8, 1995
DocketNos. 94-8088, 94-8089
StatusPublished
Cited by4 cases

This text of 65 F.3d 838 (Hiatt v. Union Pacific Railroad) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Hiatt v. Union Pacific Railroad, 65 F.3d 838 (10th Cir. 1995).

Opinion

McKAY, Circuit Judge.

This opinion resolves both Hiatt, et al. v. Union Pacific, et al. and Smith, et al. v. Burlington Northern, et al. The issues raised by the two cases are identical, and the cases were presented together at oral argument. We jointly refer to the plaintiffs in Hiatt and Smith as “Plaintiffs” and, similarly, to the various defendants as “Defendants.”

The opinion of the district court, see Hiatt v. Union Pac. Co., 859 F.Supp. 1416 (D.Wyo.1994), recounts in full the somewhat extensive background to this case. We offer here only the abridged story. From the advent of the diesel locomotive, the trains of this country were traditionally operated by a crew comprising an engineer, a conductor, and one or two brakemen. The march of progress did not leave this arrangement untouched, however; the virtual elimination of the caboose in recent decades substantially reduced the work historically performed by brakemen. In the early 1980s, the railroads, in an effort to reduce crew sizes to conform to modem needs, ceased to replace retired brakemen. Progress, alas, marched forward somewhat more quickly than did the brakemen, and by the late 1980s the railroads confronted both a daunting surplus of brakemen and a shortage of conductors. It is perhaps not surprising that the efforts of the railroads to negotiate a settlement with the United Transportation Union (“UTU”) reached an impasse. In the end, it was necessary for Congress to legislate a solution to the brakeman problem.

Public Law No. 102-29, 105 Stat. 169 (1991), in essence, mandated that all brakemen be promoted to conductor unless a Special Board, appointed by the President, should find such action to be demonstrably inequitable or materially erroneous. The [841]*841Special Board found no fault with the congressional solution, and the brakemen of this country were, after some further negotiations between the railroads and UTU, promoted to conductor.

For many older brakemen, however, promotion held, and holds, little allure. Under the seniority system long in place in the railroad industry, brakeman seniority does not carry over when one is promoted to conductor.1 Thus, a newly promoted conductor begins with no seniority, and takes his or her place at the bottom of the duty roster. This transition from experienced brakeman to junior conductor can be abrupt under the best of circumstances: one loses a great deal of choice over one’s work, and must again toil at those duties that no one else desires. Traditionally, the prospect of a second stint of grunt work deterred a significant percentage of qualified brakemen from accepting promotion to conductor, and in fact the majority of the Plaintiffs chose to forego promotion and remain brakemen. Mandatory promotion, within the context of the established seniority system, thus thrust a rather traumatic, and unwanted, mid-life career change upon the Plaintiffs. As brakemen, the Plaintiffs eould choose to work whatever runs suited them; as conductors, these same individuals must now take what they can get — at an age when their bodies are less resilient, and their lives more settled, than many younger men who hold greater conductor (but less overall) seniority. Unhappy with their situations, and believing themselves to have suffered because of their ages, the Plaintiffs filed suit under the Age Discrimination in Employment Act, 29 U.S.C. §§ 621-634. The district court granted the Defendants summary judgment, and the Plaintiffs now appeal.

The Plaintiffs herein acknowledge that Public Law No. 102-29, as implemented by the Special Board, required that they be promoted to conductor. They do not here challenge that promotion. Rather, they attack the manner in which the Defendants effected the elimination of the brakeman position. Specifically, the Plaintiffs contend that the Defendants faded to take measures to mitigate the uniquely deleterious impact of promotion upon the lives of older brakemen. The Plaintiffs assert that the Defendants could have preserved the ability of older brakemen to control their work schedules either by dovetailing brakeman seniority with conductor seniority or by otherwise redistributing the workload to spare older brakemen the more arduous tasks. The Plaintiffs claim that the failure of the Defendants to take these (or similar) steps gives rise to both a disparate impact and a disparate treatment claim. We address these claims in turn, reviewing the merits of the Plaintiffs’ arguments de novo. We must first, however, resolve two threshold questions of jurisdiction.

The Defendants, noting that Public Law No. 102-29 expressly precludes judicial review of the Special Board’s findings, argue that the federal courts do not have subject matter jurisdiction to consider this appeal. We think their contentions misplaced. The Plaintiffs, as indicated above, challenge not the preferment authorized by the Special Board but the manner in which the Defendants carried out their statutory duties. We have jurisdiction to determine if the Defendants in performing those duties discriminated unlawfully on the basis of age.

