Herman v. State

CourtCourt of Criminal Appeals of Tennessee
DecidedDecember 1, 2010
Docket03C01-9601-CR-00035
StatusPublished

This text of Herman v. State (Herman v. State) is published on Counsel Stack Legal Research, covering Court of Criminal Appeals of Tennessee primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Herman v. State, (Tenn. Ct. App. 2010).

Opinion

IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE

AT KNOXVILLE FILED JANUARY 1997 SESSION May 7, 1997

Cecil Crowson, Jr. Appellate C ourt Clerk BRIAN M. HERMAN, ) ) Appellant, ) C.C.A. No. 03C01-9601-CR-00035 ) vs. ) Hamilton County ) STATE OF TENNESSEE, ) Honorable Russell C. Hinson, Judge ) Appellee. ) (Post-Conviction) )

FOR THE APPELLANT: FOR THE APPELLEE:

ARDENA J. GARTH JOHN KNOX WALKUP District Public Defender Attorney General & Reporter 11th Judicial District ELIZABETH T. RYAN DONNA ROBINSON MILLER (appeal) Assistant Attorney General Assistant District Public Defender Criminal Justice Division 450 James Robertson Parkway HIRAM G. HILL (hearing) Nashville, TN 37243-0493 Assistant District Public Defender 701 Cherry St., Suite 300 WILLIAM COX Chattanooga, TN 37402 District Attorney General

C. LELAND DAVIS Asst. District Attorney General Courts Building, Room 310 Chattanooga, TN 37402

OPINION FILED: ____________________

AFFIRMED

CURWOOD WITT JUDGE OPINION

The appellant, Brian M. Herman, appeals the Hamilton County

Criminal Court’s denial of his petition for post-conviction relief. Herman was

convicted of aggravated assault, theft and possession of cocaine for resale following

pleas of guilty and nolo contendere on these charges. He received consecutive

sentences totaling 15 years, to be served in Community Corrections, although his

Community Corrections status was later revoked and he was sent to the

Department of Corrections. In his post-conviction petition, he alleged he did not

receive the effective assistance of counsel, and as a result, his guilty pleas were not

knowingly and voluntarily made. The Hamilton County Criminal Court found

petitioner failed to prove his allegations and dismissed his petition. On appeal, the

appellant challenges the ruling below with respect to both of these issues. In

addition, he raises two additional issues, (1) whether the state waived any defenses

to the petition by failing to file an answer, and (2) whether his due process rights

were violated when he did not receive a hearing prior to revocation of his

Community Corrections sentence. On review of the record, we hold the evidence

does not preponderate against the trial court's findings that the appellant received

the effective assistance of counsel at the trial level and that his guilty pleas were

knowingly and voluntarily made, and we affirm the decision of the court below with

respect to those issues. Additionally, we hold the appellant is not entitled to relief

based upon his claims relating to the state's failure to file an answer to the petition

and the state's failure to provide him with a Community Corrections revocation

hearing. Accordingly, we affirm the trial court's dismissal of the petition.

The appellant was charged with possession of cocaine for resale, theft

of property valued over $1,000 and aggravated assault.1 He retained Leonard M.

1 The indictments, written plea agreements and judgments of conviction were not made a part of the record; therefore, this court is limited to consideration of the testimony of the appellant, transcripts of the plea hearings and post-conviction petition in determining the crimes for which the appellant was indicted and sentenced. Although the better practice is for these documents to be part of the record, see Tenn. R. App. P. 24; Tenn. Code Ann. §§ 40-30-104 (12)(b) (1990) (repealed 1995) and 40-30-114(b) (1990) (repealed 1995), based on the other

2 Caputo to represent him in the proceedings against him. The appellant knew Mr.

Caputo and had retained him in the past to represent him with respect to other

matters. He paid Mr. Caputo a fee, although the services to be provided for that fee

are disputed. Mr. Caputo testified the fee was for his services in working out plea

arrangements. The appellant contends Mr. Caputo refused to take his cases to

trial without an additional fee, although the appellant never directly denies the fee

he paid was solely to resolve the matters prior to trial. Mr. Caputo acknowledges

he quoted an additional fee to the appellant, but ultimately, he told the appellant he

would go to trial even though the fee had not been paid. On the other hand, the

appellant denied Mr. Caputo told him he would take his case to trial without the

additional fee and says he was told he could either plead to the charges or go to

trial with a public defender. The appellant further contends Mr. Caputo told him he

would receive maximum sentences if he was represented by a public defender.

In any event, Mr. Caputo negotiated a plea agreement whereby the

appellant pleaded guilty to possession of cocaine for resale with an agreed

sentence of 9 years and theft of property with an agreed sentence of 3 years

running consecutively to the 9 year sentence. The appellant requested placement

in the Community Corrections program, and the sentencing court referred him to

Community Corrections for consideration. The appellant was initially denied

enrollment in Community Corrections through the program’s screening process;

however, through further efforts of Attorney Caputo, that decision was reversed.

Several months after entering his guilty pleas on the possession of cocaine and

theft charges, the appellant entered a plea of nolo contendere to the offense of

aggravated assault with an agreed sentence of 3 years to be served consecutively

to the 9 and 3 year sentences. The court approved the service of these sentences

in the Community Corrections program.

The appellant was ultimately unsuccessful in the Community

evidence before us, we do not deem this absence critical in this case.

3 Corrections program. By his own admission, he quit going to work at the job to

which he was assigned through the program, even though he knew he would have

to serve his sentence in jail if he did not comply with all the requirements of

Community Corrections.2 The appellant was thereafter sent to the Department of

Corrections to serve his sentence. He testified he was unaware he had the right to

a hearing until after the time for requesting a hearing had expired.

In this appeal, the appellant raises four issues for our consideration:

(1) whether the state waived any defenses by failing to properly plead them; (2)

whether the trial court erred in finding that he received effective assistance of

counsel; (3) whether the trial court erred in finding his guilty pleas were voluntarily,

understandingly and knowingly entered, and (4) whether his due process rights

were violated when he was deprived of a Community Corrections revocation

hearing.

I

The appellant contends he is entitled to relief because the state never

filed an answer to his petition, as required by former Tennessee Code Annotated

section 40-30-114.

The evidence of record shows that shortly after the appellant filed his

pro se petition, it was found insufficient as a matter of law by Judge DiRisio of the

Hamilton County Criminal Court. By Judge DiRisio’s order of February 28, 1994,

the appellant was allowed 90 days to amend his petition,3 and the state was given

30 days after filing of the amendment to file its answer. No amended petition

appears in the record, which leads this court to the conclusion the petition was

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