Henderson v. United States

517 U.S. 654, 116 S. Ct. 1638, 134 L. Ed. 2d 880, 1996 U.S. LEXIS 3243
Supreme Court of the United States·Decided June 3, 1996·No. 95-232·Published·Cited by 557 cases

Opinions

[656]*656Justice Ginsburg

delivered the opinion of the Court.

This case concerns the period allowed for service of process in a civil action commenced by a seaman injured aboard a vessel owned by the United States. Recovery in such cases is governed by the Suits in Admiralty Act, 46 U. S. C. App. §741 et seq., which broadly waives the Government’s sovereign immunity. See §742 (money judgments); §743 (costs and interest). Rule 4 of the Federal Rules of Civil Procedure allows 120 days to effect service of the summons and timely filed complaint, a period extendable by the court. The Suits in Admiralty Act, however, instructs that service shall be made “forthwith.” § 742. The question presented is whether the Act’s “forthwith” instruction for service of process has been superseded by the Federal Rule.

In the Rules Enabling Act, 28 U. S. C. §2071 et seq., Congress ordered that, in matters of “practice and procedure,” § 2072(a), the Federal Rules shall govern, and “[a]ll laws in conflict with such rules shall be of no further force or effect,” § 2072(b). We hold that, in actions arising under federal law, commenced in compliance with the governing statute of limitations, the manner and timing of serving process are generally nonjurisdictional matters of “procedure” controlled by the Federal Rules.

I

On August 27, 1991, petitioner Lloyd Henderson, a merchant mariner, was injured while working aboard a vessel owned and operated by the United States. On April 8,1993, after exhausting administrative remedies, Henderson filed a seaman’s personal injury action against the United States, pursuant to the Suits in Admiralty Act, 41 Stat. 525, as amended, 46 U. S. C. App. §741 et seq.1 Under that Act, [657]*657suits of the kind Henderson commenced “may be brought... within two years after the cause of action arises.” §745. Henderson brought his action well within that time period. He commenced suit, as Federal Rule of Civil Procedure 3 instructs, simply “by filing a complaint with the court.”2

Having timely filed his complaint, Henderson attempted to follow the Federal Rules on service. It is undisputed that the following Rules, and nothing in the Suits in Admiralty Act, furnished the immediately relevant instructions. Federal Rule of Civil Procedure 4(a) (1988) provided: “Upon the filing of the complaint the clerk shall forthwith issue a summons and deliver the summons to the plaintiff or the plaintiff’s attorney, who shall be responsible for prompt service of the summons and a copy of the complaint.” Rule 4(b) provided: “The summons shall be signed by the clerk, [and] be under the seal of the court.” Rule 4(d) stated: “The summons and complaint shall be served together.”3

A series of slips occurred in obtaining the summons required by Rule 4. Henderson’s counsel requested the appropriate summons forms and file-stamped copies of the complaint on April 8, 1993, the day he filed Henderson’s [658]*658complaint. But the court clerk did not respond immediately. Counsel eventually obtained the forms on April 21,1993, and completed and returned them to the clerk. On May 4, counsel received the summons mailed to him from the clerk’s office, and on May 19, counsel sent the summons and complaint, by certified mail, to the Attorney General,4 who received them on May 25.

Service on the local United States Attorney took longer. On May 25, Henderson’s counsel forwarded the summons and complaint, as received from the clerk, to a “constable” with a request to effect service. On June 1, the constable’s office returned the documents, informing Henderson’s counsel that the summons was not in proper form, because it lacked the court’s seal. Counsel thereupon wrote to the court clerk requesting new summons forms with the appropriate court seal. Counsel repeated this request on August 19; ultimately, on August 25, Henderson’s counsel received the properly sealed summons.

Once again, Henderson’s counsel requested the constable’s service and, on August 30, moved for an extension of time to serve the United States Attorney.5 The court granted the motion, extending the time for service until September 15. The United States Attorney received personal service of the summons and complaint, in proper form, on September 3, 1993.

[659]*659Thus, the Attorney General received the complaint 47 days after Henderson filed suit, and the United States Attorney was personally served 148 days after Henderson commenced the action by filing his complaint with the court. On November 17, 1993, the United States moved to dismiss the action. The grounds for, and disposition of, that motion led to Henderson’s petition for certiorari.

The United States has never maintained that it lacked notice of Henderson’s complaint within the 2-year limitation period prescribed for Suits in Admiralty Act claims. See 46 U. S. C. App. § 745; Tr. of Oral Arg. 38-39 (counsel for United States acknowledged that service on Attorney General gave Government actual notice three months before 2-year limitation period ended).6 Nor has the Government asserted any prejudice to the presentation of its defense stemming from the delayed service of the summons and complaint. And the manner and timing of service, it appears beyond debate, satisfied the requirements of Federal Rule of Civil Procedure 4 (titled “Summons” and detailing prescriptions on service of process).

In support of its motion to dismiss, the United States relied exclusively on §2 of the Suits in Admiralty Act, 46 U. S. C. App. § 742, which provides in part:

“The libelant [plaintiff] shall forthwith serve a copy of his libel [complaint] on the United States attorney for [the] district [where suit is brought] and mail a copy thereof by registered mail to the Attorney General of the United States.”

This provision has remained unchanged since its enactment in 1920,18 years before the Federal Rules of Civil Procedure became effective, and 46 years before admiralty cases were brought within the realm of the Civil Rules. The Government argued that Henderson’s failure to serve process [660]*660“forthwith,” as required by §742, deprived the District Court of subject-matter jurisdiction because §742 describes the conditions of the United States’ waiver of sovereign immunity.

The District Court initially denied the Government’s motion, but reconsidered the matter based on an intervening Fifth Circuit decision, United States v. Holmberg, 19 F. 3d 1062, cert. denied, 513 U. S. 986 (1994). The court in Holm-berg,

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Henderson v. United States, 517 U.S. 654, 116 S. Ct. 1638, 134 L. Ed. 2d 880, 1996 U.S. LEXIS 3243 (1996).

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