Herald v. Bd. of Regents of the Univ. of N.M.

CourtNew Mexico Court of Appeals
DecidedJuly 21, 2015
Docket33,187
StatusPublished

This text of Herald v. Bd. of Regents of the Univ. of N.M. (Herald v. Bd. of Regents of the Univ. of N.M.) is published on Counsel Stack Legal Research, covering New Mexico Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Herald v. Bd. of Regents of the Univ. of N.M., (N.M. Ct. App. 2015).

Opinion

1 IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO

2 Opinion Number: ___________

3 Filing Date: July 21, 2015

4 NO. 33,187

5 CYNTHIA R. HERALD, M.D.,

6 Plaintiff-Appellant/Cross-Appellee,

7 v.

8 BOARD OF REGENTS OF THE UNIVERSITY 9 OF NEW MEXICO, a body corporate of the 10 STATE OF NEW MEXICO, for itself and its 11 public operations including BOARD OF DIRECTORS 12 OF THE UNIVERSITY OF NEW MEXICO HEALTH 13 SCIENCES CENTER, UNIVERSITY OF NEW MEXICO 14 HEALTH SCIENCES CENTER and its components the 15 UNIVERSITY OF NEW MEXICO HOSPITAL and 16 UNIVERSITY OF NEW MEXICO SCHOOL OF 17 MEDICINE,

18 Defendant-Appellee/Cross-Appellant.

19 APPEAL FROM THE DISTRICT COURT OF BERNALILLO COUNTY 20 C. Shannon Bacon, District Judge

21 Curtis & Lucero 22 Lisa K. Curtis 23 Amalia S. Lucero 24 Albuquerque, NM 1 Law Offices of E. Justin Pennington 2 E. Justin Pennington 3 Albuquerque, NM

4 L. Helen Bennett 5 Albuquerque, NM

6 for Appellant

7 Wiggins, Williams & Wiggins, P.C. 8 Patricia G. Williams 9 Albuquerque, NM

10 for Appellee 1 OPINION

2 SUTIN, Judge.

3 {1} Plaintiff Cynthia Herald, M.D., sued the Board of Regents of the University of

4 New Mexico (Defendant) after she was discharged from the residency program at the

5 University of New Mexico School of Medicine. She claimed that her termination was

6 driven by discrimination and retaliation in violation of the New Mexico Human

7 Rights Act (the HRA), NMSA 1978, §§ 28-1-1 to -15 (1969, as amended through

8 2007), and the Whistleblower Protection Act (the WPA), NMSA 1978, §§ 10-16C-1

9 to -6 (2010). She also stated claims under the New Mexico Tort Claims Act (the

10 TCA), NMSA 1978, §§ 41-4-1 to -30 (1976, as amended through 2015), and for

11 breach of contract. Underlying these claims was Plaintiff’s theory that Defendant’s

12 alleged discriminatory and retaliatory actions toward her, including her termination,

13 stemmed from and were related to Plaintiff’s allegation that she had been raped by a

14 fellow participant in the residency program.

15 {2} The district court dismissed Plaintiff’s TCA and WPA claims, and the court

16 granted summary judgment in favor of Defendant as to Plaintiff’s breach of contract

17 claim. The district court construed Plaintiff’s complaint as stating three claims under

18 the HRA, namely, disparate treatment, sex discrimination, and retaliation. As to

19 disparate treatment, the district court granted summary judgment in favor of 1 Defendant. Plaintiff’s claims of sex discrimination and retaliation pursuant to the

2 HRA were tried before a jury; the jury found in favor of Defendant on both claims.

3 {3} On appeal, Plaintiff challenges the district court’s WPA and TCA dismissal

4 orders and its order granting summary judgment as to her breach of contract claim.

5 She also argues that the court erred in its instructions to the jury on her HRA claim.

6 We reverse the district court’s dismissal of Plaintiff’s WPA claims on statutory

7 construction grounds. As to Plaintiff’s remaining arguments, we affirm the district

8 court.

9 {4} Defendant cross appeals, claiming that the district court erred in denying its

10 requested costs and attorney fees. We reverse the district court’s denial of costs

11 associated with Defendant’s electronic filing fees because we hold that it was

12 premised on a misapplication of the relevant law. We affirm on the remaining issues.

13 BACKGROUND

14 {5} After graduating from medical school, Plaintiff enrolled in the University of

15 New Mexico School of Medicine (the School) as a post-doctoral fellow and resident

16 physician in anesthesiology (the residency program) in June 2008. As a participant

17 in the residency program, Plaintiff was both an employee and a student at the

18 University of New Mexico (UNM), with responsibilities as a “house staff physician

19 for patients” at UNM Hospital, as well as having a responsibility to participate in

2 1 educational activities. Plaintiff’s involvement with the residency program was

2 formalized in a “Graduate Medical Education Agreement” between Defendant and

3 Plaintiff; this agreement served as Plaintiff’s employment contract.

4 {6} In June 2009, Plaintiff visited the home of a man who was “senior to Plaintiff”

5 in the residency program (the senior resident), and who, by virtue of his greater

6 experience, education, and training, supervised Plaintiff’s work. Plaintiff claimed that

7 while she was in his home, the senior resident raped her. In September 2009, Plaintiff

8 reported the alleged rape to the Associate Dean for Graduate Medical Education, Dr.

9 David Sklar; Residency Program Director, Dr. James Harding; and Chairman of the

10 Department of Anesthesiology, Dr. John Wills (collectively, the residency

11 administrators). Plaintiff never reported the alleged rape to a law enforcement agency,

12 and the senior resident was never charged with or convicted of any crime as a result

13 of Plaintiff’s allegation that he raped her.

14 {7} In June 2010, Plaintiff was terminated from the residency program. A “notice

15 of final action” letter to Plaintiff, signed by Doctors Wills and Sklar, detailed the

16 School’s decision to terminate Plaintiff from the residency program on

17 “administrative misconduct” grounds. The letter enumerated several findings that led

18 to the School’s conclusion that Plaintiff had committed various forms of

19 administrative misconduct. Those findings included that Plaintiff was impaired and

3 1 incompetent while on duty at UNM Hospital as a result of ingesting Schedule IV

2 narcotics; that an investigation revealed that Plaintiff’s hospital-issued narcotic pack

3 was missing Schedule II and IV controlled substances and that Plaintiff had altered

4 a document pertaining to the content of the narcotic pack so as to hide the

5 discrepancy; and that, in contravention of the School’s policy, Plaintiff had repeatedly

6 filled prescriptions issued to her by other participants in the residency program, many

7 of which may have been falsified by Plaintiff in an unlawful use of the other

8 residents’ institutional DEA numbers. As well, the letter stated that Plaintiff had

9 refused to attend meetings, refused to discuss her impairment and related issues,

10 deliberately lied to the School so as to obstruct the investigation, and had attempted

11 to convince an attending physician to take the blame for the discrepancy in her

12 narcotic pack.

13 {8} Following her termination from the residency program, Plaintiff filed a

14 complaint with the New Mexico Department of Workforce Solutions, Human Rights

15 Bureau alleging that she had suffered sex discrimination and retaliation culminating

16 in her termination from the residency program. She received an order of non-

17 determination from the Labor Relations Division of the Human Rights Bureau

18 allowing her to pursue her HRA claim in district court. See § 28-1-10(D) (stating that

19 “[a] person who has filed a complaint with the human rights division may request and

4 1 shall receive an order of non[-]determination from the director”); § 28-1-13(A)

2 (stating that the order of non-determination may be appealed to the district court

3 where the complainant may obtain a trial de novo).

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