Hempel v. City of Baraboo

2003 WI App 254, 674 N.W.2d 38, 268 Wis. 2d 534, 20 I.E.R. Cas. (BNA) 1495, 2003 Wisc. App. LEXIS 1084
CourtCourt of Appeals of Wisconsin
DecidedNovember 20, 2003
Docket03-0500
StatusPublished
Cited by5 cases

This text of 2003 WI App 254 (Hempel v. City of Baraboo) is published on Counsel Stack Legal Research, covering Court of Appeals of Wisconsin primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Hempel v. City of Baraboo, 2003 WI App 254, 674 N.W.2d 38, 268 Wis. 2d 534, 20 I.E.R. Cas. (BNA) 1495, 2003 Wisc. App. LEXIS 1084 (Wis. Ct. App. 2003).

Opinions

HIGGINBOTHAM, J.

¶ 1. Hal Hempel appeals from a circuit court order granting summary judgment in favor of the City of Baraboo and the City of Baraboo Police Department (collectively, the City) on his challenge to their denial of his open records request. Hempel, a City of Baraboo police officer, argues that the circuit court erred when it found that the public's presumptive right to disclosure of investigatory records [539]*539related to an internal complaint filed against him was outweighed by the public's interest in non-disclosure. He argues that the circuit court failed to conduct a proper balancing analysis and that under the facts of this case the privacy interest of the alleged victim and the witnesses does not outweigh the public's interest in disclosure. We disagree and affirm the summary judgment order of the circuit court.

FACTS

¶ 2. Hempel has been a City of Baraboo police officer for twenty-two years. In late January 2000, Captain Dennis Kluge of the City of Baraboo Police Department informed Hempel that a fellow officer, Kaye Howver, had filed a complaint against Hempel, accusing him of sexual harassment. On February 10, 2000, Hempel received a copy of the Howver complaint and a memo inviting him to attend an interview to respond to Howver's complaint. On February 18, 2000, Hempel provided a recorded response to Kluge's questions regarding the complaint.

¶ 3. On August 11, 2000, Chief of Police Thomas Lobe gave Hempel a memorandum detailing the disposition of the complaint. The memo was "documentary only" and not disciplinary in nature and indicated that the memo would be retained in Hempel's personnel file for a period of three years from July 8, 2000. The memo further indicated that if another complaint of a similar nature was received, this complaint could be considered at that time.

[540]*540¶ 4. On January 24, 2001, Hempel, via his attorney, served an open records request upon the City, pursuant to Wis. Stat. § 19.351 and Wis. Stat. § 103.13(2), which entitles an employee to inspect specified personnel documents including documents relating to disciplinary action against the employee. Hempel requested copies of written materials pertaining to Howver's complaint against him. On January 31, 2001, Chief Lobe responded to Hempel's request in writing stating "the only reference to the [_] complaint in Officer Hempel's personnel file is the letter to officer Hempel from the [Chief] dated August 11, 2000 . . . ." In that letter, no disciplinary action was taken under § 103.13(2). The Chief denied Hempel's request under § 103.13(2) to inspect any additional documents since there were no additional documents in Hempel's personnel file. The Chief stated he would respond to Hempel's public records request by a separate letter.

¶ 5. On January 31, 2001, Lobe retired and Kluge was appointed police chief. Chief Kluge provided a written response to Hempel's open records request under Wis. Stat. ch. 19 stating that, after applying the balancing test, he was releasing certain records in redacted form. The documents were sent to Hempel's attorney. The documents, which were eventually released in redacted form to the public by a letter from Chief Kluge on March 13, 2001, are:

1. Officer's report dated January 24, 2000.
2. Sauk County Sheriffs Office complaint dated February 10, 2000.
[541]*5413. Letter dated August 11, 2000, to a Baraboo police officer signed by Chief of Police Thomas Lobe.
4. Letter to James C. Bohl, City Attorney, dated August 7, 2000, from Attorney Aaron N. Hal-stead.
5. Letter to James C. Bohl, dated June 16, 2000, from Attorney Halstead.

¶ 6. Chief Kluge denied Hempel's request for documents created from the department's internal investigation of Officer Howver's complaint and reiterated the nonexistence of any additional documents in Hempel's personnel file.

¶ 7. Chief Kluge provided the following reasons for denying Hempel's request for the investigation documents:

1. The City harassment policy provides that when a complaint is received, such as the one made by Officer [_], a "confidential investigation" of the alleged activity will be undertaken by the City. Although it could be argued that the court decisions interpreting Chapter 19 can over-ride the City's confidentiality policy, we find that this is not an appropriate case to do that.
2. A further reason for non-public disclosure of the documents you have requested is that disclosure of such documents would interfere with the ability of a law enforcement agency to conduct thorough, confidential, internal investigations. Moreover, the Police Department's ability to gather statements from members of the Department or other departments would be seriously hampered by public disclosure of such investiga[542]*542tions. Furthermore, disclosure would discourage victims and witnesses from providing information to the Department regarding personnel investigations.
3. Your request is further denied on the basis that disclosure of the documents you have requested would interfere with and hamper the City of Baraboo's ability to ensure employees an opportunity for satisfying careers and fair treatment based upon the value of their service and would impinge upon the City's right and opportunity to have an [sic] retain competent law enforcement personnel.
4. A further reason for nondisclosure of the documents requested is to protect the privacy rights of individuals who cooperated in the investigation, as well as Officer Hempel and Officer [_]. Disclosure of these records might subject witnesses, employees, and their families to increased risk of harassment or other jeopardy.
5. Nondisclosure of the records you have requested is further required in order to avoid a loss of morale. The City believes that disclosure would cause police officers to choose other employment because of the possible disclosure of personnel investigations. Thus, disclosure could inhibit the City's ability to hire and retain competent personnel.
6. It is possible that the documents requested may contain information that may be mistaken, unsubstantiated, untrue, or irrelevant, and there is a strong public policy in preventing this information from becoming public thereby causing undo [sic] personal and/or economic harm to the individuals involved. Accordingly, disclosure of [543]*543such information could damage the reputation of such individual and would constitute an unwarranted invasion of personal privacy of such individual.
In conclusion, when the public interest in protecting the foregoing policies is balanced against the public interest in providing public access to internal personnel investigations, the public interest to be served by the release of such documents does not out-weigh the countervailing interests that would be impacted by their release. Therefore, in my opinion, there is a strong public policy interest in non-disclosure.

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Related

Hempel v. City of Baraboo
2005 WI 120 (Wisconsin Supreme Court, 2005)
City of Madison v. Crossfield
691 N.W.2d 926 (Court of Appeals of Wisconsin, 2004)
LOCAL 2489, AFSCME, AFL-CIO v. Rock County
2004 WI App 210 (Court of Appeals of Wisconsin, 2004)
Hempel v. City of Baraboo
2003 WI App 254 (Court of Appeals of Wisconsin, 2003)

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Bluebook (online)
2003 WI App 254, 674 N.W.2d 38, 268 Wis. 2d 534, 20 I.E.R. Cas. (BNA) 1495, 2003 Wisc. App. LEXIS 1084, Counsel Stack Legal Research, https://law.counselstack.com/opinion/hempel-v-city-of-baraboo-wisctapp-2003.