Herd v. Tapia

356 F. App'x 140
CourtCourt of Appeals for the Tenth Circuit
DecidedDecember 14, 2009
Docket09-2166
StatusUnpublished
Cited by10 cases

This text of 356 F. App'x 140 (Herd v. Tapia) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Herd v. Tapia, 356 F. App'x 140 (10th Cir. 2009).

Opinion

ORDER DENYING CERTIFICATE OF APPEALABILITY *

NEIL M. GORSUCH, Circuit Judge.

Troy Herd, a New Mexico state prisoner proceeding pro se, applies for a certificate of appealability (COA) to challenge the federal district court’s denial of his 28 U.S.C. § 2254 petition for a writ of habeas corpus. After review of his application, however, we see no basis on which we may lawfully grant his application.

* * *

*141 In 2005, Mr. Herd and Kenneth Larmey forcibly entered the residence of Robert Gutierrez. An altercation ensued during which Mr. Gutierrez sustained a cut from an axe, though Mr. Herd denies striking him. Before leaving the scene, however, Mr. Herd smashed the windshield of Mr. Gutierrez’s vehicle.

Following a jury trial, Mr. Herd was convicted of aggravated battery with a deadly weapon, aggravated assault with intent to commit a felony, aggravated burglary with a deadly weapon, conspiracy to commit aggravated burglary with a deadly weapon, and criminal damage to property. The state court determined that Mr. Herd was a habitual criminal offender, and therefore his convictions for aggravated battery, aggravated assault, aggravated burglary, and conspiracy were each enhanced by four years in accordance with New Mexico’s habitual offender statute. See N.M. Stat. Ann. § 31-18-17.

On direct review, the New Mexico Court of Appeals affirmed the convictions and the New Mexico Supreme Court denied his petition for a writ of certiorari. Mr. Herd then pursued post-conviction relief. Proceeding pro se, he first filed a state habeas petition, arguing that the state court erred when it applied the habitual offender enhancement to each of his four felony convictions. He then filed a motion seeking appointment of counsel. The state trial court issued an order dismissing the habeas petition and the motion to appoint counsel. Mr. Herd appealed to the New Mexico Supreme Court, raising the same challenge to the sentence enhancements, as well as a claim that the state trial court unlawfully denied his request for counsel. Again, the Supreme Court denied his petition for a writ of certiorari.

Mr. Herd then filed the instant federal habeas petition under 28 U.S.C. § 2254, raising two arguments. First, Mr. Herd again challenged the habitual-offender enhancements of his sentence. Second, he argued that Rule 5-802(E) of the New Mexico Rules Annotated (NMRA) required the state trial court to appoint him counsel to assist him with his state habeas petition. While his federal petition was pending and after the government had responded, Mr. Herd sent two letters to the court, requesting a new trial and an evidentiary hearing. In these letters, Mr. Herd claimed that, at his state court trial, the state prosecutor intimidated his only witness, Mr. Larmey, who ended up not testifying. Mr. Herd also argued that he was innocent of the charges that he had attacked Mr. Gutierrez with an axe. Mr. Herd based both of these claims on what he alleged was new evidence presented in an affidavit by Mr. Larmey.

The magistrate judge assigned to the case issued a report and recommendation concluding that Mr. Herd’s federal petition should be dismissed with prejudice. He found that neither of the claims in the habeas petition were cognizable on federal habeas review, because both alleged only errors of state law. In addition, the magistrate judge noted that Mr. Herd made “no argument that federal law was misapplied or that an unreasonable factual determination was made by the state court” as required under the Antiterrorism and Effective Death Penalty Act of 1996 (AEDPA). R. at 186-87. Finally, the magistrate judge liberally construed Mr. Herd’s two letters to the court motions to amend his § 2254 petition to add two new claims: (1) a claim of prosecutorial misconduct based on the state prosecutor’s alleged intimidation of Mr. Herd’s witness, and (2) a claim of innocence as to certain charges based on allegedly new evidence presented in Mr. Larmey’s affidavit. The magistrate judge, however, recommended that the motion to amend be denied. He *142 found that Mr. Herd had failed to exhaust these new claims either on direct appeal or on collateral review. Alternatively, he held that the claims failed on the merits, and were also likely time-barred under AEDPA’s one-year limitations period.

The magistrate judge’s report informed Mr. Herd that he could file objections, and that a failure to object would waive appellate review. Mr. Herd did not file written objections. Noting this fact, the district court adopted the report and recommendation and dismissed Mr. Herd’s petition with prejudice. It is this judgment from which Mr. Herd now seeks to appeal.

As an initial matter, we must determine whether Mr. Herd has waived appellate review by failing to object to the magistrate judge’s recommendations. Mr. Herd and the State agree that he did not receive a copy of the magistrate judge’s recommendations until after the due date for filing objections had expired. Indeed, the State submits that Mr. Herd has not waived his right to appeal.

This circuit “has adopted a firm waiver rule under which a party who fails to make a timely objection to the magistrate judge’s findings and recommendations waives appellate review of both factual and legal questions.” Morales-Fernandez v. INS, 418 F.3d 1116, 1119 (10th Cir.2005). This rule does not apply, however, when the “interests of justice” require review. Id. And this circuit has applied that exception to situations, like this one, where a pro se litigant did not delay in seeking a copy of the magistrate’s report and presents a credible case that “he did not receive the magistrate’s report and recommendation” until after the time period for filing objections had expired. See Wirsching v. Colorado, 360 F.3d 1191, 1198 (10th Cir.2004); Jacobs v. Looney, 233 Fed.Appx. 790, 792 (10th Cir.2007). Because the State here concedes that Mr. Herd did not receive a copy of the magistrate judge’s recommendations until it was too late to object and Mr. Herd did not otherwise interpose any delay in this case, we conclude the interests of justice support an exception to our firm waiver rule, and we will therefore consider his application for a COA.

Mr. Herd is in custody pursuant to the judgment of a state court, and therefore he may not appeal the federal district court’s denial of habeas relief without a COA from the court of appeals. 28 U.S.C. § 2253(c)(1)(A). When the district court has addressed the merits of the petitioner’s claim, a COA will not issue unless the applicant makes “a substantial showing of the denial of a constitutional right.” 28 U.S.C. § 2253(c)(2).

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Cite This Page — Counsel Stack

Bluebook (online)
356 F. App'x 140, Counsel Stack Legal Research, https://law.counselstack.com/opinion/herd-v-tapia-ca10-2009.