The Defendants, in the alternative, argue that this case is in fact a minor dispute subject to mandatory arbitration under the Railway Labor Act. See Hiatt, 859 F.Supp. at 1423-26. We disagree for the reasons given by the district court. See id. at 1425-26. The Supreme Court, in Atchison, Topeka & Santa Fe Railway Co. v. Buell, 480 U.S. 557, 107 S.Ct. 1410, 94 L.Ed.2d 563 (1987), held that the Rahway labor Act did not preclude claims of wrongful conduct brought under FELA. See id. at 564-67, 107 S.Ct. at 1414—16. We see no reason to reach a different result here. The Railway Labor Act, standing alone, cannot shield the Defendants from the ADEA. We turn now to the merits of the Plaintiffs’ claims.

[842]*842The district court, drawing upon the reasoning of Justice Kennedy’s concurrence in Hazen Paper Co. v. Biggins, — U.S. -, 113 S.Ct. 1701, 123 L.Ed.2d 338 (1993) (Kennedy, J., concurring), held that a claim of disparate impact was not cognizable under the ADEA. In the interim, the Seventh Circuit, in EEOC v. Francis W. Parker School, 41 F.3d 1073, 1076-78 (7th Cir.1994), cert. denied, — U.S. -, 115 S.Ct. 2577, 132 L.Ed.2d 828 (1995), seemingly reached the same conclusion.2 Recognizing that the question is as yet undecided in this circuit, see Faulkner v. Super Valu Stores, Inc., 3 F.3d 1419, 1428 (10th Cir.1993), we expressly decline to resolve it today. We instead affirm on more limited grounds the grant of summary judgment against the allegations of disparate impact.

Congress has excluded from the ambit of the statute even prohibited actions that are taken in “observance of] the terms of a bona fide seniority system that is not intended to evade the purposes of [the ADEA].” 29 U.S.C.A. § 623(f)(2) (West Supp.1995). Construing similar language contained in Title VII, see 42 U.S.C. § 2000e-2(h),3

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Leonard K. Hiatt Robert A. Bagby Marvin Crabaugh Gary W. Boatright Ronald L. Roberson Carl D. Houk Jerrold B. Hutchings Duane K. Hinkle Larry L. Burback Stephen J. Miller Kim R. Hardman Kenneth R. Covington Michael E. Valentine Gary L. Yanken Patrick M. Herrley Mike I. Carlson Randall O. Swarthout Sammy L. Cross Darrell D. Miller Ronald L. Stoddard James D. Tolle Larry S. Clark Robert T. Epler Richard W. Cavender Dale Young Robert F. McIntosh Julian R. Nelson Walter T. Gronek Ronald E. Ostendorf Ronald R. Johnson Melvin E. Sayre Robert F. Lannon Gerald T. Dueling Philip J. Eberhardt Roxie L. Jackson Russell P. Eggers Ron G. Van Northwick Thomas M. McMurtry Larry R. Mann Maurice F. McDonald Donald A. Raschke Cleo D. Schroeder Kenneth W. McIntosh Robert A. Podjenski Gilbert R. Throm Donald K. Peters Robert G. Wenzel Cecil B. Miller Leroy W. Roth James L. Wells Charles F. Smartt James W. Jenkins John J. Stamate Gerry W. Spinden David E. Dupree Donald R. Smith James P. Manary Ronald B. Hunt Robert E. Williams Dennis J. Smith Gary E. Metcalf Benny L. Covington Robert E. Wedgwood Norman R. Thomas Jon L. Stone Steven L. Brown John R. Holloway Warren H. Bush Edward W. Berardino v. Union Pacific Railroad Company, a Utah Corporation United Transportation Union, Equal Employment Opportunity Commission Equal Employment Advisory Council, Amici Curiae. Jerome J. Smith Michael R. Ramold Michael X. Kosmicki Richard J. McCune Daniel L. Eastman Donald E. Looker Robert A. Harger Steven L. Burbach Donald S. Seghi Roland G. Beard Earl J. Vance Bruce O. Stafford Richard K. Loehning, Jr. Tracy B. Miller Gary L. Jones Robert M. Hagy William A. Myers Gene F. Noonan Kenneth J. Puchalski Robert L. Keenan Robert F. Garland David A. Growe Michael P. O'Neil Timothy J. Hoppe Albert G. Kelsch Steven F. Massey John M. Crawford Tarrell L. Newman Bill G. Hamilton Verl W. Moore Charles W. Rohe Albert W. Greenwood Gerald A. Gompert Gary L. Katiepolt Dick C. Jones Jon Lutz Charles D. Barnhill Larry G. Wright Thomas W. Schaefer John C. Rosenstock Steven E. Bishop Roger G. Mazanec Edward Jay Dietz Steve v. Brew Lavern L. Brown Donald Masek Donald Rosekrans Robert H. Hall Jack A. Reighard Roger E. Rohrbouck James Moritz Harold Jones v. United Transportation Union Burlington Northern Railroad Company, a Delaware Corporation, Equal Employment Opportunity Commission Equal Employment Advisory Council, Amici Curiae
65 F.3d 838 (Tenth Circuit, 1995)

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65 F.3d 838, Counsel Stack Legal Research, https://law.counselstack.com/opinion/hiatt-v-union-pacific-railroad-ca10-1995.