Henry Nelson v. United States

712 F. App'x 573
CourtCourt of Appeals for the Seventh Circuit
DecidedFebruary 22, 2018
Docket17-1272
StatusUnpublished

This text of 712 F. App'x 573 (Henry Nelson v. United States) is published on Counsel Stack Legal Research, covering Court of Appeals for the Seventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Henry Nelson v. United States, 712 F. App'x 573 (7th Cir. 2018).

Opinion

ORDER

The district court dismissed federal prisoner Henry Nelson’s tort suit against the government for his refusal to comply with two court orders. See Fed. R. Civ. P. 41(b). On appeal Nelson argues generally that dismissal was inappropriate and that he was unable to comply with one of the orders, but he is incorrect on both points. Because the district judge twice warned Nelson that noncompliance could result in dismissal and assessed a proportionate sanction, we affirm the judgment.

Nelson alleges that a guard at the federal prison in Terre Haute, Indiana, slammed him to the ground, causing him pain in his neck, back, and elbow. He filed suit against the United States in November 2015 and proceeded under the Federal Tort Claims Act, 28 U.S.C. § 2674. District Judge Magnus-Stinson (who was originally assigned to the case) issued a scheduling order that set a deadline for the parties’ mandatory initial disclosures. See Fed. R. Civ. P. 26(a)(1)(A). Instead of disclosing the required information to the government, Nelson filed a document titled “Motion for Entry Setting Pretrial Schedule” in which he said he was “providing the only evidence that[ ] I have to prove my claim for the assault and injuries I suffer.” (It appears he meant that he was identifying the evidence he wanted, not “providing” it.) The only evidence, he said, consisted of video footage of the incident. He explained that he believed this video existed but was in the government’s possession, and he said he had requested it in discovery.

The government served Nelson with interrogatories and requests for production of documents on May 13, 2016. The interrogatories asked Nelson to explain the incident, identify the employee who assailed him, explain the injuries suffered and the calculation of damages, and list the witnesses he intended to call. The documents the government requested consisted of those that Nelson might introduce at trial or a deposition, any statement from a person with knowledge of the incident, and papers related to his claim that the defendant caused him damages. His responses were due within 30 days of service, id. R. 33(b)(2) (interrogatories); id. R. 34(b)(2)(A) (document requests), but Nelson did not respond. The government sent Nelson letters seeking a response on June 22 and again on July 11. Nelson never replied.

On August 22, 2016, the government moved to compel Nelson’s discovery responses, and Nelson filed nothing in opposition. The judge granted the motion and ordered him to submit discovery responses by October 21, 2016. The judge warned that failure to timely comply could result in dismissal of the action “for failure to prosecute and failure to follow a [cjourt order.” Nelson, instead of sending discovery responses to the government, filed a document in which he asserted:. “THE[] ONLY DISCOVERY IS THE VIDEO TAPE FOOTAGE [ ] IN THE CUSTODY, CARE & CONTROL OF THE DEFENDANTS.” The judge directed the government to treat this filing as a discovery request under Rule 34 of the Federal Rules of Civil Procedure. The government provided a video of the postincident medical assessment of Nelson and a second video of staff discussing their involvement with the incident; it denied having any footage of the incident itself.

On October 31, ten days after the discovery-order deadline, the government moved to dismiss the case as a discovery sanction. See Fed. R. Civ. P. 37(b), (d). Instead of opposing the motion, Nelson purported to move for default judgment. On December 7 the judge (now Judge McKinney) denied Nelson’s motion and ordered him to respond to the pending motion to dismiss by explaining “the steps he had taken to respond to the [government’s] discovery requests.” The order cautioned that failure to respond “will result in dismissal of this action without further warning.” Nelson was given until December 27 to comply, but he did not file a response. Instead he filed two more motions to compel production of the incident footage.

Weeks after the extended filing deadline, the judge granted the government’s unopposed motion and dismissed Nelson’s action with prejudice. The judge, mistakenly it seems, characterized the government’s Rule 37 motion as seeking dismissal for failure to prosecute and in granting it invoked Rule 41(b) of the Federal Rules of Civil Procedure. Rule 41(b) provides: “If the plaintiff fails to prosecute or to comply with ... a court order, a defendant may move to dismiss the action or any claim against it.” The judge said dismissal was warranted by Nelson’s refusal to participate in discovery and disregard of the court’s orders; namely, the two orders that compelled his responses to discovery requests and the dismissal motion, despite the warnings in both orders. The judge said Nelson’s filings showed that he had received the two orders, understood them, and had chosen not to respond because he “intend[ed] to participate in the litigation only on his own terms.” Nelson appeals.

As á threshold matter, we must clarify some confusion over what sanctioning authority the judge relied upon in dismissing Nelson’s suit. As noted, the judge ostensibly dismissed the action under Rule 41(b), saying he granted the government’s motion to dismiss for failure to prosecute, but that motion and the government’s briefing advocated for dismissal exclusively under Rule 37 based on Nelson’s refusal to participate in discovery. And the text of Rule 41(b) permits a defendant to file a motion to dismiss but does not empower the district court to do so sua sponte. Nevertheless,, this confusion does not affect whether dismissal ultimately was appropriate because even in the absence of a Rule 41(b) motion, as here, district courts possess inherent authority to dismiss a suit for the plaintiffs lack of prosecution or refusal to comply with court orders. Link v. Wabash R.R. Co., 370 U.S. 626, 630, 82 S.Ct. 1386, 8 L.Ed.2d 734 (1962); James v. McDonald’s Corp., 417 F.3d 672, 681 (7th Cir. 2006); see also Pendell v. City of Peoria, 799 F.3d 916, 917 (7th Cir. 2015) (affirming the dismissal of a suit where the district judge purported to grant the defense motion under Rule 37 based on the plaintiff violating the order to appear for her deposition but dismissed the case for failure to prosecute). We therefore consider whether the district court properly exercised its inherent authority, reviewing the decision to impose the sanction of dismissal for abuse of discretion. James, 417 F.3d at 681.

On appeal Nelson asserts that he was unable to comply with the discovery order because he did not possess the “discovery” sought in the interrogatories and document requests.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Link v. Wabash Railroad
370 U.S. 626 (Supreme Court, 1962)
Kasalo v. Harris & Harris, Ltd.
656 F.3d 557 (Seventh Circuit, 2011)
Jacqueline Johnson v. Chicago Board of Education
718 F.3d 731 (Seventh Circuit, 2013)
Peggy Pendell v. City of Peoria, Illinois
799 F.3d 916 (Seventh Circuit, 2015)
Nelson v. Schultz
878 F.3d 236 (Seventh Circuit, 2017)
McInnis v. Duncan
697 F.3d 661 (Seventh Circuit, 2012)

Cite This Page — Counsel Stack

Bluebook (online)
712 F. App'x 573, Counsel Stack Legal Research, https://law.counselstack.com/opinion/henry-nelson-v-united-states-ca7-2018.